Horizon Technology Finance Corp
HRZN- Exchange
- Nasdaq
- SEC CIK
- 0001487428
No open-market purchases or sales by Horizon Technology Finance Corp insiders were filed in the last 90 days; 108 institutions reported holding it in 13F filings for Q2 2026, worth $37.7M in total; no superinvestor holds it.
Other share classesHTFC
13F holders, Q2 2026
Institutional positions in Horizon Technology Finance Corp as of Jun 30, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 108
- +54 vs. Q1 2026
- Shares held
- 7.96M
- +4.76M (+148.9%) vs. Q1 2026
- Total value
- $37.7M
- +$24.2M (+179.3%) vs. Q1 2026
- New holders
- 66
- 27 more added
- Sold out
- 12
- 8 more reduced
1 institution that held it in Q1 2026 haven't filed for Q2 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2026: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HRZN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 108 | $37.7M |
| Q1 2026 | 55 | $13.5M |
| Q4 2025 | 66 | $25.8M |
| Q3 2025 | 63 | $19.2M |
| Q2 2025 | 61 | $18.9M |
| Q1 2025 | 67 | $30.1M |
| Q4 2024 | 82 | $30.3M |
| Q3 2024 | 67 | $26.7M |
| Q2 2024 | 56 | $26.9M |
| Q1 2024 | 61 | $23.8M |
| Q4 2023 | 55 | $21.4M |
| Q3 2023 | 46 | $20.7M |
| Q2 2023 | 50 | $19.7M |
| Q1 2023 | 52 | $17.7M |
| Q4 2022 | 70 | $31.7M |
| Q3 2022 | 58 | $26.0M |
| Q2 2022 | 64 | $36.4M |
| Q1 2022 | 69 | $32.8M |
| Q4 2021 | 57 | $37.9M |
| Q3 2021 | 47 | $30.8M |
| Q2 2021 | 51 | $32.6M |
| Q1 2021 | 51 | $25.0M |
Institutions, Q2 2026
Shares, value and share of portfolio for each institution holding Horizon Technology Finance Corp; share changes are against Q1 2026.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Farther Finance Advisors, LLC | 0 | $1 | 0.00% | 0 | New |
| Aventura Private Wealth, LLC | 0 | $1 | 0.00% | 0 | New |
| Danske Bank A/S | 1 | $5 | 0.00% | −7−87.5% | Reduced |
| Global Retirement Partners, LLC | 1 | $6 | 0.00% | +1 | New |
| Harbour Investments, Inc. | 72 | $339 | 0.00% | +43+148.3% | Added |
| First Horizon Corp | 100 | $473 | 0.00% | +100 | New |
| TD Waterhouse Canada Inc. | 125 | $591 | 0.00% | +125 | New |
| JFS Wealth Advisors, LLC | 171 | $809 | 0.00% | +171 | New |
| Aspect Partners, LLC | 172 | $812 | 0.00% | +5+3.0% | Added |
| SHP Wealth Management | 200 | $946 | 0.00% | +200 | New |
| Kerr Financial Planning Corp | 209 | $985 | 0.00% | +6+3.0% | Added |
| North Star Investment Management Corp. | 658 | $3.11K | 0.00% | +658 | New |
| Caitong International Asset Management Co., Ltd | 721 | $3.41K | 0.00% | +533+283.5% | Added |
| Group One Trading, L.P. | 833 | $3.94K | 0.00% | +833 | New |
| Pin Oak Investment Advisors Inc | 800 | $4.00K | 0.00% | 00.0% | Unchanged |
| Chung Wu Investment Group, LLC | 1,100 | $5.20K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 1,134 | $5.36K | 0.00% | −5−0.4% | Reduced |
| Nomura Asset Management Co Ltd | 1,432 | $6.77K | 0.00% | +1,432 | New |
| Northwestern Mutual Wealth Management Co | 1,561 | $7.38K | 0.00% | +1,561 | New |
| Jones Financial Companies LLLP | 1,830 | $8.07K | 0.00% | +1,830 | New |
