Horizon Technology Finance Corp
HRZN- Exchange
- Nasdaq
- SEC CIK
- 0001487428
No open-market purchases or sales by Horizon Technology Finance Corp insiders were filed in the last 90 days; 108 institutions reported holding it in 13F filings for Q2 2026, worth $37.7M in total; no superinvestor holds it.
Other share classesHTFC
13F holders, Q2 2021
Institutional positions in Horizon Technology Finance Corp as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 51
- 0 vs. Q1 2021
- Shares held
- 2.02M
- +148.9K (+8.0%) vs. Q1 2021
- Total value
- $32.6M
- +$7.60M (+30.3%) vs. Q1 2021
- New holders
- 9
- 20 more added
- Sold out
- 9
- 13 more reduced
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HRZN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 108 | $37.7M |
| Q1 2026 | 55 | $13.5M |
| Q4 2025 | 66 | $25.8M |
| Q3 2025 | 63 | $19.2M |
| Q2 2025 | 61 | $18.9M |
| Q1 2025 | 67 | $30.1M |
| Q4 2024 | 82 | $30.3M |
| Q3 2024 | 67 | $26.7M |
| Q2 2024 | 56 | $26.9M |
| Q1 2024 | 61 | $23.8M |
| Q4 2023 | 55 | $21.4M |
| Q3 2023 | 46 | $20.7M |
| Q2 2023 | 50 | $19.7M |
| Q1 2023 | 52 | $17.7M |
| Q4 2022 | 70 | $31.7M |
| Q3 2022 | 58 | $26.0M |
| Q2 2022 | 64 | $36.4M |
| Q1 2022 | 69 | $32.8M |
| Q4 2021 | 57 | $37.9M |
| Q3 2021 | 47 | $30.8M |
| Q2 2021 | 51 | $32.6M |
| Q1 2021 | 51 | $25.0M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Horizon Technology Finance Corp; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Shelton Capital Management | 300,000 | $5.18M | 0.20% | 00.0% | Unchanged |
| Two Sigma Advisers, LP | 196,197 | $3.39M | 0.01% | +26,100+15.3% | Added |
| Advisors Asset Management, Inc. | 194,941 | $3.37M | 0.05% | +27,529+16.4% | Added |
| Eqis Capital Management, Inc. | 168,869 | $2.92M | 0.22% | +17,042+11.2% | Added |
| Two Sigma Investments, LP | 142,132 | $2.46M | 0.01% | −14,013−9.0% | Reduced |
| BlackRock Inc. | 116,850 | $2.02M | 0.00% | +11,574+11.0% | Added |
| Green Alpha Advisors, LLC | 108,903 | $1.88M | 1.28% | +56,515+107.9% | Added |
| LSV Asset Management | 78,000 | $1.35M | 0.00% | −5,100−6.1% | Reduced |
| Mackenzie Financial Corp | 74,287 | $1.28M | 0.00% | +39,843+115.7% | Added |
| Wells Fargo & Company | 39,491 | $682.0K | 0.00% | −1,722−4.2% | Reduced |
| Ameriprise Financial Inc | 35,654 | $616.0K | 0.00% | −1,216−3.3% | Reduced |
| Morgan Stanley | 35,523 | $614.0K | 0.00% | +9,507+36.5% | Added |
| Invesco Ltd. | 33,341 | $576.0K | 0.00% | +15,449+86.3% | Added |
| Virtus ETF Advisers LLC | 32,800 | $566.0K | 0.23% | +5,110+18.5% | Added |
| Natixis Advisors, L.P. | 28,021 | $484.0K | 0.00% | −6,047−17.7% | Reduced |
| Gitterman Wealth Management, LLC | 26,441 | $457.0K | 0.37% | −6,353−19.4% | Reduced |
| Pathstone Family Office, LLC | 25,180 | $435.0K | 0.01% | +25,180 | New |
| UBS Group AG | 24,717 | $427.0K | 0.00% | −4,724−16.0% | Reduced |
| Parisi Gray Wealth Management | 22,000 | $380.0K | 0.14% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 20,585 | $356.0K | 0.00% | +10,858+111.6% | Added |
