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Livermore
ZHEN

Horizon Technology Finance Corp

HRZN
Exchange
Nasdaq
SEC CIK
0001487428

No open-market purchases or sales by Horizon Technology Finance Corp insiders were filed in the last 90 days; 108 institutions reported holding it in 13F filings for Q2 2026, worth $37.7M in total; no superinvestor holds it.

Other share classesHTFC

13F holders, Q1 2025

Institutional positions in Horizon Technology Finance Corp as of Mar 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
67
−15 vs. Q4 2024
Shares held
3.20M
−171.6K (−5.1%) vs. Q4 2024
Total value
$30.1M
−$204.9K (−0.7%) vs. Q4 2024
New holders
10
23 more added
Sold out
25
18 more reduced

Compare with Q4 2024: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting HRZN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ1 2025: 67 institutions
Q1 2021: 51 institutionsQ2 2021: 51 institutionsQ3 2021: 47 institutionsQ4 2021: 57 institutionsQ1 2022: 69 institutionsQ2 2022: 64 institutionsQ3 2022: 58 institutionsQ4 2022: 70 institutionsQ1 2023: 52 institutionsQ2 2023: 50 institutionsQ3 2023: 46 institutionsQ4 2023: 55 institutionsQ1 2024: 61 institutionsQ2 2024: 56 institutionsQ3 2024: 67 institutionsQ4 2024: 82 institutionsQ1 2025: 67 institutionsQ2 2025: 61 institutionsQ3 2025: 63 institutionsQ4 2025: 66 institutionsQ1 2026: 55 institutionsQ2 2026: 108 institutions
Value heldQ1 2025: $30.1M
Q1 2021: $25.0MQ2 2021: $32.6MQ3 2021: $30.8MQ4 2021: $37.9MQ1 2022: $32.8MQ2 2022: $36.4MQ3 2022: $26.0MQ4 2022: $31.7MQ1 2023: $17.7MQ2 2023: $19.7MQ3 2023: $20.7MQ4 2023: $21.4MQ1 2024: $23.8MQ2 2024: $26.9MQ3 2024: $26.7MQ4 2024: $30.3MQ1 2025: $30.1MQ2 2025: $18.9MQ3 2025: $19.2MQ4 2025: $25.8MQ1 2026: $13.5MQ2 2026: $37.7M
Institutions holding HRZN and their total value by quarter
QuarterHoldersValue
Q2 2026108$37.7M
Q1 202655$13.5M
Q4 202566$25.8M
Q3 202563$19.2M
Q2 202561$18.9M
Q1 202567$30.1M
Q4 202482$30.3M
Q3 202467$26.7M
Q2 202456$26.9M
Q1 202461$23.8M
Q4 202355$21.4M
Q3 202346$20.7M
Q2 202350$19.7M
Q1 202352$17.7M
Q4 202270$31.7M
Q3 202258$26.0M
Q2 202264$36.4M
Q1 202269$32.8M
Q4 202157$37.9M
Q3 202147$30.8M
Q2 202151$32.6M
Q1 202151$25.0M

Institutions, Q1 2025

Shares, value and share of portfolio for each institution holding Horizon Technology Finance Corp; share changes are against Q4 2024.

