Horizon Technology Finance Corp
HRZN- Exchange
- Nasdaq
- SEC CIK
- 0001487428
No open-market purchases or sales by Horizon Technology Finance Corp insiders were filed in the last 90 days; 108 institutions reported holding it in 13F filings for Q2 2026, worth $37.7M in total; no superinvestor holds it.
Other share classesHTFC
13F holders, Q3 2021
Institutional positions in Horizon Technology Finance Corp as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 47
- −4 vs. Q2 2021
- Shares held
- 1.95M
- −68.1K (−3.4%) vs. Q2 2021
- Total value
- $30.8M
- −$1.88M (−5.8%) vs. Q2 2021
- New holders
- 2
- 25 more added
- Sold out
- 6
- 10 more reduced
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HRZN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 108 | $37.7M |
| Q1 2026 | 55 | $13.5M |
| Q4 2025 | 66 | $25.8M |
| Q3 2025 | 63 | $19.2M |
| Q2 2025 | 61 | $18.9M |
| Q1 2025 | 67 | $30.1M |
| Q4 2024 | 82 | $30.3M |
| Q3 2024 | 67 | $26.7M |
| Q2 2024 | 56 | $26.9M |
| Q1 2024 | 61 | $23.8M |
| Q4 2023 | 55 | $21.4M |
| Q3 2023 | 46 | $20.7M |
| Q2 2023 | 50 | $19.7M |
| Q1 2023 | 52 | $17.7M |
| Q4 2022 | 70 | $31.7M |
| Q3 2022 | 58 | $26.0M |
| Q2 2022 | 64 | $36.4M |
| Q1 2022 | 69 | $32.8M |
| Q4 2021 | 57 | $37.9M |
| Q3 2021 | 47 | $30.8M |
| Q2 2021 | 51 | $32.6M |
| Q1 2021 | 51 | $25.0M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Horizon Technology Finance Corp; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Shelton Capital Management | 325,000 | $5.29M | 0.21% | +25,000+8.3% | Added |
| Advisors Asset Management, Inc. | 232,234 | $3.78M | 0.06% | +37,293+19.1% | Added |
| Eqis Capital Management, Inc. | 176,861 | $2.88M | 0.22% | +7,992+4.7% | Added |
| Two Sigma Advisers, LP | 156,197 | $2.54M | 0.01% | −40,000−20.4% | Reduced |
| Two Sigma Investments, LP | 128,499 | $2.09M | 0.01% | −13,633−9.6% | Reduced |
| BlackRock Inc. | 124,479 | $2.02M | 0.00% | +7,629+6.5% | Added |
| Green Alpha Advisors, LLC | 112,369 | $1.83M | 1.26% | +3,466+3.2% | Added |
| Mackenzie Financial Corp | 85,925 | $1.40M | 0.00% | +11,638+15.7% | Added |
| LSV Asset Management | 55,903 | $908.0K | 0.00% | −22,097−28.3% | Reduced |
| Invesco Ltd. | 53,448 | $869.0K | 0.00% | +20,107+60.3% | Added |
| Wells Fargo & Company | 41,507 | $675.0K | 0.00% | +2,016+5.1% | Added |
| Morgan Stanley | 36,729 | $596.0K | 0.00% | +1,206+3.4% | Added |
| Natixis Advisors, L.P. | 34,274 | $557.0K | 0.00% | +6,253+22.3% | Added |
| Virtus ETF Advisers LLC | 31,220 | $508.0K | 0.22% | −1,580−4.8% | Reduced |
| Gitterman Wealth Management, LLC | 30,088 | $489.0K | 0.39% | +3,647+13.8% | Added |
| Pathstone Family Office, LLC | 26,800 | $436.0K | 0.01% | +1,620+6.4% | Added |
| Envestnet Asset Management Inc | 22,877 | $372.0K | 0.00% | +2,581+12.7% | Added |
| Parisi Gray Wealth Management | 22,000 | $359.0K | 0.15% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 20,166 | $327.0K | 0.00% | +4,037+25.0% | Added |
| UBS Group AG | 16,910 | $275.0K | 0.00% | −7,807−31.6% | Reduced |
| LPL Financial LLC | 16,894 | $275.0K | 0.00% | +893+5.6% | Added |
| Ameriprise Financial Inc | 16,465 | $268.0K | 0.00% | −19,189−53.8% | Reduced |
| Advisor Group Holdings, Inc. | 15,793 | $257.0K | 0.00% | −4,792−23.3% | Reduced |
| Brown Advisory Securities, LLC | 15,662 | $254.0K | 0.08% | 00.0% | Unchanged |
| Raymond James & Associates | 14,509 | $236.0K | 0.00% | +407+2.9% | Added |
| Hennion & Walsh Asset Management, Inc. | 14,449 | $235.0K | 0.01% | +13+0.1% | Added |
| AXA S.A. | 12,600 | $205.0K | 0.00% | 00.0% | Unchanged |
| Sheaff Brock Investment Advisors, LLC | 11,498 | $187.0K | 0.02% | 00.0% | Unchanged |
| Creative Financial Designs Inc | 8,384 | $136.0K | 0.02% | +117+1.4% | Added |
| Great West Life Assurance Co | 6,610 | $108.0K | 0.00% | +349+5.6% | Added |
| Royal Bank of Canada | 6,214 | $101.0K | 0.00% | +1,000+19.2% | Added |
| Group One Trading, L.P. | 6,230 | $101.0K | 0.00% | +6,230 | New |
| Patriot Financial Group Insurance Agency, LLC | 3,283 | $53.0K | 0.01% | +76+2.4% | Added |
| BDO Wealth Advisors, LLC | 2,390 | $39.0K | 0.00% | 00.0% | Unchanged |
| American Portfolios Advisors | 2,120 | $34.5K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 1,512 | $24.0K | 0.00% | +52+3.6% | Added |
| US Bancorp | 850 | $14.0K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 782 | $13.0K | 0.00% | +590+307.3% | Added |
| Bank of America Corp | 501 | $8.00K | 0.00% | 00.0% | Unchanged |
| Cutler Group LP | 453 | $7.00K | 0.00% | −1,000−68.8% | Reduced |
| Harbour Investments, Inc. | 443 | $7.00K | 0.00% | +26+6.2% | Added |
| Central Trust Co | 369 | $6.00K | 0.00% | +369 | New |
| Sterling Investment Advisors, Ltd. | 82 | $1.00K | 0.00% | +2+2.5% | Added |
| Sound Income Strategies, LLC | 50 | $1.00K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 3 | $0 | 0.00% | −7−70.0% | Reduced |
| FMR LLC | 2 | $0 | 0.00% | 00.0% | Unchanged |
| Tredje AP-fonden | 60,000 | – | – | −70,000−53.8% | Reduced |
| Verity Asset Management, Inc. | 0 | $0 | 0.00% | −12,590−100.0% | Sold out |
| Nia Impact Advisors, LLC | 0 | $0 | 0.00% | −10,677−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −5,227−100.0% | Sold out |
| Carolinas Wealth Consulting LLC | 0 | $0 | 0.00% | −2,339−100.0% | Sold out |
| Newbridge Financial Services Group, Inc. | 0 | $0 | 0.00% | −1,200−100.0% | Sold out |
| Credit Agricole S A | 0 | $0 | 0.00% | −600−100.0% | Sold out |