Horizon Technology Finance Corp
HRZN- Exchange
- Nasdaq
- SEC CIK
- 0001487428
No open-market purchases or sales by Horizon Technology Finance Corp insiders were filed in the last 90 days; 108 institutions reported holding it in 13F filings for Q2 2026, worth $37.7M in total; no superinvestor holds it.
Other share classesHTFC
13F holders, Q1 2026
Institutional positions in Horizon Technology Finance Corp as of Mar 31, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 55
- −9 vs. Q4 2025
- Shares held
- 3.20M
- −794.7K (−19.9%) vs. Q4 2025
- Total value
- $13.5M
- −$12.3M (−47.7%) vs. Q4 2025
- New holders
- 11
- 15 more added
- Sold out
- 20
- 21 more reduced
2 institutions that held it in Q4 2025 haven't filed for Q1 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HRZN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 108 | $37.7M |
| Q1 2026 | 55 | $13.5M |
| Q4 2025 | 66 | $25.8M |
| Q3 2025 | 63 | $19.2M |
| Q2 2025 | 61 | $18.9M |
| Q1 2025 | 67 | $30.1M |
| Q4 2024 | 82 | $30.3M |
| Q3 2024 | 67 | $26.7M |
| Q2 2024 | 56 | $26.9M |
| Q1 2024 | 61 | $23.8M |
| Q4 2023 | 55 | $21.4M |
| Q3 2023 | 46 | $20.7M |
| Q2 2023 | 50 | $19.7M |
| Q1 2023 | 52 | $17.7M |
| Q4 2022 | 70 | $31.7M |
| Q3 2022 | 58 | $26.0M |
| Q2 2022 | 64 | $36.4M |
| Q1 2022 | 69 | $32.8M |
| Q4 2021 | 57 | $37.9M |
| Q3 2021 | 47 | $30.8M |
| Q2 2021 | 51 | $32.6M |
| Q1 2021 | 51 | $25.0M |
Institutions, Q1 2026
Shares, value and share of portfolio for each institution holding Horizon Technology Finance Corp; share changes are against Q4 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| EverSource Wealth Advisors, LLC | 0 | $2 | 0.00% | 0 | Unchanged |
| Danske Bank A/S | 8 | $34 | 0.00% | +4+100.0% | Added |
| CWM, LLC | 25 | $105 | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 29 | $123 | 0.00% | +29 | New |
| Sound Income Strategies, LLC | 50 | $209 | 0.00% | 00.0% | Unchanged |
| Signature Equity Partners, LLC | 113 | $474 | 0.00% | 00.0% | Unchanged |
| Aspect Partners, LLC | 167 | $704 | 0.00% | +9+5.7% | Added |
| Kerr Financial Planning Corp | 203 | $788 | 0.00% | +203 | New |
| Caitong International Asset Management Co., Ltd | 188 | $791 | 0.00% | −897−82.7% | Reduced |
| Salem Investment Counselors Inc | 700 | $2.99K | 0.00% | +700 | New |
| Pin Oak Investment Advisors Inc | 800 | $3.00K | 0.00% | 00.0% | Unchanged |
| MAI Capital Management | 777 | $3.27K | 0.00% | +41+5.6% | Added |
| Chung Wu Investment Group, LLC | 1,100 | $4.63K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 1,139 | $4.80K | 0.00% | −9,066−88.8% | Reduced |
| N.E.W. Advisory Services LLC | 2,052 | $8.64K | 0.00% | −1,948−48.7% | Reduced |
| Fifth Third Bancorp | 2,699 | $11.4K | 0.00% | +2,699 | New |
| Simplex Trading, LLC | 6,931 | $29.2K | 0.00% | +4,671+206.7% | Added |
| Creative Financial Designs Inc | 10,000 | $42.1K | 0.00% | +10,000 | New |
| Nations Financial Group Inc, | 11,450 | $48.2K | 0.00% | +1,000+9.6% | Added |
| Atria Investments LLC | 11,855 | $49.9K | 0.00% | +11,855 | New |
| Sanctuary Advisors, LLC | 11,855 | $49.9K | 0.00% | +11,855 | New |
| Adell Harriman & Carpenter Inc | 12,000 | $50.5K | 0.00% | 00.0% | Unchanged |
| Patriot Financial Group Insurance Agency, LLC | 12,452 | $52.4K | 0.00% | +12,452 | New |
| Tower Research Capital LLC (TRC) | 13,535 | $57.0K | 0.00% | +12,044+807.8% | Added |
| Raymond James Financial Inc | 13,733 | $57.8K | 0.00% | −1,333−8.8% | Reduced |
| Two Sigma Securities, LLC | 16,508 | $69.5K | 0.01% | +16,508 | New |
| Envestnet Asset Management Inc | 16,683 | $70.2K | 0.00% | −884−5.0% | Reduced |
| Virtu Financial LLC | 17,055 | $72.0K | 0.00% | +17,055 | New |
| Quantbot Technologies LP | 18,773 | $79.0K | 0.00% | −42,841−69.5% | Reduced |
