Horizon Technology Finance Corp
HRZN- Exchange
- Nasdaq
- SEC CIK
- 0001487428
No open-market purchases or sales by Horizon Technology Finance Corp insiders were filed in the last 90 days; 108 institutions reported holding it in 13F filings for Q2 2026, worth $38.2M in total; no superinvestor holds it.
Other share classesHTFC
13F holders, Q2 2026
Institutional positions in Horizon Technology Finance Corp as of Jun 30, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 108
- +54 vs. Q1 2026
- Shares held
- 8.08M
- +4.88M (+152.6%) vs. Q1 2026
- Total value
- $38.2M
- +$24.7M (+183.5%) vs. Q1 2026
- New holders
- 66
- 27 more added
- Sold out
- 12
- 8 more reduced
1 institution that held it in Q1 2026 haven't filed for Q2 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2026: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HRZN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 108 | $38.2M |
| Q1 2026 | 55 | $13.5M |
| Q4 2025 | 66 | $25.8M |
| Q3 2025 | 63 | $19.2M |
| Q2 2025 | 61 | $19.3M |
| Q1 2025 | 67 | $30.1M |
| Q4 2024 | 82 | $30.3M |
| Q3 2024 | 67 | $31.5M |
| Q2 2024 | 56 | $29.4M |
| Q1 2024 | 61 | $25.6M |
| Q4 2023 | 56 | $22.2M |
| Q3 2023 | 46 | $20.7M |
| Q2 2023 | 50 | $19.7M |
| Q1 2023 | 52 | $17.7M |
| Q4 2022 | 70 | $32.1M |
| Q3 2022 | 58 | $26.3M |
| Q2 2022 | 64 | $128.2M |
| Q1 2022 | 69 | $37.1M |
| Q4 2021 | 57 | $42.2M |
| Q3 2021 | 47 | $37.3M |
| Q2 2021 | 51 | $45.0M |
| Q1 2021 | 51 | $37.0M |
Institutions, Q2 2026
Shares, value and share of portfolio for each institution holding Horizon Technology Finance Corp; share changes are against Q1 2026.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 1,055,591 | $4.99M | 0.00% | +1,008,154+2,125.2% | Added |
| Bulldog Investors, LLP | 658,617 | $3.12M | 0.69% | +658,617 | New |
| Marshall Wace, LLP | 592,247 | $2.80M | 0.00% | +420,469+244.8% | Added |
| CAPROCK Group, Inc. | 454,442 | $2.16M | 0.04% | +454,442 | New |
| Green Alpha Advisors, LLC | 429,913 | $2.03M | 1.36% | −160,228−27.2% | Reduced |
| Legal & General Group Plc | 386,211 | $1.82M | 0.00% | +57,556+17.5% | Added |
| Eagle Point Credit Management LLC | 366,194 | $1.73M | 2.62% | 00.0% | Unchanged |
| Virtus Investment Advisers, Inc. | 252,455 | $1.19M | 0.28% | +108,487+75.4% | Added |
| Blair William & Co | 239,073 | $1.13M | 0.00% | +239,073 | New |
| Bank of America Corp | 225,732 | $1.07M | 0.00% | +164,779+270.3% | Added |
| Caz Investments LP | 217,260 | $1.03M | 0.34% | +217,260 | New |
| Connecticut Wealth Management, LLC | 214,509 | $1.01M | 0.04% | +698+0.3% | Added |
| UBS Group AG | 195,466 | $924.6K | 0.00% | +51,330+35.6% | Added |
| BlackRock, Inc. | 180,902 | $855.7K | 0.00% | +1,415+0.8% | Added |
| SRS Capital Advisors, Inc. | 126,305 | $597.4K | 0.00% | +126,305 | New |
| Apollon Wealth Management, LLC | 126,196 | $596.9K | 0.01% | +126,196 | New |
| LaFleur & Godfrey LLC | 114,526 | $541.7K | 0.06% | +114,526 | New |
| Umb Bank N A | 107,470 | $508.3K | 0.01% | +107,470 | New |
| Colony Group, LLC | 100,593 | $482.8K | 0.00% | +100,593 | New |
