Horizon Technology Finance Corp
HRZN- Exchange
- Nasdaq
- SEC CIK
- 0001487428
No open-market purchases or sales by Horizon Technology Finance Corp insiders were filed in the last 90 days; 108 institutions reported holding it in 13F filings for Q2 2026, worth $37.7M in total; no superinvestor holds it.
Other share classesHTFC
13F holders, Q3 2021
Institutional positions in Horizon Technology Finance Corp as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 47
- −4 vs. Q2 2021
- Shares held
- 1.95M
- −68.1K (−3.4%) vs. Q2 2021
- Total value
- $30.8M
- −$1.88M (−5.8%) vs. Q2 2021
- New holders
- 2
- 25 more added
- Sold out
- 6
- 10 more reduced
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HRZN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 108 | $37.7M |
| Q1 2026 | 55 | $13.5M |
| Q4 2025 | 66 | $25.8M |
| Q3 2025 | 63 | $19.2M |
| Q2 2025 | 61 | $18.9M |
| Q1 2025 | 67 | $30.1M |
| Q4 2024 | 82 | $30.3M |
| Q3 2024 | 67 | $26.7M |
| Q2 2024 | 56 | $26.9M |
| Q1 2024 | 61 | $23.8M |
| Q4 2023 | 55 | $21.4M |
| Q3 2023 | 46 | $20.7M |
| Q2 2023 | 50 | $19.7M |
| Q1 2023 | 52 | $17.7M |
| Q4 2022 | 70 | $31.7M |
| Q3 2022 | 58 | $26.0M |
| Q2 2022 | 64 | $36.4M |
| Q1 2022 | 69 | $32.8M |
| Q4 2021 | 57 | $37.9M |
| Q3 2021 | 47 | $30.8M |
| Q2 2021 | 51 | $32.6M |
| Q1 2021 | 51 | $25.0M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Horizon Technology Finance Corp; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| JPMorgan Chase & Co | 3 | $0 | 0.00% | −7−70.0% | Reduced |
| FMR LLC | 2 | $0 | 0.00% | 00.0% | Unchanged |
| Sterling Investment Advisors, Ltd. | 82 | $1.00K | 0.00% | +2+2.5% | Added |
| Sound Income Strategies, LLC | 50 | $1.00K | 0.00% | 00.0% | Unchanged |
| Central Trust Co | 369 | $6.00K | 0.00% | +369 | New |
| Cutler Group LP | 453 | $7.00K | 0.00% | −1,000−68.8% | Reduced |
| Harbour Investments, Inc. | 443 | $7.00K | 0.00% | +26+6.2% | Added |
| Bank of America Corp | 501 | $8.00K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 782 | $13.0K | 0.00% | +590+307.3% | Added |
| US Bancorp | 850 | $14.0K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 1,512 | $24.0K | 0.00% | +52+3.6% | Added |
| American Portfolios Advisors | 2,120 | $34.5K | 0.00% | 00.0% | Unchanged |
| BDO Wealth Advisors, LLC | 2,390 | $39.0K | 0.00% | 00.0% | Unchanged |
| Patriot Financial Group Insurance Agency, LLC | 3,283 | $53.0K | 0.01% | +76+2.4% | Added |
| Royal Bank of Canada | 6,214 | $101.0K | 0.00% | +1,000+19.2% | Added |
| Group One Trading, L.P. | 6,230 | $101.0K | 0.00% | +6,230 | New |
| Great West Life Assurance Co | 6,610 | $108.0K | 0.00% | +349+5.6% | Added |
| Creative Financial Designs Inc | 8,384 | $136.0K | 0.02% | +117+1.4% | Added |
| Sheaff Brock Investment Advisors, LLC | 11,498 | $187.0K | 0.02% | 00.0% | Unchanged |
| AXA S.A. | 12,600 | $205.0K | 0.00% | 00.0% | Unchanged |
| Hennion & Walsh Asset Management, Inc. | 14,449 | $235.0K | 0.01% | +13+0.1% | Added |
| Raymond James & Associates | 14,509 | $236.0K | 0.00% | +407+2.9% | Added |
| Brown Advisory Securities, LLC | 15,662 | $254.0K | 0.08% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 15,793 | $257.0K | 0.00% | −4,792−23.3% | Reduced |
| Ameriprise Financial Inc | 16,465 | $268.0K | 0.00% | −19,189−53.8% | Reduced |
| UBS Group AG | 16,910 | $275.0K | 0.00% | −7,807−31.6% | Reduced |
| LPL Financial LLC | 16,894 | $275.0K | 0.00% | +893+5.6% | Added |
| Commonwealth Equity Services, LLC | 20,166 | $327.0K | 0.00% | +4,037+25.0% | Added |
| Parisi Gray Wealth Management | 22,000 | $359.0K | 0.15% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 22,877 | $372.0K | 0.00% | +2,581+12.7% | Added |
| Pathstone Family Office, LLC | 26,800 | $436.0K | 0.01% | +1,620+6.4% | Added |
| Gitterman Wealth Management, LLC | 30,088 | $489.0K | 0.39% | +3,647+13.8% | Added |
| Virtus ETF Advisers LLC | 31,220 | $508.0K | 0.22% | −1,580−4.8% | Reduced |
| Natixis Advisors, L.P. | 34,274 | $557.0K | 0.00% | +6,253+22.3% | Added |
| Morgan Stanley | 36,729 | $596.0K | 0.00% | +1,206+3.4% | Added |
| Wells Fargo & Company | 41,507 | $675.0K | 0.00% | +2,016+5.1% | Added |
| Invesco Ltd. | 53,448 | $869.0K | 0.00% | +20,107+60.3% | Added |
| LSV Asset Management | 55,903 | $908.0K | 0.00% | −22,097−28.3% | Reduced |
| Mackenzie Financial Corp | 85,925 | $1.40M | 0.00% | +11,638+15.7% | Added |
| Green Alpha Advisors, LLC | 112,369 | $1.83M | 1.26% | +3,466+3.2% | Added |
| BlackRock Inc. | 124,479 | $2.02M | 0.00% | +7,629+6.5% | Added |
| Two Sigma Investments, LP | 128,499 | $2.09M | 0.01% | −13,633−9.6% | Reduced |
| Two Sigma Advisers, LP | 156,197 | $2.54M | 0.01% | −40,000−20.4% | Reduced |
| Eqis Capital Management, Inc. | 176,861 | $2.88M | 0.22% | +7,992+4.7% | Added |
| Advisors Asset Management, Inc. | 232,234 | $3.78M | 0.06% | +37,293+19.1% | Added |
| Shelton Capital Management | 325,000 | $5.29M | 0.21% | +25,000+8.3% | Added |
| Tredje AP-fonden | 60,000 | – | – | −70,000−53.8% | Reduced |
| Verity Asset Management, Inc. | 0 | $0 | 0.00% | −12,590−100.0% | Sold out |
| Nia Impact Advisors, LLC | 0 | $0 | 0.00% | −10,677−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −5,227−100.0% | Sold out |
| Carolinas Wealth Consulting LLC | 0 | $0 | 0.00% | −2,339−100.0% | Sold out |
| Newbridge Financial Services Group, Inc. | 0 | $0 | 0.00% | −1,200−100.0% | Sold out |
| Credit Agricole S A | 0 | $0 | 0.00% | −600−100.0% | Sold out |