Horizon Technology Finance Corp
HRZN- Exchange
- Nasdaq
- SEC CIK
- 0001487428
No open-market purchases or sales by Horizon Technology Finance Corp insiders were filed in the last 90 days; 108 institutions reported holding it in 13F filings for Q2 2026, worth $37.7M in total; no superinvestor holds it.
Other share classesHTFC
13F holders, Q3 2024
Institutional positions in Horizon Technology Finance Corp as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 67
- +12 vs. Q2 2024
- Shares held
- 2.56M
- +424.1K (+19.9%) vs. Q2 2024
- Total value
- $26.7M
- +$1.39M (+5.5%) vs. Q2 2024
- New holders
- 23
- 15 more added
- Sold out
- 11
- 15 more reduced
1 institution that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HRZN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 108 | $37.7M |
| Q1 2026 | 55 | $13.5M |
| Q4 2025 | 66 | $25.8M |
| Q3 2025 | 63 | $19.2M |
| Q2 2025 | 61 | $18.9M |
| Q1 2025 | 67 | $30.1M |
| Q4 2024 | 82 | $30.3M |
| Q3 2024 | 67 | $26.7M |
| Q2 2024 | 56 | $26.9M |
| Q1 2024 | 61 | $23.8M |
| Q4 2023 | 55 | $21.4M |
| Q3 2023 | 46 | $20.7M |
| Q2 2023 | 50 | $19.7M |
| Q1 2023 | 52 | $17.7M |
| Q4 2022 | 70 | $31.7M |
| Q3 2022 | 58 | $26.0M |
| Q2 2022 | 64 | $36.4M |
| Q1 2022 | 69 | $32.8M |
| Q4 2021 | 57 | $37.9M |
| Q3 2021 | 47 | $30.8M |
| Q2 2021 | 51 | $32.6M |
| Q1 2021 | 51 | $25.0M |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Horizon Technology Finance Corp; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Legal & General Group Plc | 246,332 | $2.62M | 0.00% | −32,459−11.6% | Reduced |
| Green Alpha Advisors, LLC | 226,738 | $2.41M | 1.90% | +3,928+1.8% | Added |
| Connecticut Wealth Management, LLC | 210,424 | $2.24M | 0.11% | 00.0% | Unchanged |
| Millennium Management LLC | 203,424 | $2.17M | 0.00% | +203,424 | New |
| LPL Financial LLC | 161,201 | $1.72M | 0.00% | +7,504+4.9% | Added |
| Two Sigma Investments, LP | 141,246 | $1.50M | 0.00% | −40,300−22.2% | Reduced |
| BlackRock, Inc. | 127,910 | $1.36M | 0.00% | +127,910 | New |
| Eqis Capital Management, Inc. | 102,153 | $1.09M | 0.09% | −5,313−4.9% | Reduced |
| Virtus ETF Advisers LLC | 74,947 | $798.2K | 0.37% | −12,099−13.9% | Reduced |
| Advisors Asset Management, Inc. | 69,345 | $738.5K | 0.01% | −6,690−8.8% | Reduced |
| Trexquant Investment LP | 66,946 | $713.0K | 0.01% | +66,946 | New |
| Deerfield Management Company, L.P. (Series C) | 64,708 | $689.1K | 0.01% | +64,708 | New |
| Schonfeld Strategic Advisors LLC | 62,400 | $664.6K | 0.01% | +62,400 | New |
| Morgan Stanley | 60,454 | $643.8K | 0.00% | −3,383−5.3% | Reduced |
| ETF Store, Inc. | 52,813 | $562.5K | 0.58% | +1,871+3.7% | Added |
| Cetera Investment Advisers | 52,294 | $556.9K | 0.00% | +12,458+31.3% | Added |
| First Financial Bank - Trust Division | 43,552 | $463.8K | 0.04% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 39,315 | $418.7K | 0.00% | +10,728+37.5% | Added |
| Susquehanna International Group, LLP | 35,226 | $375.2K | 0.00% | −32,528−48.0% | Reduced |
| Two Sigma Advisers, LP | 34,500 | $367.4K | 0.00% | −15,097−30.4% | Reduced |