Institutions holding HRZN in Q1 2025
InstitutionSharesValue% of portfolioChange in sharesAction
Hantz Financial Services, Inc.2$00.00%00.0%Unchanged
CWM, LLC25$00.00%00.0%Unchanged
Creekmur Asset Management LLC0$40.00%0Unchanged
Danske Bank A/S1$90.00%−2−66.7%Reduced
Parallel Advisors, LLC10$940.00%00.0%Unchanged
Sound Income Strategies, LLC50$4710.00%00.0%Unchanged
Pineridge Advisors LLC79$7440.00%00.0%Unchanged
Principal Securities, Inc.83$7460.00%00.0%Unchanged
Spire Wealth Management100$9420.00%00.0%Unchanged
Innovative Advisory Group, LLC100$9420.00%00.0%Unchanged
MAI Capital Management110$1.04K0.00%+110New
Caitong International Asset Management Co., Ltd115$1.08K0.00%−52−31.1%Reduced
Hexagon Capital Partners LLC201$1.89K0.00%+180+857.1%Added
US Bancorp225$2.12K0.00%00.0%Unchanged
Salem Investment Counselors Inc700$6.59K0.00%+700New
Simplex Trading, LLC887$8.00K0.00%−2,478−73.6%Reduced
Pin Oak Investment Advisors Inc800$8.00K0.01%00.0%Unchanged
Comerica Bank873$8.22K0.00%+773+773.0%Added
Group One Trading, L.P.968$9.12K0.00%+800+476.2%Added
Huntington National Bank1,000$9.42K0.00%+1,000New
Flaharty Asset Management, LLC1,075$10.1K0.00%+1,075New
Bank of America Corp1,177$11.1K0.00%−300−20.3%Reduced
Coldstream Capital Management Inc1,233$11.6K0.00%+1,233New
JPMorgan Chase & Co1,453$13.7K0.00%+1,453New
ORG Partners LLC2,120$20.1K0.00%00.0%Unchanged
Farther Finance Advisors, LLC2,315$21.9K0.00%00.0%Unchanged
Citigroup Inc2,429$22.9K0.00%+296+13.9%Added
Nova Wealth Management, Inc.3,722$35.1K0.03%+622+20.1%Added
N.E.W. Advisory Services LLC3,800$35.8K0.00%+3,800New
Quantbot Technologies LP4,325$40.7K0.00%−8,965−67.5%Reduced
Mutual Advisors, LLC10,056$88.0K0.00%−1,466−12.7%Reduced
Lido Advisors, LLC10,084$95.1K0.00%+10,084New
Sheaff Brock Investment Advisors, LLC10,205$96.1K0.01%00.0%Unchanged
Crew Capital Management, Ltd.10,671$100.5K0.08%−386−3.5%Reduced
Adell Harriman & Carpenter Inc12,000$113.0K0.01%00.0%Unchanged
Raymond James Financial Inc13,937$131.3K0.00%+106+0.8%Added
Prime Capital Investment Advisors, LLC14,638$137.9K0.00%+38+0.3%Added
Cambridge Investment Research Advisors, Inc.14,716$139.0K0.00%−302−2.0%Reduced
Virtu Financial LLC15,080$142.0K0.01%−16,649−52.5%Reduced
Verition Fund Management LLC18,823$177.3K0.00%+18,823New
Royal Bank of Canada19,314$182.0K0.00%+2,241+13.1%Added
Wolverine Trading, LLC20,293$191.2K0.01%+1,379+7.3%Added
Pathstone Holdings, LLC24,341$229.7K0.00%+740+3.1%Added
Envestnet Asset Management Inc24,964$235.2K0.00%−1,380−5.2%Reduced
Jackson Thornton Asset Management, LLC36,089$302.8K0.04%−734−2.0%Reduced
AQR Capital Management LLC36,089$340.0K0.00%−734−2.0%Reduced
Great West Life Assurance Co36,071$340.0K0.00%+6,668+22.7%Added
Balyasny Asset Management LLC37,236$350.8K0.00%+18,047+94.0%Added
Wells Fargo & Company37,392$352.2K0.00%+21,419+134.1%Added
Advisor Group Holdings, Inc.44,953$423.5K0.00%−10,394−18.8%Reduced
UBS Group AG45,262$426.4K0.00%−108,306−70.5%Reduced
First Financial Bank - Trust Division45,725$430.7K0.04%00.0%Unchanged
ETF Store, Inc.55,348$521.4K0.64%+7,877+16.6%Added
Cetera Investment Advisers63,008$593.5K0.00%+10,603+20.2%Added
Citadel Advisors LLC71,119$669.9K0.00%−8,678−10.9%Reduced
LPL Financial LLC88,796$836.5K0.00%−88,075−49.8%Reduced
Eqis Capital Management, Inc.110,619$1.04M0.09%−6,625−5.7%Reduced
Morgan Stanley116,452$1.10M0.00%+38,238+48.9%Added
Virtus Investment Advisers, Inc.141,542$1.33M0.36%+141,542New
BlackRock, Inc.173,714$1.64M0.00%+13,176+8.2%Added
Trexquant Investment LP197,539$1.86M0.02%−912−0.5%Reduced
Connecticut Wealth Management, LLC210,748$1.99M0.10%+324+0.2%Added
Two Sigma Advisers, LP238,997$2.25M0.01%+189,100+379.0%Added
Two Sigma Investments, LP264,447$2.49M0.01%+161,174+156.1%Added
Legal & General Group Plc267,551$2.52M0.00%+28,804+12.1%Added
TrueMark Investments, LLC272,512$2.57M0.67%+63,134+30.2%Added
Green Alpha Advisors, LLC358,742$3.38M3.61%+68,295+23.5%Added
Marshall Wace, LLP0$00.00%−143,219−100.0%Sold out
Virtus ETF Advisers LLC0$00.00%−124,433−100.0%Sold out
Millennium Management LLC0$00.00%−96,342−100.0%Sold out
Susquehanna International Group, LLP0$00.00%−63,986−100.0%Sold out
Jane Street Group, LLC0$00.00%−49,692−100.0%Sold out
Magnetar Financial LLC0$00.00%−45,128−100.0%Sold out
Aquatic Capital Management LLC0$00.00%−29,523−100.0%Sold out
D. E. Shaw & Co., Inc.0$00.00%−24,447−100.0%Sold out
HRT Financial LP0$00.00%−18,139−100.0%Sold out
Schonfeld Strategic Advisors LLC0$00.00%−18,100−100.0%Sold out
Y-Intercept (Hong Kong) Ltd0$00.00%−16,498−100.0%Sold out
First Affirmative Financial Network0$00.00%−16,130−100.0%Sold out
Brevan Howard Capital Management LP0$00.00%−16,093−100.0%Sold out
Aigen Investment Management, LP0$00.00%−14,812−100.0%Sold out
Sage Capital Management, LLC0$00.00%−13,500−100.0%Sold out
Northern Trust Corp0$00.00%−12,963−100.0%Sold out
Kovack Advisors, Inc.0$00.00%−11,699−100.0%Sold out
Nia Impact Advisors, LLC0$00.00%−11,460−100.0%Sold out
Tower Research Capital LLC (TRC)0$00.00%−1,526−100.0%Sold out
Jones Financial Companies LLLP0$00.00%−843−100.0%Sold out
Allworth Financial LP0$00.00%−306−100.0%Sold out
Parvin Asset Management, LLC0$00.00%−100−100.0%Sold out
Aventura Private Wealth, LLC0$00.00%−92−100.0%Sold out
IFP Advisors, Inc0$00.00%−8−100.0%Sold out
FMR LLC0$00.00%−3−100.0%Sold out