Horizon Technology Finance Corp
HRZN- Exchange
- Nasdaq
- SEC CIK
- 0001487428
No open-market purchases or sales by Horizon Technology Finance Corp insiders were filed in the last 90 days; 108 institutions reported holding it in 13F filings for Q2 2026, worth $37.7M in total; no superinvestor holds it.
Other share classesHTFC
13F holders, Q2 2022
Institutional positions in Horizon Technology Finance Corp as of Jun 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 64
- −5 vs. Q1 2022
- Shares held
- 3.20M
- +789.8K (+32.8%) vs. Q1 2022
- Total value
- $36.4M
- +$3.50M (+10.7%) vs. Q1 2022
- New holders
- 8
- 36 more added
- Sold out
- 13
- 11 more reduced
Compare with Q1 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HRZN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 108 | $37.7M |
| Q1 2026 | 55 | $13.5M |
| Q4 2025 | 66 | $25.8M |
| Q3 2025 | 63 | $19.2M |
| Q2 2025 | 61 | $18.9M |
| Q1 2025 | 67 | $30.1M |
| Q4 2024 | 82 | $30.3M |
| Q3 2024 | 67 | $26.7M |
| Q2 2024 | 56 | $26.9M |
| Q1 2024 | 61 | $23.8M |
| Q4 2023 | 55 | $21.4M |
| Q3 2023 | 46 | $20.7M |
| Q2 2023 | 50 | $19.7M |
| Q1 2023 | 52 | $17.7M |
| Q4 2022 | 70 | $31.7M |
| Q3 2022 | 58 | $26.0M |
| Q2 2022 | 64 | $36.4M |
| Q1 2022 | 69 | $32.8M |
| Q4 2021 | 57 | $37.9M |
| Q3 2021 | 47 | $30.8M |
| Q2 2021 | 51 | $32.6M |
| Q1 2021 | 51 | $25.0M |
Institutions, Q2 2022
Shares, value and share of portfolio for each institution holding Horizon Technology Finance Corp; share changes are against Q1 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Green Alpha Advisors, LLC | 592,570 | $6.84M | 1.57% | +464,907+364.2% | Added |
| Shelton Capital Management | 460,000 | $5.31M | 0.24% | +50,000+12.2% | Added |
| Two Sigma Advisers, LP | 281,897 | $3.25M | 0.01% | +19,000+7.2% | Added |
| Advisors Asset Management, Inc. | 255,584 | $2.95M | 0.05% | +255,584 | New |
| Two Sigma Investments, LP | 192,049 | $2.22M | 0.01% | −9,533−4.7% | Reduced |
| Eqis Capital Management, Inc. | 182,790 | $2.11M | 0.23% | −9,305−4.8% | Reduced |
| BlackRock Inc. | 141,951 | $1.64M | 0.00% | +19,817+16.2% | Added |
| Marshall Wace, LLP | 106,202 | $1.23M | 0.00% | +75,952+251.1% | Added |
| Mackenzie Financial Corp | 58,271 | $672.0K | 0.00% | −34,716−37.3% | Reduced |
| Invesco Ltd. | 56,848 | $656.0K | 0.00% | −728−1.3% | Reduced |
| Millennium Management LLC | 52,652 | $608.0K | 0.00% | +7,224+15.9% | Added |
| Virtus ETF Advisers LLC | 52,073 | $601.0K | 0.22% | +15,639+42.9% | Added |
| Natixis Advisors, L.P. | 49,522 | $571.0K | 0.00% | +1,659+3.5% | Added |
| CPR Investments Inc. | 47,460 | $548.0K | 0.82% | +2,480+5.5% | Added |
| Morgan Stanley | 45,948 | $530.0K | 0.00% | +13,972+43.7% | Added |
| Wolverine Trading, LLC | 37,139 | $429.0K | 0.01% | +16,611+80.9% | Added |
| Tudor Investment Corp Et Al | 35,779 | $413.0K | 0.01% | −28,000−43.9% | Reduced |
| Royal Bank of Canada | 35,214 | $406.0K | 0.00% | +6,247+21.6% | Added |
| Gitterman Wealth Management, LLC | 33,297 | $381.0K | 0.36% | −2,652−7.4% | Reduced |
| Pathstone Family Office, LLC | 30,964 | $358.0K | 0.01% | +3,021+10.8% | Added |
| UBS Group AG | 27,040 | $312.0K | 0.00% | +10,290+61.4% | Added |
| ETF Store, Inc. | 25,223 | $303.0K | 0.25% | +2,576+11.4% | Added |
| Bank of Montreal | 24,300 | $287.0K | 0.00% | +24,300 | New |
| Commonwealth Equity Services, LLC | 23,061 | $266.0K | 0.00% | +392+1.7% | Added |
| Great West Life Assurance Co | 22,309 | $258.0K | 0.00% | +15,177+212.8% | Added |
| Parisi Gray Wealth Management | 22,000 | $254.0K | 0.13% | 00.0% | Unchanged |
| LPL Financial LLC | 22,016 | $254.0K | 0.00% | +3,811+20.9% | Added |