| N.E.W. Advisory Services LLC | 2,065 | $9.77K | 0.00% | +13+0.6% | Added |
| JPMorgan Chase & Co | 2,636 | $12.3K | 0.00% | +2,636 | New |
| Fifth Third Bancorp | 2,702 | $12.8K | 0.00% | +3+0.1% | Added |
| Highline Wealth Partners LLC | 2,732 | $12.9K | 0.00% | +2,732 | New |
| BI Asset Management Fondsmaeglerselskab A/S | 10,059 | $48.0K | 0.00% | +10,059 | New |
| Stephens Inc | 10,202 | $48.3K | 0.00% | +10,202 | New |
| Closed-End Fund Advisors, Inc. | 10,432 | $49.3K | 0.05% | +10,432 | New |
| Cambridge Investment Research Advisors, Inc. | 10,661 | $50.0K | 0.00% | +10,661 | New |
| Davenport & Co LLC | 10,624 | $50.3K | 0.00% | +10,624 | New |
| Simplex Trading, LLC | 11,084 | $52.4K | 0.00% | +4,153+59.9% | Added |
| Garden State Investment Advisory Services LLC | 11,143 | $52.7K | 0.01% | +11,143 | New |
| Wealthspire Advisors, LLC | 11,190 | $52.9K | 0.00% | +11,190 | New |
| Ausdal Financial Partners, Inc. | 11,513 | $54.5K | 0.00% | +11,513 | New |
| Adell Harriman & Carpenter Inc | 12,000 | $56.8K | 0.00% | 00.0% | Unchanged |
| Nations Financial Group Inc, | 12,150 | $57.5K | 0.00% | +700+6.1% | Added |
| Oppenheimer & Co Inc | 12,213 | $57.8K | 0.00% | +12,213 | New |
| Oxford Asset Management LLP | 12,455 | $58.9K | 0.03% | −15,010−54.7% | Reduced |
| BCJ Capital Management, LLC | 12,455 | $58.9K | 0.00% | +12,455 | New |
| Chapin Davis, Inc. | 12,691 | $60.0K | 0.01% | +12,691 | New |
| HighTower Advisors, LLC | 12,905 | $61.0K | 0.00% | +12,905 | New |
| Creative Financial Designs Inc | 13,378 | $63.3K | 0.00% | +3,378+33.8% | Added |
| XTX Topco Ltd | 14,286 | $67.6K | 0.00% | +14,286 | New |
| Cresset Asset Management, LLC | 14,285 | $68.9K | 0.00% | +14,285 | New |
| Mariner, LLC | 14,760 | $69.8K | 0.00% | +14,760 | New |
| Centennial Bank | 15,000 | $71.0K | 0.02% | +15,000 | New |
| Southeast Asset Advisors Inc. | 15,043 | $71.2K | 0.01% | +15,043 | New |
| Jane Street Group, LLC | 16,141 | $76.3K | 0.00% | +16,141 | New |
| Leading Edge Financial Planning LLC | 16,732 | $79.1K | 0.01% | +16,732 | New |
| LifeWealth Investments, LLC | 16,908 | $80.0K | 0.02% | +16,908 | New |
| Rockefeller Capital Management L.P. | 18,375 | $86.9K | 0.00% | +18,375 | New |
| Cetera Investment Advisers | 18,585 | $87.9K | 0.00% | −1,285−6.5% | Reduced |
| Equitable Holdings, Inc. | 18,956 | $89.7K | 0.00% | +18,956 | New |
| D.A. Davidson & Co. | 19,123 | $90.5K | 0.00% | +19,123 | New |
| HRT Financial LP | 19,770 | $93.0K | 0.00% | +19,770 | New |
| Squarepoint Ops LLC | 19,743 | $93.4K | 0.00% | +19,743 | New |
| Fiduciary Group LLC | 20,684 | $97.8K | 0.01% | +20,684 | New |
| Rothschild Investment LLC | 20,987 | $99.3K | 0.00% | +20,987 | New |
| GWM Advisors LLC | 21,413 | $101.3K | 0.00% | +21,413 | New |
| Private Advisor Group, LLC | 23,207 | $109.8K | 0.00% | +23,207 | New |
| Stonebridge Financial Group, LLC | 23,560 | $111.0K | 0.02% | +23,560 | New |
| Forum Financial Management, LP | 24,760 | $117.1K | 0.00% | +24,760 | New |
