Horizon Technology Finance Corp
HRZN- Exchange
- Nasdaq
- SEC CIK
- 0001487428
No open-market purchases or sales by Horizon Technology Finance Corp insiders were filed in the last 90 days; 108 institutions reported holding it in 13F filings for Q2 2026, worth $37.7M in total; no superinvestor holds it.
Other share classesHTFC
13F holders, Q4 2024
Institutional positions in Horizon Technology Finance Corp as of Dec 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 82
- +16 vs. Q3 2024
- Shares held
- 3.37M
- +815.1K (+31.9%) vs. Q3 2024
- Total value
- $30.3M
- +$3.62M (+13.6%) vs. Q3 2024
- New holders
- 29
- 22 more added
- Sold out
- 13
- 18 more reduced
1 institution that held it in Q3 2024 haven't filed for Q4 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HRZN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 108 | $37.7M |
| Q1 2026 | 55 | $13.5M |
| Q4 2025 | 66 | $25.8M |
| Q3 2025 | 63 | $19.2M |
| Q2 2025 | 61 | $18.9M |
| Q1 2025 | 67 | $30.1M |
| Q4 2024 | 82 | $30.3M |
| Q3 2024 | 67 | $26.7M |
| Q2 2024 | 56 | $26.9M |
| Q1 2024 | 61 | $23.8M |
| Q4 2023 | 55 | $21.4M |
| Q3 2023 | 46 | $20.7M |
| Q2 2023 | 50 | $19.7M |
| Q1 2023 | 52 | $17.7M |
| Q4 2022 | 70 | $31.7M |
| Q3 2022 | 58 | $26.0M |
| Q2 2022 | 64 | $36.4M |
| Q1 2022 | 69 | $32.8M |
| Q4 2021 | 57 | $37.9M |
| Q3 2021 | 47 | $30.8M |
| Q2 2021 | 51 | $32.6M |
| Q1 2021 | 51 | $25.0M |
Institutions, Q4 2024
Shares, value and share of portfolio for each institution holding Horizon Technology Finance Corp; share changes are against Q3 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Green Alpha Advisors, LLC | 290,447 | $2.61M | 2.09% | +63,709+28.1% | Added |
| Legal & General Group Plc | 238,747 | $2.15M | 0.00% | −7,585−3.1% | Reduced |
| Connecticut Wealth Management, LLC | 210,424 | $1.89M | 0.09% | 00.0% | Unchanged |
| TrueMark Investments, LLC | 209,378 | $1.88M | 0.60% | +209,378 | New |
| Trexquant Investment LP | 198,451 | $1.78M | 0.02% | +131,505+196.4% | Added |
| LPL Financial LLC | 176,871 | $1.59M | 0.00% | +15,670+9.7% | Added |
| BlackRock, Inc. | 160,538 | $1.44M | 0.00% | +32,628+25.5% | Added |
| UBS Group AG | 153,568 | $1.38M | 0.00% | +139,079+959.9% | Added |
| Marshall Wace, LLP | 143,219 | $1.29M | 0.00% | +143,219 | New |
| Virtus ETF Advisers LLC | 124,433 | $1.12M | 0.46% | +49,486+66.0% | Added |
| Eqis Capital Management, Inc. | 117,244 | $1.05M | 0.09% | +15,091+14.8% | Added |
| Two Sigma Investments, LP | 103,273 | $928.4K | 0.00% | −37,973−26.9% | Reduced |
| Millennium Management LLC | 96,342 | $866.1K | 0.00% | −107,082−52.6% | Reduced |
| Citadel Advisors LLC | 79,797 | $717.4K | 0.00% | +70,760+783.0% | Added |
| Morgan Stanley | 78,214 | $703.1K | 0.00% | +17,760+29.4% | Added |
| Susquehanna International Group, LLP | 63,986 | $575.2K | 0.00% | +28,760+81.6% | Added |
| Advisor Group Holdings, Inc. | 55,347 | $497.6K | 0.00% | +16,032+40.8% | Added |
