Horizon Technology Finance Corp
HRZN- Exchange
- Nasdaq
- SEC CIK
- 0001487428
No open-market purchases or sales by Horizon Technology Finance Corp insiders were filed in the last 90 days; 108 institutions reported holding it in 13F filings for Q2 2026, worth $37.7M in total; no superinvestor holds it.
Other share classesHTFC
13F holders, Q1 2025
Institutional positions in Horizon Technology Finance Corp as of Mar 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 67
- −15 vs. Q4 2024
- Shares held
- 3.20M
- −171.6K (−5.1%) vs. Q4 2024
- Total value
- $30.1M
- −$204.9K (−0.7%) vs. Q4 2024
- New holders
- 10
- 23 more added
- Sold out
- 25
- 18 more reduced
Compare with Q4 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HRZN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 108 | $37.7M |
| Q1 2026 | 55 | $13.5M |
| Q4 2025 | 66 | $25.8M |
| Q3 2025 | 63 | $19.2M |
| Q2 2025 | 61 | $18.9M |
| Q1 2025 | 67 | $30.1M |
| Q4 2024 | 82 | $30.3M |
| Q3 2024 | 67 | $26.7M |
| Q2 2024 | 56 | $26.9M |
| Q1 2024 | 61 | $23.8M |
| Q4 2023 | 55 | $21.4M |
| Q3 2023 | 46 | $20.7M |
| Q2 2023 | 50 | $19.7M |
| Q1 2023 | 52 | $17.7M |
| Q4 2022 | 70 | $31.7M |
| Q3 2022 | 58 | $26.0M |
| Q2 2022 | 64 | $36.4M |
| Q1 2022 | 69 | $32.8M |
| Q4 2021 | 57 | $37.9M |
| Q3 2021 | 47 | $30.8M |
| Q2 2021 | 51 | $32.6M |
| Q1 2021 | 51 | $25.0M |
Institutions, Q1 2025
Shares, value and share of portfolio for each institution holding Horizon Technology Finance Corp; share changes are against Q4 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Green Alpha Advisors, LLC | 358,742 | $3.38M | 3.61% | +68,295+23.5% | Added |
| TrueMark Investments, LLC | 272,512 | $2.57M | 0.67% | +63,134+30.2% | Added |
| Legal & General Group Plc | 267,551 | $2.52M | 0.00% | +28,804+12.1% | Added |
| Two Sigma Investments, LP | 264,447 | $2.49M | 0.01% | +161,174+156.1% | Added |
| Two Sigma Advisers, LP | 238,997 | $2.25M | 0.01% | +189,100+379.0% | Added |
| Connecticut Wealth Management, LLC | 210,748 | $1.99M | 0.10% | +324+0.2% | Added |
| Trexquant Investment LP | 197,539 | $1.86M | 0.02% | −912−0.5% | Reduced |
| BlackRock, Inc. | 173,714 | $1.64M | 0.00% | +13,176+8.2% | Added |
| Virtus Investment Advisers, Inc. | 141,542 | $1.33M | 0.36% | +141,542 | New |
| Morgan Stanley | 116,452 | $1.10M | 0.00% | +38,238+48.9% | Added |
| Eqis Capital Management, Inc. | 110,619 | $1.04M | 0.09% | −6,625−5.7% | Reduced |
| LPL Financial LLC | 88,796 | $836.5K | 0.00% | −88,075−49.8% | Reduced |
| Citadel Advisors LLC | 71,119 | $669.9K | 0.00% | −8,678−10.9% | Reduced |
| Cetera Investment Advisers | 63,008 | $593.5K | 0.00% | +10,603+20.2% | Added |
| ETF Store, Inc. | 55,348 | $521.4K | 0.64% | +7,877+16.6% | Added |
| First Financial Bank - Trust Division | 45,725 | $430.7K | 0.04% | 00.0% | Unchanged |
| UBS Group AG | 45,262 | $426.4K | 0.00% | −108,306−70.5% | Reduced |
| Advisor Group Holdings, Inc. | 44,953 | $423.5K | 0.00% | −10,394−18.8% | Reduced |
| Wells Fargo & Company | 37,392 | $352.2K | 0.00% | +21,419+134.1% | Added |
| Balyasny Asset Management LLC | 37,236 | $350.8K | 0.00% | +18,047+94.0% | Added |
| Great West Life Assurance Co | 36,071 | $340.0K | 0.00% | +6,668+22.7% | Added |
| AQR Capital Management LLC | 36,089 | $340.0K | 0.00% | −734−2.0% | Reduced |
| Jackson Thornton Asset Management, LLC | 36,089 | $302.8K | 0.04% | −734−2.0% | Reduced |
| Envestnet Asset Management Inc | 24,964 | $235.2K | 0.00% | −1,380−5.2% | Reduced |
| Pathstone Holdings, LLC | 24,341 | $229.7K | 0.00% | +740+3.1% | Added |
| Wolverine Trading, LLC | 20,293 | $191.2K | 0.01% | +1,379+7.3% | Added |
| Royal Bank of Canada | 19,314 | $182.0K | 0.00% | +2,241+13.1% | Added |
| Verition Fund Management LLC | 18,823 | $177.3K | 0.00% | +18,823 | New |
| Virtu Financial LLC | 15,080 | $142.0K | 0.01% | −16,649−52.5% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 14,716 | $139.0K | 0.00% | −302−2.0% | Reduced |
| Prime Capital Investment Advisors, LLC | 14,638 | $137.9K | 0.00% | +38+0.3% | Added |
| Raymond James Financial Inc | 13,937 | $131.3K | 0.00% | +106+0.8% | Added |
| Adell Harriman & Carpenter Inc | 12,000 | $113.0K | 0.01% | 00.0% | Unchanged |
