Horizon Technology Finance Corp
HRZN- Exchange
- Nasdaq
- SEC CIK
- 0001487428
No open-market purchases or sales by Horizon Technology Finance Corp insiders were filed in the last 90 days; 108 institutions reported holding it in 13F filings for Q2 2026, worth $37.7M in total; no superinvestor holds it.
Other share classesHTFC
13F holders, Q1 2024
Institutional positions in Horizon Technology Finance Corp as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 61
- +6 vs. Q4 2023
- Shares held
- 2.11M
- +484.6K (+29.8%) vs. Q4 2023
- Total value
- $23.8M
- +$2.38M (+11.1%) vs. Q4 2023
- New holders
- 10
- 25 more added
- Sold out
- 4
- 17 more reduced
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HRZN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 108 | $37.7M |
| Q1 2026 | 55 | $13.5M |
| Q4 2025 | 66 | $25.8M |
| Q3 2025 | 63 | $19.2M |
| Q2 2025 | 61 | $18.9M |
| Q1 2025 | 67 | $30.1M |
| Q4 2024 | 82 | $30.3M |
| Q3 2024 | 67 | $26.7M |
| Q2 2024 | 56 | $26.9M |
| Q1 2024 | 61 | $23.8M |
| Q4 2023 | 55 | $21.4M |
| Q3 2023 | 46 | $20.7M |
| Q2 2023 | 50 | $19.7M |
| Q1 2023 | 52 | $17.7M |
| Q4 2022 | 70 | $31.7M |
| Q3 2022 | 58 | $26.0M |
| Q2 2022 | 64 | $36.4M |
| Q1 2022 | 69 | $32.8M |
| Q4 2021 | 57 | $37.9M |
| Q3 2021 | 47 | $30.8M |
| Q2 2021 | 51 | $32.6M |
| Q1 2021 | 51 | $25.0M |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Horizon Technology Finance Corp; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Legal & General Group Plc | 269,908 | $3.07M | 0.00% | +21,479+8.6% | Added |
| Green Alpha Advisors, LLC | 228,943 | $2.60M | 1.89% | +29,956+15.1% | Added |
| Connecticut Wealth Management, LLC | 210,424 | $2.39M | 0.13% | +210,424 | New |
| LPL Financial LLC | 139,666 | $1.59M | 0.00% | +56,465+67.9% | Added |
| BlackRock Inc. | 130,766 | $1.49M | 0.00% | +16,107+14.0% | Added |
| Advisors Asset Management, Inc. | 126,277 | $1.44M | 0.03% | −1,662−1.3% | Reduced |
| Eqis Capital Management, Inc. | 98,690 | $1.12M | 0.09% | −17,516−15.1% | Reduced |
| Morgan Stanley | 78,760 | $895.5K | 0.00% | +19,069+31.9% | Added |
| Two Sigma Investments, LP | 72,249 | $821.5K | 0.00% | +10,361+16.7% | Added |
| Susquehanna International Group, LLP | 59,953 | $681.7K | 0.00% | +48,543+425.4% | Added |
| The PNC Financial Services Group, Inc. | 58,328 | $663.2K | 0.00% | 00.0% | Unchanged |
| ETF Store, Inc. | 48,806 | $554.9K | 0.32% | +1,158+2.4% | Added |
| Virtus ETF Advisers LLC | 48,078 | $546.6K | 0.29% | +7,296+17.9% | Added |
| Royal Bank of Canada | 35,707 | $406.0K | 0.00% | −1,112−3.0% | Reduced |
| Cetera Investment Advisers | 34,246 | $389.4K | 0.00% | +19,298+129.1% | Added |
| Advisor Group Holdings, Inc. | 33,772 | $384.0K | 0.00% | −5,160−13.3% | Reduced |
| Great West Life Assurance Co | 32,204 | $367.0K | 0.00% | +4,795+17.5% | Added |
| Dynamic Technology Lab Private Ltd | 31,428 | $357.0K | 0.04% | +31,428 | New |
| Pathstone Holdings, LLC | 29,672 | $342.1K | 0.00% | +736+2.5% | Added |
| Sage Capital Management, LLC | 25,000 | $284.3K | 0.15% | +1,000+4.2% | Added |
| Commonwealth Equity Services, LLC | 22,663 | $258.0K | 0.00% | −1,404−5.8% | Reduced |
| Virtu Financial LLC | 22,612 | $257.0K | 0.02% | +22,612 | New |
