Horizon Technology Finance Corp
HRZN- Exchange
- Nasdaq
- SEC CIK
- 0001487428
No open-market purchases or sales by Horizon Technology Finance Corp insiders were filed in the last 90 days; 108 institutions reported holding it in 13F filings for Q2 2026, worth $37.7M in total; no superinvestor holds it.
Other share classesHTFC
13F holders, Q1 2022
Institutional positions in Horizon Technology Finance Corp as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 69
- +12 vs. Q4 2021
- Shares held
- 2.41M
- −15.1K (−0.6%) vs. Q4 2021
- Total value
- $32.8M
- −$5.09M (−13.4%) vs. Q4 2021
- New holders
- 17
- 28 more added
- Sold out
- 5
- 15 more reduced
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HRZN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 108 | $37.7M |
| Q1 2026 | 55 | $13.5M |
| Q4 2025 | 66 | $25.8M |
| Q3 2025 | 63 | $19.2M |
| Q2 2025 | 61 | $18.9M |
| Q1 2025 | 67 | $30.1M |
| Q4 2024 | 82 | $30.3M |
| Q3 2024 | 67 | $26.7M |
| Q2 2024 | 56 | $26.9M |
| Q1 2024 | 61 | $23.8M |
| Q4 2023 | 55 | $21.4M |
| Q3 2023 | 46 | $20.7M |
| Q2 2023 | 50 | $19.7M |
| Q1 2023 | 52 | $17.7M |
| Q4 2022 | 70 | $31.7M |
| Q3 2022 | 58 | $26.0M |
| Q2 2022 | 64 | $36.4M |
| Q1 2022 | 69 | $32.8M |
| Q4 2021 | 57 | $37.9M |
| Q3 2021 | 47 | $30.8M |
| Q2 2021 | 51 | $32.6M |
| Q1 2021 | 51 | $25.0M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Horizon Technology Finance Corp; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 1 | $0 | 0.00% | 00.0% | Unchanged |
| Gemmer Asset Management LLC | 10 | $0 | 0.00% | +10 | New |
| Sterling Investment Advisors, Ltd. | 85 | $1.00K | 0.00% | +2+2.4% | Added |
| Sound Income Strategies, LLC | 50 | $1.00K | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 125 | $2.00K | 0.00% | +125 | New |
| Retirement Group, LLC | 131 | $2.00K | 0.00% | +131 | New |
| Allworth Financial LP | 225 | $3.00K | 0.00% | +5+2.3% | Added |
| Aquatic Capital Management LLC | 200 | $3.00K | 0.00% | +200 | New |
| Hudock, Inc. | 425 | $5.00K | 0.00% | +425 | New |
| IFP Advisors, Inc | 565 | $6.00K | 0.00% | +565 | New |
| Bank of America Corp | 501 | $7.00K | 0.00% | 00.0% | Unchanged |
| FNY Investment Advisers, LLC | 600 | $8.00K | 0.01% | +600 | New |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 700 | $9.00K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 850 | $12.0K | 0.00% | 00.0% | Unchanged |
| Money Concepts Capital Corp | 1,000 | $14.0K | 0.00% | +1,000 | New |
| Prospera Financial Services Inc | 1,383 | $19.0K | 0.00% | +1,383 | New |
| Geneos Wealth Management Inc. | 1,587 | $22.0K | 0.00% | +75+5.0% | Added |
| The PNC Financial Services Group, Inc. | 2,000 | $28.0K | 0.00% | +2,000 | New |
| JPMorgan Chase & Co | 2,128 | $30.0K | 0.00% | −5,252−71.2% | Reduced |
| BDO Wealth Advisors, LLC | 2,390 | $33.0K | 0.00% | 00.0% | Unchanged |
| American Portfolios Advisors | 3,620 | $50.3K | 0.00% | +1,400+63.1% | Added |
| Patriot Financial Group Insurance Agency, LLC | 3,945 | $55.0K | 0.01% | +132+3.5% | Added |
| Simplex Trading, LLC | 4,002 | $55.0K | 0.00% | +4,002 | New |
| BNP Paribas Arbitrage, SA | 5,472 | $76.1K | 0.00% | +4,572+508.0% | Added |
| Great West Life Assurance Co | 7,132 | $105.0K | 0.00% | +744+11.6% | Added |
| PEAK6 Investments LLC | 7,860 | $109.0K | 0.00% | +5,258+202.1% | Added |
| Creative Financial Designs Inc | 8,663 | $120.0K | 0.02% | +138+1.6% | Added |
| Wilbanks Smith & Thomas Asset Management LLC | 10,000 | $128.0K | 0.01% | +10,000 | New |
