Horizon Technology Finance Corp
HRZN- Exchange
- Nasdaq
- SEC CIK
- 0001487428
No open-market purchases or sales by Horizon Technology Finance Corp insiders were filed in the last 90 days; 108 institutions reported holding it in 13F filings for Q2 2026, worth $37.7M in total; no superinvestor holds it.
Other share classesHTFC
13F holders, Q1 2024
Institutional positions in Horizon Technology Finance Corp as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 61
- +6 vs. Q4 2023
- Shares held
- 2.11M
- +484.6K (+29.8%) vs. Q4 2023
- Total value
- $23.8M
- +$2.38M (+11.1%) vs. Q4 2023
- New holders
- 10
- 25 more added
- Sold out
- 4
- 17 more reduced
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HRZN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 108 | $37.7M |
| Q1 2026 | 55 | $13.5M |
| Q4 2025 | 66 | $25.8M |
| Q3 2025 | 63 | $19.2M |
| Q2 2025 | 61 | $18.9M |
| Q1 2025 | 67 | $30.1M |
| Q4 2024 | 82 | $30.3M |
| Q3 2024 | 67 | $26.7M |
| Q2 2024 | 56 | $26.9M |
| Q1 2024 | 61 | $23.8M |
| Q4 2023 | 55 | $21.4M |
| Q3 2023 | 46 | $20.7M |
| Q2 2023 | 50 | $19.7M |
| Q1 2023 | 52 | $17.7M |
| Q4 2022 | 70 | $31.7M |
| Q3 2022 | 58 | $26.0M |
| Q2 2022 | 64 | $36.4M |
| Q1 2022 | 69 | $32.8M |
| Q4 2021 | 57 | $37.9M |
| Q3 2021 | 47 | $30.8M |
| Q2 2021 | 51 | $32.6M |
| Q1 2021 | 51 | $25.0M |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Horizon Technology Finance Corp; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Hantz Financial Services, Inc. | 2 | $0 | 0.00% | 00.0% | Unchanged |
| VitalStone Financial, LLC | 2 | $0 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 2 | $23 | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 10 | $114 | 0.00% | +7+233.3% | Added |
| Qube Research & Technologies Ltd | 31 | $352 | 0.00% | −100−76.3% | Reduced |
| Sound Income Strategies, LLC | 50 | $569 | 0.00% | 00.0% | Unchanged |
| Sofos Investments, Inc. | 67 | $761 | 0.00% | +67 | New |
| Pineridge Advisors LLC | 79 | $898 | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 100 | $1.14K | 0.00% | +50+100.0% | Added |
| Principal Securities, Inc. | 102 | $1.16K | 0.00% | −18−15.0% | Reduced |
| Global Assets Advisory, LLC | 17,669 | $1.56K | 0.07% | +17,669 | New |
| US Bancorp | 225 | $2.56K | 0.00% | −225−50.0% | Reduced |
| Cape Investment Advisory, Inc. | 271 | $3.08K | 0.00% | −4,007−93.7% | Reduced |
| Allworth Financial LP | 276 | $3.14K | 0.00% | +7+2.6% | Added |
| Creekmur Asset Management LLC | 472 | $5.37K | 0.00% | −3,448−88.0% | Reduced |
| JPMorgan Chase & Co | 500 | $5.68K | 0.00% | +206+70.1% | Added |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 1,287 | $14.6K | 0.00% | 00.0% | Unchanged |
| Simplex Trading, LLC | 1,495 | $16.0K | 0.00% | +1,495 | New |
| Bank of America Corp | 1,427 | $16.2K | 0.00% | −5−0.3% | Reduced |
| Pin Oak Investment Advisors Inc | 1,903 | $22.0K | 0.02% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 2,169 | $24.7K | 0.00% | +2,108+3,455.7% | Added |
| Quantbot Technologies LP | 2,996 | $34.1K | 0.00% | −2,716−47.5% | Reduced |
| Creative Financial Designs Inc | 6,600 | $75.0K | 0.01% | −12,781−65.9% | Reduced |
| Steward Partners Investment Advisory, LLC | 8,355 | $95.0K | 0.00% | +213+2.6% | Added |
