Horizon Technology Finance Corp
HRZN- Exchange
- Nasdaq
- SEC CIK
- 0001487428
No open-market purchases or sales by Horizon Technology Finance Corp insiders were filed in the last 90 days; 108 institutions reported holding it in 13F filings for Q2 2026, worth $37.7M in total; no superinvestor holds it.
Other share classesHTFC
13F holders, Q4 2022
Institutional positions in Horizon Technology Finance Corp as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 70
- +13 vs. Q3 2022
- Shares held
- 2.73M
- +133.8K (+5.2%) vs. Q3 2022
- Total value
- $31.7M
- +$5.73M (+22.1%) vs. Q3 2022
- New holders
- 19
- 18 more added
- Sold out
- 6
- 24 more reduced
1 institution that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HRZN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 108 | $37.7M |
| Q1 2026 | 55 | $13.5M |
| Q4 2025 | 66 | $25.8M |
| Q3 2025 | 63 | $19.2M |
| Q2 2025 | 61 | $18.9M |
| Q1 2025 | 67 | $30.1M |
| Q4 2024 | 82 | $30.3M |
| Q3 2024 | 67 | $26.7M |
| Q2 2024 | 56 | $26.9M |
| Q1 2024 | 61 | $23.8M |
| Q4 2023 | 55 | $21.4M |
| Q3 2023 | 46 | $20.7M |
| Q2 2023 | 50 | $19.7M |
| Q1 2023 | 52 | $17.7M |
| Q4 2022 | 70 | $31.7M |
| Q3 2022 | 58 | $26.0M |
| Q2 2022 | 64 | $36.4M |
| Q1 2022 | 69 | $32.8M |
| Q4 2021 | 57 | $37.9M |
| Q3 2021 | 47 | $30.8M |
| Q2 2021 | 51 | $32.6M |
| Q1 2021 | 51 | $25.0M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Horizon Technology Finance Corp; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Shelton Capital Management | 362,400 | $4.20M | 0.44% | −27,300−7.0% | Reduced |
| Advisors Asset Management, Inc. | 273,064 | $3.17M | 0.07% | +1,958+0.7% | Added |
| Millennium Management LLC | 270,284 | $3.13M | 0.00% | +114,377+73.4% | Added |
| Green Alpha Advisors, LLC | 193,040 | $2.24M | 1.86% | +42,381+28.1% | Added |
| Two Sigma Advisers, LP | 175,897 | $2.04M | 0.01% | −60,500−25.6% | Reduced |
| Eqis Capital Management, Inc. | 165,382 | $1.92M | 0.22% | −17,403−9.5% | Reduced |
| BlackRock Inc. | 145,444 | $1.69M | 0.00% | +9,803+7.2% | Added |
| Citadel Advisors LLC | 142,148 | $1.65M | 0.00% | +81,828+135.7% | Added |
| Marshall Wace, LLP | 132,420 | $1.54M | 0.00% | −1,214−0.9% | Reduced |
| McKinley Capital Management LLC /Delaware | 75,053 | $870.6K | 0.12% | +75,053 | New |
| Natixis Advisors, L.P. | 55,821 | $648.0K | 0.00% | +2,403+4.5% | Added |
| Two Sigma Investments, LP | 51,692 | $599.6K | 0.00% | −36,229−41.2% | Reduced |
| Morgan Stanley | 46,125 | $535.0K | 0.00% | −9,296−16.8% | Reduced |
| Invesco Ltd. | 42,527 | $493.3K | 0.00% | −10,473−19.8% | Reduced |
| Mackenzie Financial Corp | 42,395 | $491.8K | 0.00% | −594−1.4% | Reduced |
| Gitterman Wealth Management, LLC | 39,490 | $458.1K | 0.23% | +494+1.3% | Added |
| Royal Bank of Canada | 35,511 | $412.0K | 0.00% | −2,489−6.6% | Reduced |
| ETF Store, Inc. | 32,050 | $397.7K | 0.31% | +4,251+15.3% | Added |
| Pathstone Family Office, LLC | 31,976 | $371.6K | 0.01% | +596+1.9% | Added |
| Virtus ETF Advisers LLC | 28,847 | $334.6K | 0.17% | −8,382−22.5% | Reduced |
| Advisor Group Holdings, Inc. | 28,550 | $331.0K | 0.00% | +4,637+19.4% | Added |
| Commonwealth Equity Services, LLC | 25,067 | $290.0K | 0.00% | −388−1.5% | Reduced |
| Great West Life Assurance Co | 22,912 | $267.0K | 0.00% | −339−1.5% | Reduced |
| LPL Financial LLC | 22,901 | $265.7K | 0.00% | −1,786−7.2% | Reduced |
| CPR Investments Inc. | 22,027 | $255.5K | 0.25% | −6,924−23.9% | Reduced |
| Parisi Gray Wealth Management | 22,000 | $255.2K | 0.13% | +22,000 | New |
| Envestnet Asset Management Inc | 21,214 | $246.1K | 0.00% | +911+4.5% | Added |