| Envestnet Asset Management Inc | 20,296 | $351.0K | 0.00% | +20,296 | New |
| Commonwealth Equity Services, LLC | 16,129 | $278.0K | 0.00% | −953−5.6% | Reduced |
| LPL Financial LLC | 16,001 | $276.0K | 0.00% | −2,476−13.4% | Reduced |
| Brown Advisory Securities, LLC | 15,662 | $270.0K | 0.04% | −700−4.3% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 14,436 | $249.0K | 0.01% | −101−0.7% | Reduced |
| Raymond James & Associates | 14,102 | $244.0K | 0.00% | −370−2.6% | Reduced |
| AXA S.A. | 12,600 | $218.0K | 0.00% | +12,600 | New |
| Verity Asset Management, Inc. | 12,590 | $217.0K | 0.12% | +1,094+9.5% | Added |
| Sheaff Brock Investment Advisors, LLC | 11,498 | $199.0K | 0.02% | 00.0% | Unchanged |
| Nia Impact Advisors, LLC | 10,677 | $184.0K | 0.09% | +168+1.6% | Added |
| Creative Financial Designs Inc | 8,267 | $143.0K | 0.02% | +119+1.5% | Added |
| Great West Life Assurance Co | 6,261 | $108.0K | 0.00% | +342+5.8% | Added |
| Royal Bank of Canada | 5,214 | $90.0K | 0.00% | +913+21.2% | Added |
| Advisory Services Network, LLC | 5,227 | $90.0K | 0.00% | +5,227 | New |
| Patriot Financial Group Insurance Agency, LLC | 3,207 | $55.0K | 0.01% | +520+19.4% | Added |
| BDO Wealth Advisors, LLC | 2,390 | $41.0K | 0.00% | 00.0% | Unchanged |
| Carolinas Wealth Consulting LLC | 2,339 | $40.0K | 0.01% | +42+1.8% | Added |
| American Portfolios Advisors | 2,120 | $36.6K | 0.00% | 00.0% | Unchanged |
| Cutler Group LP | 1,453 | $25.0K | 0.00% | −1,347−48.1% | Reduced |
| Geneos Wealth Management Inc. | 1,460 | $25.0K | 0.00% | 00.0% | Unchanged |
| Newbridge Financial Services Group, Inc. | 1,200 | $21.0K | 0.01% | +1,200 | New |
| US Bancorp | 850 | $15.0K | 0.00% | +850 | New |
| Credit Agricole S A | 600 | $10.0K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 501 | $9.00K | 0.00% | +500+50,000.0% | Added |
| Harbour Investments, Inc. | 417 | $7.00K | 0.00% | +6+1.5% | Added |
| Tower Research Capital LLC (TRC) | 192 | $3.00K | 0.00% | +192 | New |
| Sound Income Strategies, LLC | 50 | $1.00K | 0.00% | 00.0% | Unchanged |
| Sterling Investment Advisors, Ltd. | 80 | $1.00K | 0.00% | +80 | New |
| JPMorgan Chase & Co | 10 | $0 | 0.00% | +2+25.0% | Added |
| FMR LLC | 2 | $0 | 0.00% | +2 | New |
| Tredje AP-fonden | 130,000 | – | – | 00.0% | Unchanged |
| California Public Employees Retirement System | 0 | $0 | 0.00% | −34,800−100.0% | Sold out |
| Cambridge Investment Research Advisors, Inc. | 0 | $0 | 0.00% | −26,480−100.0% | Sold out |
| Avantax Planning Partners, Inc. | 0 | $0 | 0.00% | −10,100−100.0% | Sold out |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −9,386−100.0% | Sold out |
| Sowell Financial Services LLC | 0 | $0 | 0.00% | −7,132−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −3,054−100.0% | Sold out |
| Group One Trading, L.P. | 0 | $0 | 0.00% | −2,100−100.0% | Sold out |
| Eudaimonia Partners, LLC | 0 | $0 | 0.00% | −1,379−100.0% | Sold out |
| Steward Partners Investment Advisory, LLC | 0 | $0 | 0.00% | −387−100.0% | Sold out |