| Wells Fargo & Company | 21,964 | $249.7K | 0.00% | +5,320+32.0% | Added |
| Paloma Partners Management Co | 18,384 | $209.0K | 0.03% | +18,384 | New |
| Mirabella Financial Services LLP | 18,384 | $208.8K | 0.02% | +18,384 | New |
| Envestnet Asset Management Inc | 17,817 | $202.6K | 0.00% | −2,651−13.0% | Reduced |
| Wilbanks Smith & Thomas Asset Management LLC | 17,710 | $201.4K | 0.01% | +3,710+26.5% | Added |
| Cambridge Investment Research Advisors, Inc. | 17,245 | $196.0K | 0.00% | +78+0.5% | Added |
| UBS Group AG | 16,223 | $184.5K | 0.00% | −7,031−30.2% | Reduced |
| Kovack Advisors, Inc. | 14,540 | $165.3K | 0.02% | +466+3.3% | Added |
| Jefferies Financial Group Inc. | 14,500 | $164.9K | 0.00% | +14,500 | New |
| Astoria Portfolio Advisors LLC. | 14,605 | $164.0K | 0.06% | −2,318−13.7% | Reduced |
| Nia Impact Advisors, LLC | 13,447 | $152.9K | 0.06% | +13,447 | New |
| CPR Investments Inc. | 11,432 | $130.0K | 0.10% | −3,387−22.9% | Reduced |
| Capstone Investment Advisors, LLC | 10,900 | $123.9K | 0.00% | +900+9.0% | Added |
| Sheaff Brock Investment Advisors, LLC | 10,205 | $116.0K | 0.01% | 00.0% | Unchanged |
| Citadel Advisors LLC | 9,286 | $105.6K | 0.00% | +2,559+38.0% | Added |
| Steward Partners Investment Advisory, LLC | 8,355 | $95.0K | 0.00% | +213+2.6% | Added |
| Creative Financial Designs Inc | 6,600 | $75.0K | 0.01% | −12,781−65.9% | Reduced |
| Quantbot Technologies LP | 2,996 | $34.1K | 0.00% | −2,716−47.5% | Reduced |
| Tower Research Capital LLC (TRC) | 2,169 | $24.7K | 0.00% | +2,108+3,455.7% | Added |
| Pin Oak Investment Advisors Inc | 1,903 | $22.0K | 0.02% | 00.0% | Unchanged |
| Bank of America Corp | 1,427 | $16.2K | 0.00% | −5−0.3% | Reduced |
| Simplex Trading, LLC | 1,495 | $16.0K | 0.00% | +1,495 | New |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 1,287 | $14.6K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 500 | $5.68K | 0.00% | +206+70.1% | Added |
| Creekmur Asset Management LLC | 472 | $5.37K | 0.00% | −3,448−88.0% | Reduced |
| Allworth Financial LP | 276 | $3.14K | 0.00% | +7+2.6% | Added |
| Cape Investment Advisory, Inc. | 271 | $3.08K | 0.00% | −4,007−93.7% | Reduced |
| US Bancorp | 225 | $2.56K | 0.00% | −225−50.0% | Reduced |
| Global Assets Advisory, LLC | 17,669 | $1.56K | 0.07% | +17,669 | New |
| Principal Securities, Inc. | 102 | $1.16K | 0.00% | −18−15.0% | Reduced |
| Spire Wealth Management | 100 | $1.14K | 0.00% | +50+100.0% | Added |
| Pineridge Advisors LLC | 79 | $898 | 0.00% | 00.0% | Unchanged |
| Sofos Investments, Inc. | 67 | $761 | 0.00% | +67 | New |
| Sound Income Strategies, LLC | 50 | $569 | 0.00% | 00.0% | Unchanged |
| Qube Research & Technologies Ltd | 31 | $352 | 0.00% | −100−76.3% | Reduced |
| Northwestern Mutual Wealth Management Co | 10 | $114 | 0.00% | +7+233.3% | Added |
| FMR LLC | 2 | $23 | 0.00% | 00.0% | Unchanged |
| Hantz Financial Services, Inc. | 2 | $0 | 0.00% | 00.0% | Unchanged |
| VitalStone Financial, LLC | 2 | $0 | 0.00% | 00.0% | Unchanged |
| D. E. Shaw & Co., Inc. | 0 | $0 | 0.00% | −28,461−100.0% | Sold out |
| Verition Fund Management LLC | 0 | $0 | 0.00% | −11,700−100.0% | Sold out |
| Parisi Gray Wealth Management | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −9−100.0% | Sold out |