| Cetera Investment Advisers | 52,405 | $471.1K | 0.00% | +111+0.2% | Added |
| Two Sigma Advisers, LP | 49,897 | $448.6K | 0.00% | +15,397+44.6% | Added |
| Jane Street Group, LLC | 49,692 | $446.7K | 0.00% | +49,692 | New |
| ETF Store, Inc. | 47,471 | $426.8K | 0.53% | −5,342−10.1% | Reduced |
| First Financial Bank - Trust Division | 45,725 | $411.1K | 0.04% | +2,173+5.0% | Added |
| Magnetar Financial LLC | 45,128 | $405.7K | 0.01% | +45,128 | New |
| AQR Capital Management LLC | 36,823 | $331.0K | 0.00% | +36,823 | New |
| Jackson Thornton Asset Management, LLC | 36,823 | $331.0K | 0.04% | +36,823 | New |
| Virtu Financial LLC | 31,729 | $285.0K | 0.02% | +31,729 | New |
| Aquatic Capital Management LLC | 29,523 | $265.4K | 0.01% | +29,523 | New |
| Great West Life Assurance Co | 29,403 | $263.0K | 0.00% | −1,272−4.1% | Reduced |
| Envestnet Asset Management Inc | 26,344 | $236.8K | 0.00% | +6,416+32.2% | Added |
| D. E. Shaw & Co., Inc. | 24,447 | $219.8K | 0.00% | +24,447 | New |
| Pathstone Holdings, LLC | 23,601 | $212.6K | 0.00% | −7,852−25.0% | Reduced |
| Balyasny Asset Management LLC | 19,189 | $172.5K | 0.00% | +19,189 | New |
| Wolverine Trading, LLC | 18,914 | $168.1K | 0.00% | +18,914 | New |
| HRT Financial LP | 18,139 | $163.0K | 0.00% | +2,498+16.0% | Added |
| Schonfeld Strategic Advisors LLC | 18,100 | $162.7K | 0.00% | −44,300−71.0% | Reduced |
| Royal Bank of Canada | 17,073 | $153.0K | 0.00% | −6,330−27.0% | Reduced |
| Y-Intercept (Hong Kong) Ltd | 16,498 | $148.3K | 0.01% | +16,498 | New |
| First Affirmative Financial Network | 16,130 | $145.0K | 0.08% | +16,130 | New |
| Brevan Howard Capital Management LP | 16,093 | $144.7K | 0.00% | +2,108+15.1% | Added |
| Wells Fargo & Company | 15,973 | $143.6K | 0.00% | −12,174−43.3% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 15,018 | $135.0K | 0.00% | −2,270−13.1% | Reduced |
| Aigen Investment Management, LP | 14,812 | $133.2K | 0.02% | +14,812 | New |
| Prime Capital Investment Advisors, LLC | 14,600 | $131.3K | 0.00% | +14,600 | New |
| Raymond James Financial Inc | 13,831 | $124.3K | 0.00% | +13,831 | New |
| Sage Capital Management, LLC | 13,500 | $121.4K | 0.06% | −11,500−46.0% | Reduced |
| Quantbot Technologies LP | 13,290 | $119.5K | 0.00% | +3,996+43.0% | Added |
| Northern Trust Corp | 12,963 | $116.5K | 0.00% | −1,296−9.1% | Reduced |
| Adell Harriman & Carpenter Inc | 12,000 | $107.9K | 0.01% | 00.0% | Unchanged |
| Mutual Advisors, LLC | 11,522 | $105.9K | 0.00% | +11,522 | New |
| Kovack Advisors, Inc. | 11,699 | $105.2K | 0.01% | −378−3.1% | Reduced |
| Nia Impact Advisors, LLC | 11,460 | $103.0K | 0.03% | −1,441−11.2% | Reduced |
| Crew Capital Management, Ltd. | 11,057 | $99.4K | 0.08% | +11,057 | New |
| Sheaff Brock Investment Advisors, LLC | 10,205 | $91.7K | 0.01% | 00.0% | Unchanged |
| Simplex Trading, LLC | 3,365 | $30.0K | 0.00% | −634−15.9% | Reduced |
| Nova Wealth Management, Inc. | 3,100 | $27.9K | 0.02% | +3,100 | New |