| Crew Capital Management, Ltd. | 10,671 | $100.5K | 0.08% | −386−3.5% | Reduced |
| Sheaff Brock Investment Advisors, LLC | 10,205 | $96.1K | 0.01% | 00.0% | Unchanged |
| Lido Advisors, LLC | 10,084 | $95.1K | 0.00% | +10,084 | New |
| Mutual Advisors, LLC | 10,056 | $88.0K | 0.00% | −1,466−12.7% | Reduced |
| Quantbot Technologies LP | 4,325 | $40.7K | 0.00% | −8,965−67.5% | Reduced |
| N.E.W. Advisory Services LLC | 3,800 | $35.8K | 0.00% | +3,800 | New |
| Nova Wealth Management, Inc. | 3,722 | $35.1K | 0.03% | +622+20.1% | Added |
| Citigroup Inc | 2,429 | $22.9K | 0.00% | +296+13.9% | Added |
| Farther Finance Advisors, LLC | 2,315 | $21.9K | 0.00% | 00.0% | Unchanged |
| ORG Partners LLC | 2,120 | $20.1K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 1,453 | $13.7K | 0.00% | +1,453 | New |
| Coldstream Capital Management Inc | 1,233 | $11.6K | 0.00% | +1,233 | New |
| Bank of America Corp | 1,177 | $11.1K | 0.00% | −300−20.3% | Reduced |
| Flaharty Asset Management, LLC | 1,075 | $10.1K | 0.00% | +1,075 | New |
| Huntington National Bank | 1,000 | $9.42K | 0.00% | +1,000 | New |
| Group One Trading, L.P. | 968 | $9.12K | 0.00% | +800+476.2% | Added |
| Comerica Bank | 873 | $8.22K | 0.00% | +773+773.0% | Added |
| Simplex Trading, LLC | 887 | $8.00K | 0.00% | −2,478−73.6% | Reduced |
| Pin Oak Investment Advisors Inc | 800 | $8.00K | 0.01% | 00.0% | Unchanged |
| Salem Investment Counselors Inc | 700 | $6.59K | 0.00% | +700 | New |
| US Bancorp | 225 | $2.12K | 0.00% | 00.0% | Unchanged |
| Hexagon Capital Partners LLC | 201 | $1.89K | 0.00% | +180+857.1% | Added |
| Caitong International Asset Management Co., Ltd | 115 | $1.08K | 0.00% | −52−31.1% | Reduced |
| MAI Capital Management | 110 | $1.04K | 0.00% | +110 | New |
| Spire Wealth Management | 100 | $942 | 0.00% | 00.0% | Unchanged |
| Innovative Advisory Group, LLC | 100 | $942 | 0.00% | 00.0% | Unchanged |
| Principal Securities, Inc. | 83 | $746 | 0.00% | 00.0% | Unchanged |
| Pineridge Advisors LLC | 79 | $744 | 0.00% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 50 | $471 | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 10 | $94 | 0.00% | 00.0% | Unchanged |
| Danske Bank A/S | 1 | $9 | 0.00% | −2−66.7% | Reduced |
| Creekmur Asset Management LLC | 0 | $4 | 0.00% | 0 | Unchanged |
| Hantz Financial Services, Inc. | 2 | $0 | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 25 | $0 | 0.00% | 00.0% | Unchanged |
| Marshall Wace, LLP | 0 | $0 | 0.00% | −143,219−100.0% | Sold out |
| Virtus ETF Advisers LLC | 0 | $0 | 0.00% | −124,433−100.0% | Sold out |
| Millennium Management LLC | 0 | $0 | 0.00% | −96,342−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −63,986−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −49,692−100.0% | Sold out |
| Magnetar Financial LLC | 0 | $0 | 0.00% | −45,128−100.0% | Sold out |
| Aquatic Capital Management LLC | 0 | $0 | 0.00% | −29,523−100.0% | Sold out |
| D. E. Shaw & Co., Inc. | 0 | $0 | 0.00% | −24,447−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −18,139−100.0% | Sold out |
| Schonfeld Strategic Advisors LLC | 0 | $0 | 0.00% | −18,100−100.0% | Sold out |
| Y-Intercept (Hong Kong) Ltd | 0 | $0 | 0.00% | −16,498−100.0% | Sold out |
| First Affirmative Financial Network | 0 | $0 | 0.00% | −16,130−100.0% | Sold out |
| Brevan Howard Capital Management LP | 0 | $0 | 0.00% | −16,093−100.0% | Sold out |
| Aigen Investment Management, LP | 0 | $0 | 0.00% | −14,812−100.0% | Sold out |
| Sage Capital Management, LLC | 0 | $0 | 0.00% | −13,500−100.0% | Sold out |
| Northern Trust Corp | 0 | $0 | 0.00% | −12,963−100.0% | Sold out |
| Kovack Advisors, Inc. | 0 | $0 | 0.00% | −11,699−100.0% | Sold out |
| Nia Impact Advisors, LLC | 0 | $0 | 0.00% | −11,460−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −1,526−100.0% | Sold out |
| Jones Financial Companies LLLP | 0 | $0 | 0.00% | −843−100.0% | Sold out |
| Allworth Financial LP | 0 | $0 | 0.00% | −306−100.0% | Sold out |
| Parvin Asset Management, LLC | 0 | $0 | 0.00% | −100−100.0% | Sold out |
| Aventura Private Wealth, LLC | 0 | $0 | 0.00% | −92−100.0% | Sold out |
| IFP Advisors, Inc | 0 | $0 | 0.00% | −8−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −3−100.0% | Sold out |