Horizon Technology Finance Corp
HRZN- Exchange
- Nasdaq
- SEC CIK
- 0001487428
No open-market purchases or sales by Horizon Technology Finance Corp insiders were filed in the last 90 days; 108 institutions reported holding it in 13F filings for Q2 2026, worth $37.7M in total; no superinvestor holds it.
Other share classesHTFC
13F holders, Q1 2026
Institutional positions in Horizon Technology Finance Corp as of Mar 31, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 55
- −9 vs. Q4 2025
- Shares held
- 3.20M
- −794.7K (−19.9%) vs. Q4 2025
- Total value
- $13.5M
- −$12.3M (−47.7%) vs. Q4 2025
- New holders
- 11
- 15 more added
- Sold out
- 20
- 21 more reduced
2 institutions that held it in Q4 2025 haven't filed for Q1 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HRZN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 108 | $37.7M |
| Q1 2026 | 55 | $13.5M |
| Q4 2025 | 66 | $25.8M |
| Q3 2025 | 63 | $19.2M |
| Q2 2025 | 61 | $18.9M |
| Q1 2025 | 67 | $30.1M |
| Q4 2024 | 82 | $30.3M |
| Q3 2024 | 67 | $26.7M |
| Q2 2024 | 56 | $26.9M |
| Q1 2024 | 61 | $23.8M |
| Q4 2023 | 55 | $21.4M |
| Q3 2023 | 46 | $20.7M |
| Q2 2023 | 50 | $19.7M |
| Q1 2023 | 52 | $17.7M |
| Q4 2022 | 70 | $31.7M |
| Q3 2022 | 58 | $26.0M |
| Q2 2022 | 64 | $36.4M |
| Q1 2022 | 69 | $32.8M |
| Q4 2021 | 57 | $37.9M |
| Q3 2021 | 47 | $30.8M |
| Q2 2021 | 51 | $32.6M |
| Q1 2021 | 51 | $25.0M |
Institutions, Q1 2026
Shares, value and share of portfolio for each institution holding Horizon Technology Finance Corp; share changes are against Q4 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Green Alpha Advisors, LLC | 590,141 | $2.48M | 2.45% | +31,197+5.6% | Added |
| Eagle Point Credit Management LLC | 366,194 | $1.54M | 2.02% | −3,602−1.0% | Reduced |
| Legal & General Group Plc | 328,655 | $1.39M | 0.00% | +21,751+7.1% | Added |
| Connecticut Wealth Management, LLC | 213,811 | $900.1K | 0.04% | +969+0.5% | Added |
| BlackRock, Inc. | 179,487 | $755.6K | 0.00% | −108,460−37.7% | Reduced |
| Marshall Wace, LLP | 171,778 | $723.2K | 0.00% | −110,511−39.1% | Reduced |
| Two Sigma Investments, LP | 150,179 | $632.3K | 0.00% | −369,074−71.1% | Reduced |
| UBS Group AG | 144,136 | $606.8K | 0.00% | +104,156+260.5% | Added |
| Virtus Investment Advisers, Inc. | 143,968 | $606.1K | 0.17% | −23,556−14.1% | Reduced |
| Millennium Management LLC | 75,968 | $319.8K | 0.00% | +64,417+557.7% | Added |
| First Financial Bank - Trust Division | 65,573 | $276.1K | 0.02% | 00.0% | Unchanged |
| IMC-Chicago, LLC | 61,795 | $260.2K | 0.00% | +61,795 | New |
| Bank of America Corp | 60,953 | $256.6K | 0.00% | −3,019−4.7% | Reduced |
| Great West Life Assurance Co | 56,485 | $240.0K | 0.00% | +3,181+6.0% | Added |
| Pathstone Holdings, LLC | 51,797 | $221.1K | 0.00% | +2,160+4.4% | Added |
| Morgan Stanley | 47,437 | $199.7K | 0.00% | −29,428−38.3% | Reduced |
| International Assets Investment Management, LLC | 44,284 | $184.7K | 0.01% | −9,296−17.3% | Reduced |
| Regal Investment Advisors LLC | 43,553 | $183.4K | 0.01% | −5,506−11.2% | Reduced |
| Jackson Thornton Asset Management, LLC | 33,018 | $149.2K | 0.01% | −1,146−3.4% | Reduced |
| AQR Capital Management LLC | 33,018 | $139.0K | 0.00% | −1,146−3.4% | Reduced |
| Advisor Group Holdings, Inc. | 30,713 | $129.3K | 0.00% | −2,545−7.7% | Reduced |
| Wells Fargo & Company | 27,684 | $116.6K | 0.00% | −2,308−7.7% | Reduced |
| Oxford Asset Management LLP | 27,465 | $115.6K | 0.05% | +6,966+34.0% | Added |
| LPL Financial LLC | 26,187 | $110.2K | 0.00% | −11,083−29.7% | Reduced |
| Royal Bank of Canada | 20,411 | $86.0K | 0.00% | +121+0.6% | Added |
| Cetera Investment Advisers | 19,870 | $83.7K | 0.00% | −1,476−6.9% | Reduced |