| AQR Capital Management LLC | 91,368 | $432.2K | 0.00% | +58,350+176.7% | Added |
| Jackson Thornton Asset Management, LLC | 90,609 | $428.6K | 0.03% | +57,591+174.4% | Added |
| CI Private Wealth, LLC | 89,300 | $422.4K | 0.00% | +89,300 | New |
| LPL Financial LLC | 81,942 | $387.6K | 0.00% | +55,755+212.9% | Added |
| Commonwealth Equity Services, LLC | 81,264 | $384.4K | 0.00% | +81,264 | New |
| Fiera Capital Corp | 78,980 | $373.6K | 0.00% | +78,980 | New |
| Two Sigma Investments, LP | 67,489 | $319.2K | 0.00% | −82,690−55.1% | Reduced |
| First Financial Bank - Trust Division | 65,573 | $310.2K | 0.02% | 00.0% | Unchanged |
| Millennium Management LLC | 60,674 | $287.0K | 0.00% | −15,294−20.1% | Reduced |
| Great West Life Assurance Co | 59,941 | $282.0K | 0.00% | +3,456+6.1% | Added |
| Pathstone Holdings, LLC | 54,705 | $263.3K | 0.00% | +2,908+5.6% | Added |
| Advisor Group Holdings, Inc. | 50,626 | $239.5K | 0.00% | +19,913+64.8% | Added |
| International Assets Investment Management, LLC | 49,241 | $232.9K | 0.01% | +4,957+11.2% | Added |
| Royal Bank of Canada | 47,242 | $223.0K | 0.00% | +26,831+131.5% | Added |
| Regal Investment Advisors LLC | 43,553 | $206.0K | 0.01% | 00.0% | Unchanged |
| Permanent Capital Management, LP | 42,165 | $203.2K | 0.03% | +42,165 | New |
| IMC-Chicago, LLC | 40,074 | $189.6K | 0.00% | −21,721−35.2% | Reduced |
| Raymond James Financial Inc | 38,247 | $180.9K | 0.00% | +24,514+178.5% | Added |
| Quantbot Technologies LP | 36,325 | $171.8K | 0.01% | +17,552+93.5% | Added |
| Cerity Partners LLC | 33,736 | $159.6K | 0.00% | +33,736 | New |
| Ethos Financial Group, LLC | 33,100 | $156.6K | 0.01% | +33,100 | New |
| Baird Financial Group, Inc. | 31,280 | $148.0K | 0.00% | +31,280 | New |
| Freestone Capital Holdings, LLC | 29,817 | $141.0K | 0.00% | +29,817 | New |
| Magnolia Capital Advisors LLC | 28,849 | $136.5K | 0.02% | +28,849 | New |
| Wells Fargo & Company | 27,684 | $130.9K | 0.00% | 00.0% | Unchanged |
| Koshinski Asset Management, Inc. | 27,279 | $129.0K | 0.01% | +27,279 | New |
| Captrust Financial Advisors | 26,396 | $124.9K | 0.00% | +26,396 | New |
| Susquehanna International Group, LLP | 25,074 | $118.6K | 0.00% | +25,074 | New |
| Forum Financial Management, LP | 24,760 | $117.1K | 0.00% | +24,760 | New |
| Stonebridge Financial Group, LLC | 23,560 | $111.0K | 0.02% | +23,560 | New |
| Private Advisor Group, LLC | 23,207 | $109.8K | 0.00% | +23,207 | New |
| GWM Advisors LLC | 21,413 | $101.3K | 0.00% | +21,413 | New |
| Cambridge Investment Research Advisors, Inc. | 21,322 | $100.0K | 0.00% | +21,322 | New |
| Rothschild Investment LLC | 20,987 | $99.3K | 0.00% | +20,987 | New |
| Fiduciary Group LLC | 20,684 | $97.8K | 0.01% | +20,684 | New |
| Squarepoint Ops LLC | 19,743 | $93.4K | 0.00% | +19,743 | New |
| HRT Financial LP | 19,770 | $93.0K | 0.00% | +19,770 | New |
| D.A. Davidson & Co. | 19,123 | $90.5K | 0.00% | +19,123 | New |
| Equitable Holdings, Inc. | 18,956 | $89.7K | 0.00% | +18,956 | New |
| Cetera Investment Advisers | 18,585 | $87.9K | 0.00% | −1,285−6.5% | Reduced |
