Horizon Technology Finance Corp
HRZN- Exchange
- Nasdaq
- SEC CIK
- 0001487428
No open-market purchases or sales by Horizon Technology Finance Corp insiders were filed in the last 90 days; 108 institutions reported holding it in 13F filings for Q2 2026, worth $37.7M in total; no superinvestor holds it.
Other share classesHTFC
13F holders, Q2 2022
Institutional positions in Horizon Technology Finance Corp as of Jun 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 64
- −5 vs. Q1 2022
- Shares held
- 3.20M
- +789.8K (+32.8%) vs. Q1 2022
- Total value
- $36.4M
- +$3.50M (+10.7%) vs. Q1 2022
- New holders
- 8
- 36 more added
- Sold out
- 13
- 11 more reduced
Compare with Q1 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HRZN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 108 | $37.7M |
| Q1 2026 | 55 | $13.5M |
| Q4 2025 | 66 | $25.8M |
| Q3 2025 | 63 | $19.2M |
| Q2 2025 | 61 | $18.9M |
| Q1 2025 | 67 | $30.1M |
| Q4 2024 | 82 | $30.3M |
| Q3 2024 | 67 | $26.7M |
| Q2 2024 | 56 | $26.9M |
| Q1 2024 | 61 | $23.8M |
| Q4 2023 | 55 | $21.4M |
| Q3 2023 | 46 | $20.7M |
| Q2 2023 | 50 | $19.7M |
| Q1 2023 | 52 | $17.7M |
| Q4 2022 | 70 | $31.7M |
| Q3 2022 | 58 | $26.0M |
| Q2 2022 | 64 | $36.4M |
| Q1 2022 | 69 | $32.8M |
| Q4 2021 | 57 | $37.9M |
| Q3 2021 | 47 | $30.8M |
| Q2 2021 | 51 | $32.6M |
| Q1 2021 | 51 | $25.0M |
Institutions, Q2 2022
Shares, value and share of portfolio for each institution holding Horizon Technology Finance Corp; share changes are against Q1 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Achmea Investment Management B.V. | 25 | $0 | 0.00% | +25 | New |
| Citigroup Inc | 75 | $1.00K | 0.00% | −50−40.0% | Reduced |
| Sterling Investment Advisors, Ltd. | 87 | $1.00K | 0.00% | +2+2.4% | Added |
| Sound Income Strategies, LLC | 50 | $1.00K | 0.00% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 190 | $2.00K | 0.00% | +190 | New |
| Allworth Financial LP | 230 | $3.00K | 0.00% | +5+2.2% | Added |
| Retirement Group, LLC | 262 | $3.00K | 0.00% | +131+100.0% | Added |
| Spire Wealth Management | 302 | $3.00K | 0.00% | +302 | New |
| Bank of America Corp | 507 | $6.00K | 0.00% | +6+1.2% | Added |
| IFP Advisors, Inc | 565 | $6.00K | 0.00% | 00.0% | Unchanged |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 700 | $8.00K | 0.00% | 00.0% | Unchanged |
| Hudock, Inc. | 709 | $8.00K | 0.00% | +284+66.8% | Added |
| Pin Oak Investment Advisors Inc | 800 | $9.00K | 0.01% | +800 | New |
| US Bancorp | 850 | $10.0K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 1,512 | $17.0K | 0.00% | −75−4.7% | Reduced |
| The PNC Financial Services Group, Inc. | 2,000 | $23.0K | 0.00% | 00.0% | Unchanged |
| Aquatic Capital Management LLC | 2,800 | $32.0K | 0.01% | +2,600+1,300.0% | Added |
| Patriot Financial Group Insurance Agency, LLC | 3,990 | $46.0K | 0.01% | +45+1.1% | Added |
| JPMorgan Chase & Co | 3,969 | $46.0K | 0.00% | +1,841+86.5% | Added |
| American Portfolios Advisors | 4,220 | $48.7K | 0.00% | +600+16.6% | Added |
| BDO Wealth Advisors, LLC | 5,890 | $68.0K | 0.01% | +3,500+146.4% | Added |
| Creative Financial Designs Inc | 8,834 | $102.0K | 0.02% | +171+2.0% | Added |
| Wilbanks Smith & Thomas Asset Management LLC | 10,000 | $115.0K | 0.00% | 00.0% | Unchanged |
| AlphaStar Capital Management, LLC | 10,020 | $116.0K | 0.01% | +10,020 | New |
| Nia Impact Advisors, LLC | 10,478 | $121.0K | 0.07% | +437+4.4% | Added |
| Wells Fargo & Company | 11,112 | $128.0K | 0.00% | −22,940−67.4% | Reduced |
| Raymond James & Associates | 13,564 | $157.0K | 0.00% | −159−1.2% | Reduced |
| National Asset Management, Inc. | 13,617 | $158.0K | 0.01% | +3,232+31.1% | Added |