| Nia Impact Advisors, LLC | 10,041 | $140.0K | 0.07% | +10,041 | New |
| National Asset Management, Inc. | 10,385 | $145.0K | 0.00% | +10,385 | New |
| Sheaff Brock Investment Advisors, LLC | 11,498 | $160.0K | 0.01% | 00.0% | Unchanged |
| Hennion & Walsh Asset Management, Inc. | 12,709 | $177.0K | 0.01% | −278−2.1% | Reduced |
| D. E. Shaw & Co., Inc. | 13,431 | $187.0K | 0.00% | −4,778−26.2% | Reduced |
| Raymond James & Associates | 13,723 | $191.0K | 0.00% | −788−5.4% | Reduced |
| Brown Advisory Securities, LLC | 14,262 | $199.0K | 0.12% | −1,400−8.9% | Reduced |
| First Affirmative Financial Network | 15,559 | $216.0K | 0.21% | +4,876+45.6% | Added |
| Cubist Systematic Strategies, LLC | 16,567 | $230.0K | 0.00% | +16,567 | New |
| UBS Group AG | 16,750 | $233.0K | 0.00% | −241−1.4% | Reduced |
| Ameriprise Financial Inc | 16,967 | $236.0K | 0.00% | +544+3.3% | Added |
| LPL Financial LLC | 18,205 | $253.0K | 0.00% | −689−3.6% | Reduced |
| Trexquant Investment LP | 18,462 | $257.0K | 0.01% | +5,617+43.7% | Added |
| Envestnet Asset Management Inc | 18,631 | $259.0K | 0.00% | −7,487−28.7% | Reduced |
| Advisor Group Holdings, Inc. | 19,117 | $266.0K | 0.00% | −889−4.4% | Reduced |
| Wolverine Trading, LLC | 20,528 | $288.0K | 0.01% | +20,528 | New |
| ETF Store, Inc. | 22,647 | $294.0K | 0.23% | +413+1.9% | Added |
| Parisi Gray Wealth Management | 22,000 | $306.0K | 0.12% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 22,669 | $315.0K | 0.00% | +2,526+12.5% | Added |
| Belpointe Asset Management LLC | 24,162 | $336.0K | 0.02% | +11,412+89.5% | Added |
| Pathstone Family Office, LLC | 27,943 | $389.0K | 0.01% | +520+1.9% | Added |
| Royal Bank of Canada | 28,967 | $402.0K | 0.00% | +22,753+366.2% | Added |
| Marshall Wace, LLP | 30,250 | $421.0K | 0.00% | −13,822−31.4% | Reduced |
| Morgan Stanley | 31,976 | $443.0K | 0.00% | −10,801−25.2% | Reduced |
| Gitterman Wealth Management, LLC | 35,949 | $467.0K | 0.38% | +3,711+11.5% | Added |
| Wells Fargo & Company | 34,052 | $473.0K | 0.00% | −281−0.8% | Reduced |
| Virtus ETF Advisers LLC | 36,434 | $506.0K | 0.23% | +8,716+31.4% | Added |
| CPR Investments Inc. | 44,980 | $625.0K | 0.52% | +10,774+31.5% | Added |
| Millennium Management LLC | 45,428 | $631.0K | 0.00% | −59,159−56.6% | Reduced |
| Natixis Advisors, L.P. | 47,863 | $665.0K | 0.00% | +5,931+14.1% | Added |
| Invesco Ltd. | 57,576 | $800.0K | 0.00% | −315−0.5% | Reduced |
| Tudor Investment Corp Et Al | 63,779 | $887.0K | 0.02% | +63,779 | New |
| Citadel Advisors LLC | 68,917 | $958.0K | 0.00% | +482+0.7% | Added |
| Mackenzie Financial Corp | 92,987 | $1.29M | 0.00% | +6,885+8.0% | Added |
| BlackRock Inc. | 122,134 | $1.70M | 0.00% | −13,898−10.2% | Reduced |
| Green Alpha Advisors, LLC | 127,663 | $1.77M | 1.20% | +5,614+4.6% | Added |
| Eqis Capital Management, Inc. | 192,095 | $2.67M | 0.24% | +3,203+1.7% | Added |
| Two Sigma Investments, LP | 201,582 | $2.80M | 0.01% | +43,238+27.3% | Added |
| Two Sigma Advisers, LP | 262,897 | $3.65M | 0.01% | +96,400+57.9% | Added |
| Shelton Capital Management | 410,000 | $5.70M | 0.21% | +32,000+8.5% | Added |
| Tredje AP-fonden | 40,000 | – | – | 00.0% | Unchanged |
| Advisors Asset Management, Inc. | 0 | $0 | 0.00% | −249,486−100.0% | Sold out |
| Quadrature Capital Ltd | 0 | $0 | 0.00% | −26,589−100.0% | Sold out |
| Jump Financial, LLC | 0 | $0 | 0.00% | −18,400−100.0% | Sold out |
| Jefferies Group LLC | 0 | $0 | 0.00% | −18,000−100.0% | Sold out |
| Signet Financial Management, LLC | 0 | $0 | 0.00% | −2,207−100.0% | Sold out |