| Quantbot Technologies LP | 18,773 | $79.0K | 0.00% | −42,841−69.5% | Reduced |
| Virtu Financial LLC | 17,055 | $72.0K | 0.00% | +17,055 | New |
| Envestnet Asset Management Inc | 16,683 | $70.2K | 0.00% | −884−5.0% | Reduced |
| Two Sigma Securities, LLC | 16,508 | $69.5K | 0.01% | +16,508 | New |
| Raymond James Financial Inc | 13,733 | $57.8K | 0.00% | −1,333−8.8% | Reduced |
| Tower Research Capital LLC (TRC) | 13,535 | $57.0K | 0.00% | +12,044+807.8% | Added |
| Patriot Financial Group Insurance Agency, LLC | 12,452 | $52.4K | 0.00% | +12,452 | New |
| Adell Harriman & Carpenter Inc | 12,000 | $50.5K | 0.00% | 00.0% | Unchanged |
| Atria Investments LLC | 11,855 | $49.9K | 0.00% | +11,855 | New |
| Sanctuary Advisors, LLC | 11,855 | $49.9K | 0.00% | +11,855 | New |
| Nations Financial Group Inc, | 11,450 | $48.2K | 0.00% | +1,000+9.6% | Added |
| Creative Financial Designs Inc | 10,000 | $42.1K | 0.00% | +10,000 | New |
| Simplex Trading, LLC | 6,931 | $29.2K | 0.00% | +4,671+206.7% | Added |
| Fifth Third Bancorp | 2,699 | $11.4K | 0.00% | +2,699 | New |
| N.E.W. Advisory Services LLC | 2,052 | $8.64K | 0.00% | −1,948−48.7% | Reduced |
| Allworth Financial LP | 1,139 | $4.80K | 0.00% | −9,066−88.8% | Reduced |
| Chung Wu Investment Group, LLC | 1,100 | $4.63K | 0.00% | 00.0% | Unchanged |
| MAI Capital Management | 777 | $3.27K | 0.00% | +41+5.6% | Added |
| Pin Oak Investment Advisors Inc | 800 | $3.00K | 0.00% | 00.0% | Unchanged |
| Salem Investment Counselors Inc | 700 | $2.99K | 0.00% | +700 | New |
| Caitong International Asset Management Co., Ltd | 188 | $791 | 0.00% | −897−82.7% | Reduced |
| Kerr Financial Planning Corp | 203 | $788 | 0.00% | +203 | New |
| Aspect Partners, LLC | 167 | $704 | 0.00% | +9+5.7% | Added |
| Signature Equity Partners, LLC | 113 | $474 | 0.00% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 50 | $209 | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 29 | $123 | 0.00% | +29 | New |
| CWM, LLC | 25 | $105 | 0.00% | 00.0% | Unchanged |
| Danske Bank A/S | 8 | $34 | 0.00% | +4+100.0% | Added |
| EverSource Wealth Advisors, LLC | 0 | $2 | 0.00% | 0 | Unchanged |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −82,290−100.0% | Sold out |
| Two Sigma Advisers, LP | 0 | $0 | 0.00% | −63,197−100.0% | Sold out |
| ETF Store, Inc. | 0 | $0 | 0.00% | −60,873−100.0% | Sold out |
| Quadrature Capital Ltd | 0 | $0 | 0.00% | −56,559−100.0% | Sold out |
| Captrust Financial Advisors | 0 | $0 | 0.00% | −50,035−100.0% | Sold out |
| Winton Group Ltd | 0 | $0 | 0.00% | −30,516−100.0% | Sold out |
| Schonfeld Strategic Advisors LLC | 0 | $0 | 0.00% | −29,028−100.0% | Sold out |
| Financial Engines Advisors L.L.C. | 0 | $0 | 0.00% | −21,604−100.0% | Sold out |
| Northern Trust Corp | 0 | $0 | 0.00% | −17,337−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −13,058−100.0% | Sold out |
| Prime Capital Investment Advisors, LLC | 0 | $0 | 0.00% | −12,185−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −11,991−100.0% | Sold out |
| Garton & Associates Financial Advisors LLC | 0 | $0 | 0.00% | −3,055−100.0% | Sold out |
| Flagship Harbor Advisors, LLC | 0 | $0 | 0.00% | −821−100.0% | Sold out |
| Triumph Capital Management | 0 | $0 | 0.00% | −300−100.0% | Sold out |
| SageView Advisory Group, LLC | 0 | $0 | 0.00% | −300−100.0% | Sold out |
| Spire Wealth Management | 0 | $0 | 0.00% | −100−100.0% | Sold out |
| Innovative Advisory Group, LLC | 0 | $0 | 0.00% | −100−100.0% | Sold out |
| Ronald Blue Trust, Inc. | 0 | $0 | 0.00% | −80−100.0% | Sold out |
| Citigroup Inc | 0 | $0 | 0.00% | −11−100.0% | Sold out |
| Comerica Bank | – | – | – | – | Not filed |
| ORG Partners LLC | – | – | – | – | Not filed |