Horizon Technology Finance Corp
HRZN- Exchange
- Nasdaq
- SEC CIK
- 0001487428
No open-market purchases or sales by Horizon Technology Finance Corp insiders were filed in the last 90 days; 108 institutions reported holding it in 13F filings for Q2 2026, worth $37.7M in total; no superinvestor holds it.
Other share classesHTFC
13F holders, Q1 2022
Institutional positions in Horizon Technology Finance Corp as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 69
- +12 vs. Q4 2021
- Shares held
- 2.41M
- −15.1K (−0.6%) vs. Q4 2021
- Total value
- $32.8M
- −$5.09M (−13.4%) vs. Q4 2021
- New holders
- 17
- 28 more added
- Sold out
- 5
- 15 more reduced
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HRZN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 108 | $37.7M |
| Q1 2026 | 55 | $13.5M |
| Q4 2025 | 66 | $25.8M |
| Q3 2025 | 63 | $19.2M |
| Q2 2025 | 61 | $18.9M |
| Q1 2025 | 67 | $30.1M |
| Q4 2024 | 82 | $30.3M |
| Q3 2024 | 67 | $26.7M |
| Q2 2024 | 56 | $26.9M |
| Q1 2024 | 61 | $23.8M |
| Q4 2023 | 55 | $21.4M |
| Q3 2023 | 46 | $20.7M |
| Q2 2023 | 50 | $19.7M |
| Q1 2023 | 52 | $17.7M |
| Q4 2022 | 70 | $31.7M |
| Q3 2022 | 58 | $26.0M |
| Q2 2022 | 64 | $36.4M |
| Q1 2022 | 69 | $32.8M |
| Q4 2021 | 57 | $37.9M |
| Q3 2021 | 47 | $30.8M |
| Q2 2021 | 51 | $32.6M |
| Q1 2021 | 51 | $25.0M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Horizon Technology Finance Corp; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Shelton Capital Management | 410,000 | $5.70M | 0.21% | +32,000+8.5% | Added |
| Two Sigma Advisers, LP | 262,897 | $3.65M | 0.01% | +96,400+57.9% | Added |
| Two Sigma Investments, LP | 201,582 | $2.80M | 0.01% | +43,238+27.3% | Added |
| Eqis Capital Management, Inc. | 192,095 | $2.67M | 0.24% | +3,203+1.7% | Added |
| Green Alpha Advisors, LLC | 127,663 | $1.77M | 1.20% | +5,614+4.6% | Added |
| BlackRock Inc. | 122,134 | $1.70M | 0.00% | −13,898−10.2% | Reduced |
| Mackenzie Financial Corp | 92,987 | $1.29M | 0.00% | +6,885+8.0% | Added |
| Citadel Advisors LLC | 68,917 | $958.0K | 0.00% | +482+0.7% | Added |
| Tudor Investment Corp Et Al | 63,779 | $887.0K | 0.02% | +63,779 | New |
| Invesco Ltd. | 57,576 | $800.0K | 0.00% | −315−0.5% | Reduced |
| Natixis Advisors, L.P. | 47,863 | $665.0K | 0.00% | +5,931+14.1% | Added |
| Millennium Management LLC | 45,428 | $631.0K | 0.00% | −59,159−56.6% | Reduced |
| CPR Investments Inc. | 44,980 | $625.0K | 0.52% | +10,774+31.5% | Added |
| Virtus ETF Advisers LLC | 36,434 | $506.0K | 0.23% | +8,716+31.4% | Added |
| Wells Fargo & Company | 34,052 | $473.0K | 0.00% | −281−0.8% | Reduced |
| Gitterman Wealth Management, LLC | 35,949 | $467.0K | 0.38% | +3,711+11.5% | Added |
| Morgan Stanley | 31,976 | $443.0K | 0.00% | −10,801−25.2% | Reduced |
| Marshall Wace, LLP | 30,250 | $421.0K | 0.00% | −13,822−31.4% | Reduced |
| Royal Bank of Canada | 28,967 | $402.0K | 0.00% | +22,753+366.2% | Added |
| Pathstone Family Office, LLC | 27,943 | $389.0K | 0.01% | +520+1.9% | Added |
| Belpointe Asset Management LLC | 24,162 | $336.0K | 0.02% | +11,412+89.5% | Added |
| Commonwealth Equity Services, LLC | 22,669 | $315.0K | 0.00% | +2,526+12.5% | Added |
| Parisi Gray Wealth Management | 22,000 | $306.0K | 0.12% | 00.0% | Unchanged |
| ETF Store, Inc. | 22,647 | $294.0K | 0.23% | +413+1.9% | Added |
| Wolverine Trading, LLC | 20,528 | $288.0K | 0.01% | +20,528 | New |
| Advisor Group Holdings, Inc. | 19,117 | $266.0K | 0.00% | −889−4.4% | Reduced |
| Envestnet Asset Management Inc | 18,631 | $259.0K | 0.00% | −7,487−28.7% | Reduced |