| Advisor Group Holdings, Inc. | 20,545 | $237.0K | 0.00% | +1,428+7.5% | Added |
| Ameriprise Financial Inc | 20,519 | $237.0K | 0.00% | +3,552+20.9% | Added |
| Belpointe Asset Management LLC | 19,962 | $230.0K | 0.02% | −4,200−17.4% | Reduced |
| Envestnet Asset Management Inc | 18,823 | $217.0K | 0.00% | +192+1.0% | Added |
| PEAK6 Investments LLC | 17,566 | $203.0K | 0.00% | +9,706+123.5% | Added |
| First Affirmative Financial Network | 15,734 | $182.0K | 0.21% | +175+1.1% | Added |
| Brown Advisory Securities, LLC | 14,262 | $164.0K | 0.15% | 00.0% | Unchanged |
| National Asset Management, Inc. | 13,617 | $158.0K | 0.01% | +3,232+31.1% | Added |
| Raymond James & Associates | 13,564 | $157.0K | 0.00% | −159−1.2% | Reduced |
| Wells Fargo & Company | 11,112 | $128.0K | 0.00% | −22,940−67.4% | Reduced |
| Nia Impact Advisors, LLC | 10,478 | $121.0K | 0.07% | +437+4.4% | Added |
| AlphaStar Capital Management, LLC | 10,020 | $116.0K | 0.01% | +10,020 | New |
| Wilbanks Smith & Thomas Asset Management LLC | 10,000 | $115.0K | 0.00% | 00.0% | Unchanged |
| Creative Financial Designs Inc | 8,834 | $102.0K | 0.02% | +171+2.0% | Added |
| BDO Wealth Advisors, LLC | 5,890 | $68.0K | 0.01% | +3,500+146.4% | Added |
| American Portfolios Advisors | 4,220 | $48.7K | 0.00% | +600+16.6% | Added |
| Patriot Financial Group Insurance Agency, LLC | 3,990 | $46.0K | 0.01% | +45+1.1% | Added |
| JPMorgan Chase & Co | 3,969 | $46.0K | 0.00% | +1,841+86.5% | Added |
| Aquatic Capital Management LLC | 2,800 | $32.0K | 0.01% | +2,600+1,300.0% | Added |
| The PNC Financial Services Group, Inc. | 2,000 | $23.0K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 1,512 | $17.0K | 0.00% | −75−4.7% | Reduced |
| US Bancorp | 850 | $10.0K | 0.00% | 00.0% | Unchanged |
| Pin Oak Investment Advisors Inc | 800 | $9.00K | 0.01% | +800 | New |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 700 | $8.00K | 0.00% | 00.0% | Unchanged |
| Hudock, Inc. | 709 | $8.00K | 0.00% | +284+66.8% | Added |
| Bank of America Corp | 507 | $6.00K | 0.00% | +6+1.2% | Added |
| IFP Advisors, Inc | 565 | $6.00K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 230 | $3.00K | 0.00% | +5+2.2% | Added |
| Retirement Group, LLC | 262 | $3.00K | 0.00% | +131+100.0% | Added |
| Spire Wealth Management | 302 | $3.00K | 0.00% | +302 | New |
| CoreCap Advisors, LLC | 190 | $2.00K | 0.00% | +190 | New |
| Citigroup Inc | 75 | $1.00K | 0.00% | −50−40.0% | Reduced |
| Sterling Investment Advisors, Ltd. | 87 | $1.00K | 0.00% | +2+2.4% | Added |
| Sound Income Strategies, LLC | 50 | $1.00K | 0.00% | 00.0% | Unchanged |
| Achmea Investment Management B.V. | 25 | $0 | 0.00% | +25 | New |
| B. Riley Wealth Management, Inc. | 8,354 | – | – | +8,354 | New |
| Tredje AP-fonden | 40,000 | – | – | 00.0% | Unchanged |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −68,917−100.0% | Sold out |
| Trexquant Investment LP | 0 | $0 | 0.00% | −18,462−100.0% | Sold out |
| Cubist Systematic Strategies, LLC | 0 | $0 | 0.00% | −16,567−100.0% | Sold out |
| D. E. Shaw & Co., Inc. | 0 | $0 | 0.00% | −13,431−100.0% | Sold out |
| Hennion & Walsh Asset Management, Inc. | 0 | $0 | 0.00% | −12,709−100.0% | Sold out |
| Sheaff Brock Investment Advisors, LLC | 0 | $0 | 0.00% | −11,498−100.0% | Sold out |
| BNP Paribas Arbitrage, SA | 0 | $0 | 0.00% | −5,472−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −4,002−100.0% | Sold out |
| Prospera Financial Services Inc | 0 | $0 | 0.00% | −1,383−100.0% | Sold out |
| Money Concepts Capital Corp | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −600−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| Gemmer Asset Management LLC | 0 | $0 | 0.00% | −10−100.0% | Sold out |