| Rockefeller Capital Management L.P. | 18,375 | $86.9K | 0.00% | +18,375 | New |
| LifeWealth Investments, LLC | 16,908 | $80.0K | 0.02% | +16,908 | New |
| Leading Edge Financial Planning LLC | 16,732 | $79.1K | 0.01% | +16,732 | New |
| Jane Street Group, LLC | 16,141 | $76.3K | 0.00% | +16,141 | New |
| Southeast Asset Advisors Inc. | 15,043 | $71.2K | 0.01% | +15,043 | New |
| Centennial Bank | 15,000 | $71.0K | 0.02% | +15,000 | New |
| Mariner, LLC | 14,760 | $69.8K | 0.00% | +14,760 | New |
| Cresset Asset Management, LLC | 14,285 | $68.9K | 0.00% | +14,285 | New |
| XTX Topco Ltd | 14,286 | $67.6K | 0.00% | +14,286 | New |
| Creative Financial Designs Inc | 13,378 | $63.3K | 0.00% | +3,378+33.8% | Added |
| HighTower Advisors, LLC | 12,905 | $61.0K | 0.00% | +12,905 | New |
| Chapin Davis, Inc. | 12,691 | $60.0K | 0.01% | +12,691 | New |
| Oxford Asset Management LLP | 12,455 | $58.9K | 0.03% | −15,010−54.7% | Reduced |
| BCJ Capital Management, LLC | 12,455 | $58.9K | 0.00% | +12,455 | New |
| Oppenheimer & Co Inc | 12,213 | $57.8K | 0.00% | +12,213 | New |
| Nations Financial Group Inc, | 12,150 | $57.5K | 0.00% | +700+6.1% | Added |
| Adell Harriman & Carpenter Inc | 12,000 | $56.8K | 0.00% | 00.0% | Unchanged |
| Ausdal Financial Partners, Inc. | 11,513 | $54.5K | 0.00% | +11,513 | New |
| Wealthspire Advisors, LLC | 11,190 | $52.9K | 0.00% | +11,190 | New |
| Garden State Investment Advisory Services LLC | 11,143 | $52.7K | 0.01% | +11,143 | New |
| Simplex Trading, LLC | 11,084 | $52.4K | 0.00% | +4,153+59.9% | Added |
| Davenport & Co LLC | 10,624 | $50.3K | 0.00% | +10,624 | New |
| Closed-End Fund Advisors, Inc. | 10,432 | $49.3K | 0.05% | +10,432 | New |
| Stephens Inc | 10,202 | $48.3K | 0.00% | +10,202 | New |
| BI Asset Management Fondsmaeglerselskab A/S | 10,059 | $48.0K | 0.00% | +10,059 | New |
| Highline Wealth Partners LLC | 2,732 | $12.9K | 0.00% | +2,732 | New |
| Fifth Third Bancorp | 2,702 | $12.8K | 0.00% | +3+0.1% | Added |
| JPMorgan Chase & Co | 2,636 | $12.3K | 0.00% | +2,636 | New |
| N.E.W. Advisory Services LLC | 2,065 | $9.77K | 0.00% | +13+0.6% | Added |
| Jones Financial Companies LLLP | 1,830 | $8.07K | 0.00% | +1,830 | New |
| Northwestern Mutual Wealth Management Co | 1,561 | $7.38K | 0.00% | +1,561 | New |
| Nomura Asset Management Co Ltd | 1,432 | $6.77K | 0.00% | +1,432 | New |
| Allworth Financial LP | 1,134 | $5.36K | 0.00% | −5−0.4% | Reduced |
| Chung Wu Investment Group, LLC | 1,100 | $5.20K | 0.00% | 00.0% | Unchanged |
| Pin Oak Investment Advisors Inc | 800 | $4.00K | 0.00% | 00.0% | Unchanged |
| Group One Trading, L.P. | 833 | $3.94K | 0.00% | +833 | New |
| Caitong International Asset Management Co., Ltd | 721 | $3.41K | 0.00% | +533+283.5% | Added |
| North Star Investment Management Corp. | 658 | $3.11K | 0.00% | +658 | New |
| Kerr Financial Planning Corp | 209 | $985 | 0.00% | +6+3.0% | Added |
| SHP Wealth Management | 200 | $946 | 0.00% | +200 | New |
| Aspect Partners, LLC | 172 | $812 | 0.00% | +5+3.0% | Added |