| Trexquant Investment LP | 18,462 | $257.0K | 0.01% | +5,617+43.7% | Added |
| LPL Financial LLC | 18,205 | $253.0K | 0.00% | −689−3.6% | Reduced |
| Ameriprise Financial Inc | 16,967 | $236.0K | 0.00% | +544+3.3% | Added |
| UBS Group AG | 16,750 | $233.0K | 0.00% | −241−1.4% | Reduced |
| Cubist Systematic Strategies, LLC | 16,567 | $230.0K | 0.00% | +16,567 | New |
| First Affirmative Financial Network | 15,559 | $216.0K | 0.21% | +4,876+45.6% | Added |
| Brown Advisory Securities, LLC | 14,262 | $199.0K | 0.12% | −1,400−8.9% | Reduced |
| Raymond James & Associates | 13,723 | $191.0K | 0.00% | −788−5.4% | Reduced |
| D. E. Shaw & Co., Inc. | 13,431 | $187.0K | 0.00% | −4,778−26.2% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 12,709 | $177.0K | 0.01% | −278−2.1% | Reduced |
| Sheaff Brock Investment Advisors, LLC | 11,498 | $160.0K | 0.01% | 00.0% | Unchanged |
| National Asset Management, Inc. | 10,385 | $145.0K | 0.00% | +10,385 | New |
| Nia Impact Advisors, LLC | 10,041 | $140.0K | 0.07% | +10,041 | New |
| Wilbanks Smith & Thomas Asset Management LLC | 10,000 | $128.0K | 0.01% | +10,000 | New |
| Creative Financial Designs Inc | 8,663 | $120.0K | 0.02% | +138+1.6% | Added |
| PEAK6 Investments LLC | 7,860 | $109.0K | 0.00% | +5,258+202.1% | Added |
| Great West Life Assurance Co | 7,132 | $105.0K | 0.00% | +744+11.6% | Added |
| BNP Paribas Arbitrage, SA | 5,472 | $76.1K | 0.00% | +4,572+508.0% | Added |
| Patriot Financial Group Insurance Agency, LLC | 3,945 | $55.0K | 0.01% | +132+3.5% | Added |
| Simplex Trading, LLC | 4,002 | $55.0K | 0.00% | +4,002 | New |
| American Portfolios Advisors | 3,620 | $50.3K | 0.00% | +1,400+63.1% | Added |
| BDO Wealth Advisors, LLC | 2,390 | $33.0K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 2,128 | $30.0K | 0.00% | −5,252−71.2% | Reduced |
| The PNC Financial Services Group, Inc. | 2,000 | $28.0K | 0.00% | +2,000 | New |
| Geneos Wealth Management Inc. | 1,587 | $22.0K | 0.00% | +75+5.0% | Added |
| Prospera Financial Services Inc | 1,383 | $19.0K | 0.00% | +1,383 | New |
| Money Concepts Capital Corp | 1,000 | $14.0K | 0.00% | +1,000 | New |
| US Bancorp | 850 | $12.0K | 0.00% | 00.0% | Unchanged |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 700 | $9.00K | 0.00% | 00.0% | Unchanged |
| FNY Investment Advisers, LLC | 600 | $8.00K | 0.01% | +600 | New |
| Bank of America Corp | 501 | $7.00K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 565 | $6.00K | 0.00% | +565 | New |
| Hudock, Inc. | 425 | $5.00K | 0.00% | +425 | New |
| Allworth Financial LP | 225 | $3.00K | 0.00% | +5+2.3% | Added |
| Aquatic Capital Management LLC | 200 | $3.00K | 0.00% | +200 | New |
| Citigroup Inc | 125 | $2.00K | 0.00% | +125 | New |
| Retirement Group, LLC | 131 | $2.00K | 0.00% | +131 | New |
| Sterling Investment Advisors, Ltd. | 85 | $1.00K | 0.00% | +2+2.4% | Added |
| Sound Income Strategies, LLC | 50 | $1.00K | 0.00% | 00.0% | Unchanged |
| FMR LLC | 1 | $0 | 0.00% | 00.0% | Unchanged |
| Gemmer Asset Management LLC | 10 | $0 | 0.00% | +10 | New |
| Tredje AP-fonden | 40,000 | – | – | 00.0% | Unchanged |
| Advisors Asset Management, Inc. | 0 | $0 | 0.00% | −249,486−100.0% | Sold out |
| Quadrature Capital Ltd | 0 | $0 | 0.00% | −26,589−100.0% | Sold out |
| Jump Financial, LLC | 0 | $0 | 0.00% | −18,400−100.0% | Sold out |
| Jefferies Group LLC | 0 | $0 | 0.00% | −18,000−100.0% | Sold out |
| Signet Financial Management, LLC | 0 | $0 | 0.00% | −2,207−100.0% | Sold out |