| Cetera Investment Advisers | 19,870 | $83.7K | 0.00% | −1,476−6.9% | Reduced |
| Royal Bank of Canada | 20,411 | $86.0K | 0.00% | +121+0.6% | Added |
| LPL Financial LLC | 26,187 | $110.2K | 0.00% | −11,083−29.7% | Reduced |
| Oxford Asset Management LLP | 27,465 | $115.6K | 0.05% | +6,966+34.0% | Added |
| Wells Fargo & Company | 27,684 | $116.6K | 0.00% | −2,308−7.7% | Reduced |
| Advisor Group Holdings, Inc. | 30,713 | $129.3K | 0.00% | −2,545−7.7% | Reduced |
| AQR Capital Management LLC | 33,018 | $139.0K | 0.00% | −1,146−3.4% | Reduced |
| Jackson Thornton Asset Management, LLC | 33,018 | $149.2K | 0.01% | −1,146−3.4% | Reduced |
| Regal Investment Advisors LLC | 43,553 | $183.4K | 0.01% | −5,506−11.2% | Reduced |
| International Assets Investment Management, LLC | 44,284 | $184.7K | 0.01% | −9,296−17.3% | Reduced |
| Morgan Stanley | 47,437 | $199.7K | 0.00% | −29,428−38.3% | Reduced |
| Pathstone Holdings, LLC | 51,797 | $221.1K | 0.00% | +2,160+4.4% | Added |
| Great West Life Assurance Co | 56,485 | $240.0K | 0.00% | +3,181+6.0% | Added |
| Bank of America Corp | 60,953 | $256.6K | 0.00% | −3,019−4.7% | Reduced |
| IMC-Chicago, LLC | 61,795 | $260.2K | 0.00% | +61,795 | New |
| First Financial Bank - Trust Division | 65,573 | $276.1K | 0.02% | 00.0% | Unchanged |
| Millennium Management LLC | 75,968 | $319.8K | 0.00% | +64,417+557.7% | Added |
| Virtus Investment Advisers, Inc. | 143,968 | $606.1K | 0.17% | −23,556−14.1% | Reduced |
| UBS Group AG | 144,136 | $606.8K | 0.00% | +104,156+260.5% | Added |
| Two Sigma Investments, LP | 150,179 | $632.3K | 0.00% | −369,074−71.1% | Reduced |
| Marshall Wace, LLP | 171,778 | $723.2K | 0.00% | −110,511−39.1% | Reduced |
| BlackRock, Inc. | 179,487 | $755.6K | 0.00% | −108,460−37.7% | Reduced |
| Connecticut Wealth Management, LLC | 213,811 | $900.1K | 0.04% | +969+0.5% | Added |
| Legal & General Group Plc | 328,655 | $1.39M | 0.00% | +21,751+7.1% | Added |
| Eagle Point Credit Management LLC | 366,194 | $1.54M | 2.02% | −3,602−1.0% | Reduced |
| Green Alpha Advisors, LLC | 590,141 | $2.48M | 2.45% | +31,197+5.6% | Added |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −82,290−100.0% | Sold out |
| Two Sigma Advisers, LP | 0 | $0 | 0.00% | −63,197−100.0% | Sold out |
| ETF Store, Inc. | 0 | $0 | 0.00% | −60,873−100.0% | Sold out |
| Quadrature Capital Ltd | 0 | $0 | 0.00% | −56,559−100.0% | Sold out |
| Captrust Financial Advisors | 0 | $0 | 0.00% | −50,035−100.0% | Sold out |
| Winton Group Ltd | 0 | $0 | 0.00% | −30,516−100.0% | Sold out |
| Schonfeld Strategic Advisors LLC | 0 | $0 | 0.00% | −29,028−100.0% | Sold out |
| Financial Engines Advisors L.L.C. | 0 | $0 | 0.00% | −21,604−100.0% | Sold out |
| Northern Trust Corp | 0 | $0 | 0.00% | −17,337−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −13,058−100.0% | Sold out |
| Prime Capital Investment Advisors, LLC | 0 | $0 | 0.00% | −12,185−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −11,991−100.0% | Sold out |
| Garton & Associates Financial Advisors LLC | 0 | $0 | 0.00% | −3,055−100.0% | Sold out |
| Flagship Harbor Advisors, LLC | 0 | $0 | 0.00% | −821−100.0% | Sold out |
| Triumph Capital Management | 0 | $0 | 0.00% | −300−100.0% | Sold out |
| SageView Advisory Group, LLC | 0 | $0 | 0.00% | −300−100.0% | Sold out |
| Spire Wealth Management | 0 | $0 | 0.00% | −100−100.0% | Sold out |
| Innovative Advisory Group, LLC | 0 | $0 | 0.00% | −100−100.0% | Sold out |
| Ronald Blue Trust, Inc. | 0 | $0 | 0.00% | −80−100.0% | Sold out |
| Citigroup Inc | 0 | $0 | 0.00% | −11−100.0% | Sold out |
| Comerica Bank | – | – | – | – | Not filed |
| ORG Partners LLC | – | – | – | – | Not filed |