| Farther Finance Advisors, LLC | 2,315 | $20.8K | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 2,133 | $19.2K | 0.00% | +582+37.5% | Added |
| ORG Partners LLC | 2,120 | $19.1K | 0.00% | +2,120 | New |
| Tower Research Capital LLC (TRC) | 1,526 | $13.7K | 0.00% | −4,976−76.5% | Reduced |
| Bank of America Corp | 1,477 | $13.3K | 0.00% | −950−39.1% | Reduced |
| Pin Oak Investment Advisors Inc | 800 | $9.00K | 0.01% | 00.0% | Unchanged |
| Jones Financial Companies LLLP | 843 | $7.58K | 0.00% | +843 | New |
| Allworth Financial LP | 306 | $2.82K | 0.00% | +14+4.8% | Added |
| US Bancorp | 225 | $2.02K | 0.00% | 00.0% | Unchanged |
| Group One Trading, L.P. | 168 | $1.51K | 0.00% | +168 | New |
| Caitong International Asset Management Co., Ltd | 167 | $1.50K | 0.00% | +167 | New |
| Spire Wealth Management | 100 | $899 | 0.00% | 00.0% | Unchanged |
| Comerica Bank | 100 | $899 | 0.00% | +49+96.1% | Added |
| Parvin Asset Management, LLC | 100 | $899 | 0.00% | +100 | New |
| Innovative Advisory Group, LLC | 100 | $899 | 0.00% | +100 | New |
| Aventura Private Wealth, LLC | 92 | $827 | 0.00% | +92 | New |
| Principal Securities, Inc. | 83 | $746 | 0.00% | 00.0% | Unchanged |
| Pineridge Advisors LLC | 79 | $710 | 0.00% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 50 | $450 | 0.00% | 00.0% | Unchanged |
| Hexagon Capital Partners LLC | 21 | $189 | 0.00% | +21 | New |
| Parallel Advisors, LLC | 10 | $90 | 0.00% | +10 | New |
| IFP Advisors, Inc | 8 | $72 | 0.00% | +8 | New |
| Danske Bank A/S | 3 | $27 | 0.00% | −2−40.0% | Reduced |
| FMR LLC | 3 | $27 | 0.00% | +1+50.0% | Added |
| Creekmur Asset Management LLC | 0 | $4 | 0.00% | 0 | Unchanged |
| Hantz Financial Services, Inc. | 2 | $0 | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 25 | $0 | 0.00% | 00.0% | Unchanged |
| Advisors Asset Management, Inc. | 0 | $0 | 0.00% | −69,345−100.0% | Sold out |
| Deerfield Management Company, L.P. (Series C) | 0 | $0 | 0.00% | −64,708−100.0% | Sold out |
| Paloma Partners Management Co | 0 | $0 | 0.00% | −32,651−100.0% | Sold out |
| Dynamic Technology Lab Private Ltd | 0 | $0 | 0.00% | −20,373−100.0% | Sold out |
| Clearstead Advisors, LLC | 0 | $0 | 0.00% | −14,000−100.0% | Sold out |
| Oxford Asset Management LLP | 0 | $0 | 0.00% | −11,898−100.0% | Sold out |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −11,029−100.0% | Sold out |
| Astoria Portfolio Advisors LLC. | 0 | $0 | 0.00% | −10,567−100.0% | Sold out |
| Creative Financial Designs Inc | 0 | $0 | 0.00% | −6,600−100.0% | Sold out |
| Private Trust Co NA | 0 | $0 | 0.00% | −3,572−100.0% | Sold out |
| Northwestern Mutual Wealth Management Co | 0 | $0 | 0.00% | −496−100.0% | Sold out |
| Deutsche Bank AG | 0 | $0 | 0.00% | −106−100.0% | Sold out |
| International Assets Investment Management, LLC | 0 | $0 | 0.00% | −50,055−100.0% | Sold out |
| VitalStone Financial, LLC | – | – | – | – | Not filed |