| UBS Group AG | 18,517 | $214.8K | 0.00% | +3,786+25.7% | Added |
| National Asset Management, Inc. | 16,364 | $190.7K | 0.01% | +199+1.2% | Added |
| First Affirmative Financial Network | 16,180 | $187.7K | 0.23% | +310+2.0% | Added |
| Nia Impact Advisors, LLC | 14,982 | $173.8K | 0.10% | +14,982 | New |
| Ameriprise Financial Inc | 11,070 | $155.0K | 0.00% | −10,338−48.3% | Reduced |
| Wells Fargo & Company | 13,004 | $150.8K | 0.00% | −11,460−46.8% | Reduced |
| Brown Advisory Inc | 12,880 | $149.4K | 0.00% | +12,880 | New |
| Belpointe Asset Management LLC | 12,006 | $139.3K | 0.01% | −7,616−38.8% | Reduced |
| Fortis Capital Advisors, LLC | 12,006 | $139.3K | 0.08% | +12,006 | New |
| PEAK6 Investments LLC | 10,791 | $125.2K | 0.01% | −13,266−55.1% | Reduced |
| Arete Wealth Advisors, LLC | 10,729 | $124.5K | 0.01% | +603+6.0% | Added |
| AlphaStar Capital Management, LLC | 10,143 | $117.7K | 0.01% | +12+0.1% | Added |
| Wilbanks Smith & Thomas Asset Management LLC | 10,000 | $116.0K | 0.00% | 00.0% | Unchanged |
| Creative Financial Designs Inc | 9,638 | $111.8K | 0.02% | −369−3.7% | Reduced |
| BDO Wealth Advisors, LLC | 7,890 | $91.5K | 0.01% | 00.0% | Unchanged |
| Quantbot Technologies LP | 5,698 | $66.1K | 0.00% | +5,698 | New |
| Advisory Services Network, LLC | 5,624 | $65.2K | 0.00% | +5,624 | New |
| Simplex Trading, LLC | 3,563 | $41.0K | 0.00% | +3,563 | New |
| Group One Trading, L.P. | 3,141 | $36.4K | 0.00% | +3,141 | New |
| GWM Advisors LLC | 2,798 | $32.5K | 0.00% | +2,798 | New |
| McElhenny Sheffield Capital Management, LLC | 2,025 | $23.5K | 0.01% | +2,025 | New |
| JPMorgan Chase & Co | 1,800 | $21.0K | 0.00% | +1,800 | New |
| Dark Forest Capital Management LP | 1,675 | $19.4K | 0.00% | +1,675 | New |
| Money Concepts Capital Corp | 1,500 | $17.4K | 0.00% | +1,500 | New |
| Bank of America Corp | 1,367 | $15.9K | 0.00% | +860+169.6% | Added |
| US Bancorp | 850 | $9.86K | 0.00% | 00.0% | Unchanged |
| Pin Oak Investment Advisors Inc | 800 | $9.00K | 0.01% | 00.0% | Unchanged |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 700 | $8.12K | 0.00% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 500 | $5.80K | 0.00% | −4,700−90.4% | Reduced |
| Aquatic Capital Management LLC | 400 | $5.00K | 0.00% | −3,300−89.2% | Reduced |
| Spire Wealth Management | 302 | $4.00K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 230 | $3.00K | 0.00% | −1,724−88.2% | Reduced |
| Allworth Financial LP | 242 | $2.80K | 0.00% | +6+2.5% | Added |
| CoreCap Advisors, LLC | 190 | $2.20K | 0.00% | +190 | New |
| Retirement Group, LLC | 131 | $2.00K | 0.00% | +131 | New |
| Johnson Financial Group, Inc. | 164 | $1.92K | 0.00% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 152 | $1.00K | 0.00% | −321−67.9% | Reduced |
| Geneos Wealth Management Inc. | 52 | $603 | 0.00% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 50 | $580 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 1 | $12 | 0.00% | −1−50.0% | Reduced |
| Achmea Investment Management B.V. | 25 | $0 | 0.00% | +25 | New |
| VitalStone Financial, LLC | 2 | $0 | 0.00% | +2 | New |
| Sofos Investments, Inc. | 12 | – | – | +12 | New |
| Quadrature Capital Ltd | 0 | $0 | 0.00% | −32,268−100.0% | Sold out |
| Graypoint LLC | 0 | $0 | 0.00% | −29,000−100.0% | Sold out |
| The PNC Financial Services Group, Inc. | 0 | $0 | 0.00% | −2,000−100.0% | Sold out |
| IFP Advisors, Inc | 0 | $0 | 0.00% | −565−100.0% | Sold out |
| Hudock, Inc. | 0 | $0 | 0.00% | −358−100.0% | Sold out |
| Massmutual Trust Co FSB | 0 | $0 | 0.00% | −114−100.0% | Sold out |
| American Portfolios Advisors | – | – | – | – | Not filed |