| Citadel Advisors LLC | 9,286 | $105.6K | 0.00% | +2,559+38.0% | Added |
| Sheaff Brock Investment Advisors, LLC | 10,205 | $116.0K | 0.01% | 00.0% | Unchanged |
| Capstone Investment Advisors, LLC | 10,900 | $123.9K | 0.00% | +900+9.0% | Added |
| CPR Investments Inc. | 11,432 | $130.0K | 0.10% | −3,387−22.9% | Reduced |
| Nia Impact Advisors, LLC | 13,447 | $152.9K | 0.06% | +13,447 | New |
| Astoria Portfolio Advisors LLC. | 14,605 | $164.0K | 0.06% | −2,318−13.7% | Reduced |
| Jefferies Financial Group Inc. | 14,500 | $164.9K | 0.00% | +14,500 | New |
| Kovack Advisors, Inc. | 14,540 | $165.3K | 0.02% | +466+3.3% | Added |
| UBS Group AG | 16,223 | $184.5K | 0.00% | −7,031−30.2% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 17,245 | $196.0K | 0.00% | +78+0.5% | Added |
| Wilbanks Smith & Thomas Asset Management LLC | 17,710 | $201.4K | 0.01% | +3,710+26.5% | Added |
| Envestnet Asset Management Inc | 17,817 | $202.6K | 0.00% | −2,651−13.0% | Reduced |
| Mirabella Financial Services LLP | 18,384 | $208.8K | 0.02% | +18,384 | New |
| Paloma Partners Management Co | 18,384 | $209.0K | 0.03% | +18,384 | New |
| Wells Fargo & Company | 21,964 | $249.7K | 0.00% | +5,320+32.0% | Added |
| Virtu Financial LLC | 22,612 | $257.0K | 0.02% | +22,612 | New |
| Commonwealth Equity Services, LLC | 22,663 | $258.0K | 0.00% | −1,404−5.8% | Reduced |
| Sage Capital Management, LLC | 25,000 | $284.3K | 0.15% | +1,000+4.2% | Added |
| Pathstone Holdings, LLC | 29,672 | $342.1K | 0.00% | +736+2.5% | Added |
| Dynamic Technology Lab Private Ltd | 31,428 | $357.0K | 0.04% | +31,428 | New |
| Great West Life Assurance Co | 32,204 | $367.0K | 0.00% | +4,795+17.5% | Added |
| Advisor Group Holdings, Inc. | 33,772 | $384.0K | 0.00% | −5,160−13.3% | Reduced |
| Cetera Investment Advisers | 34,246 | $389.4K | 0.00% | +19,298+129.1% | Added |
| Royal Bank of Canada | 35,707 | $406.0K | 0.00% | −1,112−3.0% | Reduced |
| Virtus ETF Advisers LLC | 48,078 | $546.6K | 0.29% | +7,296+17.9% | Added |
| ETF Store, Inc. | 48,806 | $554.9K | 0.32% | +1,158+2.4% | Added |
| The PNC Financial Services Group, Inc. | 58,328 | $663.2K | 0.00% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 59,953 | $681.7K | 0.00% | +48,543+425.4% | Added |
| Two Sigma Investments, LP | 72,249 | $821.5K | 0.00% | +10,361+16.7% | Added |
| Morgan Stanley | 78,760 | $895.5K | 0.00% | +19,069+31.9% | Added |
| Eqis Capital Management, Inc. | 98,690 | $1.12M | 0.09% | −17,516−15.1% | Reduced |
| Advisors Asset Management, Inc. | 126,277 | $1.44M | 0.03% | −1,662−1.3% | Reduced |
| BlackRock Inc. | 130,766 | $1.49M | 0.00% | +16,107+14.0% | Added |
| LPL Financial LLC | 139,666 | $1.59M | 0.00% | +56,465+67.9% | Added |
| Connecticut Wealth Management, LLC | 210,424 | $2.39M | 0.13% | +210,424 | New |
| Green Alpha Advisors, LLC | 228,943 | $2.60M | 1.89% | +29,956+15.1% | Added |
| Legal & General Group Plc | 269,908 | $3.07M | 0.00% | +21,479+8.6% | Added |
| D. E. Shaw & Co., Inc. | 0 | $0 | 0.00% | −28,461−100.0% | Sold out |
| Verition Fund Management LLC | 0 | $0 | 0.00% | −11,700−100.0% | Sold out |
| Parisi Gray Wealth Management | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −9−100.0% | Sold out |