| Susquehanna International Group, LLP | 25,074 | $118.6K | 0.00% | +25,074 | New |
| Captrust Financial Advisors | 26,396 | $124.9K | 0.00% | +26,396 | New |
| Koshinski Asset Management, Inc. | 27,279 | $129.0K | 0.01% | +27,279 | New |
| Wells Fargo & Company | 27,684 | $130.9K | 0.00% | 00.0% | Unchanged |
| Magnolia Capital Advisors LLC | 28,849 | $136.5K | 0.02% | +28,849 | New |
| Freestone Capital Holdings, LLC | 29,817 | $141.0K | 0.00% | +29,817 | New |
| Baird Financial Group, Inc. | 31,280 | $148.0K | 0.00% | +31,280 | New |
| Ethos Financial Group, LLC | 33,100 | $156.6K | 0.01% | +33,100 | New |
| Cerity Partners LLC | 33,736 | $159.6K | 0.00% | +33,736 | New |
| Quantbot Technologies LP | 36,325 | $171.8K | 0.01% | +17,552+93.5% | Added |
| Raymond James Financial Inc | 38,247 | $180.9K | 0.00% | +24,514+178.5% | Added |
| IMC-Chicago, LLC | 40,074 | $189.6K | 0.00% | −21,721−35.2% | Reduced |
| Permanent Capital Management, LP | 42,165 | $203.2K | 0.03% | +42,165 | New |
| Regal Investment Advisors LLC | 43,553 | $206.0K | 0.01% | 00.0% | Unchanged |
| Royal Bank of Canada | 47,242 | $223.0K | 0.00% | +26,831+131.5% | Added |
| International Assets Investment Management, LLC | 49,241 | $232.9K | 0.01% | +4,957+11.2% | Added |
| Advisor Group Holdings, Inc. | 50,626 | $239.5K | 0.00% | +19,913+64.8% | Added |
| Pathstone Holdings, LLC | 54,705 | $263.3K | 0.00% | +2,908+5.6% | Added |
| Great West Life Assurance Co | 59,941 | $282.0K | 0.00% | +3,456+6.1% | Added |
| Millennium Management LLC | 60,674 | $287.0K | 0.00% | −15,294−20.1% | Reduced |
| First Financial Bank - Trust Division | 65,573 | $310.2K | 0.02% | 00.0% | Unchanged |
| Two Sigma Investments, LP | 67,489 | $319.2K | 0.00% | −82,690−55.1% | Reduced |
| Fiera Capital Corp | 78,980 | $373.6K | 0.00% | +78,980 | New |
| Commonwealth Equity Services, LLC | 81,264 | $384.4K | 0.00% | +81,264 | New |
| LPL Financial LLC | 81,942 | $387.6K | 0.00% | +55,755+212.9% | Added |
| CI Private Wealth, LLC | 89,300 | $422.4K | 0.00% | +89,300 | New |
| Jackson Thornton Asset Management, LLC | 90,609 | $428.6K | 0.03% | +57,591+174.4% | Added |
| AQR Capital Management LLC | 91,368 | $432.2K | 0.00% | +58,350+176.7% | Added |
| Colony Group, LLC | 100,593 | $482.8K | 0.00% | +100,593 | New |
| Umb Bank N A | 107,470 | $508.3K | 0.01% | +107,470 | New |
| Caz Investments LP | 108,630 | $513.8K | 0.24% | +108,630 | New |
| LaFleur & Godfrey LLC | 114,526 | $541.7K | 0.06% | +114,526 | New |
| Apollon Wealth Management, LLC | 126,196 | $596.9K | 0.01% | +126,196 | New |
| SRS Capital Advisors, Inc. | 126,305 | $597.4K | 0.00% | +126,305 | New |
| BlackRock, Inc. | 180,902 | $855.7K | 0.00% | +1,415+0.8% | Added |
| UBS Group AG | 195,466 | $924.6K | 0.00% | +51,330+35.6% | Added |
| Connecticut Wealth Management, LLC | 214,509 | $1.01M | 0.04% | +698+0.3% | Added |
| Bank of America Corp | 225,732 | $1.07M | 0.00% | +164,779+270.3% | Added |
| Blair William & Co | 239,073 | $1.13M | 0.00% | +239,073 | New |