| Brown Advisory Securities, LLC | 14,262 | $164.0K | 0.15% | 00.0% | Unchanged |
| First Affirmative Financial Network | 15,734 | $182.0K | 0.21% | +175+1.1% | Added |
| PEAK6 Investments LLC | 17,566 | $203.0K | 0.00% | +9,706+123.5% | Added |
| Envestnet Asset Management Inc | 18,823 | $217.0K | 0.00% | +192+1.0% | Added |
| Belpointe Asset Management LLC | 19,962 | $230.0K | 0.02% | −4,200−17.4% | Reduced |
| Advisor Group Holdings, Inc. | 20,545 | $237.0K | 0.00% | +1,428+7.5% | Added |
| Ameriprise Financial Inc | 20,519 | $237.0K | 0.00% | +3,552+20.9% | Added |
| Parisi Gray Wealth Management | 22,000 | $254.0K | 0.13% | 00.0% | Unchanged |
| LPL Financial LLC | 22,016 | $254.0K | 0.00% | +3,811+20.9% | Added |
| Great West Life Assurance Co | 22,309 | $258.0K | 0.00% | +15,177+212.8% | Added |
| Commonwealth Equity Services, LLC | 23,061 | $266.0K | 0.00% | +392+1.7% | Added |
| Bank of Montreal | 24,300 | $287.0K | 0.00% | +24,300 | New |
| ETF Store, Inc. | 25,223 | $303.0K | 0.25% | +2,576+11.4% | Added |
| UBS Group AG | 27,040 | $312.0K | 0.00% | +10,290+61.4% | Added |
| Pathstone Family Office, LLC | 30,964 | $358.0K | 0.01% | +3,021+10.8% | Added |
| Gitterman Wealth Management, LLC | 33,297 | $381.0K | 0.36% | −2,652−7.4% | Reduced |
| Royal Bank of Canada | 35,214 | $406.0K | 0.00% | +6,247+21.6% | Added |
| Tudor Investment Corp Et Al | 35,779 | $413.0K | 0.01% | −28,000−43.9% | Reduced |
| Wolverine Trading, LLC | 37,139 | $429.0K | 0.01% | +16,611+80.9% | Added |
| Morgan Stanley | 45,948 | $530.0K | 0.00% | +13,972+43.7% | Added |
| CPR Investments Inc. | 47,460 | $548.0K | 0.82% | +2,480+5.5% | Added |
| Natixis Advisors, L.P. | 49,522 | $571.0K | 0.00% | +1,659+3.5% | Added |
| Virtus ETF Advisers LLC | 52,073 | $601.0K | 0.22% | +15,639+42.9% | Added |
| Millennium Management LLC | 52,652 | $608.0K | 0.00% | +7,224+15.9% | Added |
| Invesco Ltd. | 56,848 | $656.0K | 0.00% | −728−1.3% | Reduced |
| Mackenzie Financial Corp | 58,271 | $672.0K | 0.00% | −34,716−37.3% | Reduced |
| Marshall Wace, LLP | 106,202 | $1.23M | 0.00% | +75,952+251.1% | Added |
| BlackRock Inc. | 141,951 | $1.64M | 0.00% | +19,817+16.2% | Added |
| Eqis Capital Management, Inc. | 182,790 | $2.11M | 0.23% | −9,305−4.8% | Reduced |
| Two Sigma Investments, LP | 192,049 | $2.22M | 0.01% | −9,533−4.7% | Reduced |
| Advisors Asset Management, Inc. | 255,584 | $2.95M | 0.05% | +255,584 | New |
| Two Sigma Advisers, LP | 281,897 | $3.25M | 0.01% | +19,000+7.2% | Added |
| Shelton Capital Management | 460,000 | $5.31M | 0.24% | +50,000+12.2% | Added |
| Green Alpha Advisors, LLC | 592,570 | $6.84M | 1.57% | +464,907+364.2% | Added |
| B. Riley Wealth Management, Inc. | 8,354 | – | – | +8,354 | New |
| Tredje AP-fonden | 40,000 | – | – | 00.0% | Unchanged |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −68,917−100.0% | Sold out |
| Trexquant Investment LP | 0 | $0 | 0.00% | −18,462−100.0% | Sold out |
| Cubist Systematic Strategies, LLC | 0 | $0 | 0.00% | −16,567−100.0% | Sold out |
| D. E. Shaw & Co., Inc. | 0 | $0 | 0.00% | −13,431−100.0% | Sold out |
| Hennion & Walsh Asset Management, Inc. | 0 | $0 | 0.00% | −12,709−100.0% | Sold out |
| Sheaff Brock Investment Advisors, LLC | 0 | $0 | 0.00% | −11,498−100.0% | Sold out |
| BNP Paribas Arbitrage, SA | 0 | $0 | 0.00% | −5,472−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −4,002−100.0% | Sold out |
| Prospera Financial Services Inc | 0 | $0 | 0.00% | −1,383−100.0% | Sold out |
| Money Concepts Capital Corp | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −600−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| Gemmer Asset Management LLC | 0 | $0 | 0.00% | −10−100.0% | Sold out |