| Paloma Partners Management Co | 32,651 | $347.7K | 0.02% | +32,651 | New |
| Pathstone Holdings, LLC | 31,453 | $335.5K | 0.00% | +1,167+3.9% | Added |
| Great West Life Assurance Co | 30,675 | $328.0K | 0.00% | −2,480−7.5% | Reduced |
| Wells Fargo & Company | 28,147 | $299.8K | 0.00% | +480+1.7% | Added |
| Sage Capital Management, LLC | 25,000 | $266.3K | 0.13% | 00.0% | Unchanged |
| Royal Bank of Canada | 23,403 | $250.0K | 0.00% | +897+4.0% | Added |
| Dynamic Technology Lab Private Ltd | 20,373 | $217.0K | 0.02% | +20,373 | New |
| Envestnet Asset Management Inc | 19,928 | $212.2K | 0.00% | −978−4.7% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 17,288 | $184.0K | 0.00% | +576+3.4% | Added |
| HRT Financial LP | 15,641 | $166.0K | 0.00% | −45,372−74.4% | Reduced |
| UBS Group AG | 14,489 | $154.3K | 0.00% | +311+2.2% | Added |
| Northern Trust Corp | 14,259 | $151.9K | 0.00% | +14,259 | New |
| Clearstead Advisors, LLC | 14,000 | $149.1K | 0.00% | 00.0% | Unchanged |
| Brevan Howard Capital Management LP | 13,985 | $148.9K | 0.01% | +13,985 | New |
| Nia Impact Advisors, LLC | 12,901 | $137.4K | 0.05% | +313+2.5% | Added |
| Kovack Advisors, Inc. | 12,077 | $128.6K | 0.01% | −1,384−10.3% | Reduced |
| Adell Harriman & Carpenter Inc | 12,000 | $127.8K | 0.01% | +12,000 | New |
| Oxford Asset Management LLP | 11,898 | $126.7K | 0.11% | +11,898 | New |
| JPMorgan Chase & Co | 11,029 | $117.5K | 0.00% | +11,029 | New |
| Astoria Portfolio Advisors LLC. | 10,567 | $110.5K | 0.04% | −2,660−20.1% | Reduced |
| Sheaff Brock Investment Advisors, LLC | 10,205 | $108.7K | 0.01% | 00.0% | Unchanged |
| Quantbot Technologies LP | 9,294 | $99.0K | 0.00% | +9,294 | New |
| Citadel Advisors LLC | 9,037 | $96.2K | 0.00% | +9,037 | New |
| Creative Financial Designs Inc | 6,600 | $70.3K | 0.01% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 6,502 | $69.2K | 0.00% | +6,502 | New |
| Simplex Trading, LLC | 3,999 | $42.0K | 0.00% | +3,999 | New |
| Private Trust Co NA | 3,572 | $38.0K | 0.00% | +3,572 | New |
| Bank of America Corp | 2,427 | $25.8K | 0.00% | +1,000+70.1% | Added |
| Farther Finance Advisors, LLC | 2,315 | $24.7K | 0.00% | +2,315 | New |
| Citigroup Inc | 1,551 | $16.5K | 0.00% | +1,551 | New |
| Pin Oak Investment Advisors Inc | 800 | $8.00K | 0.01% | −1,103−58.0% | Reduced |
| Northwestern Mutual Wealth Management Co | 496 | $5.28K | 0.00% | +496 | New |
| Allworth Financial LP | 292 | $3.11K | 0.00% | +6+2.1% | Added |
| US Bancorp | 225 | $2.40K | 0.00% | 00.0% | Unchanged |
| Deutsche Bank AG | 106 | $1.13K | 0.00% | +106 | New |
| Spire Wealth Management | 100 | $1.06K | 0.00% | 00.0% | Unchanged |
| Principal Securities, Inc. | 83 | $884 | 0.00% | 00.0% | Unchanged |
| Pineridge Advisors LLC | 79 | $841 | 0.00% | 00.0% | Unchanged |
| Comerica Bank | 51 | $543 | 0.00% | +39+325.0% | Added |
| Sound Income Strategies, LLC | 50 | $533 | 0.00% | 00.0% | Unchanged |
| Danske Bank A/S | 5 | $53 | 0.00% | +5 | New |
| FMR LLC | 2 | $21 | 0.00% | 00.0% | Unchanged |
| VitalStone Financial, LLC | 2 | $21 | 0.00% | 00.0% | Unchanged |
| Creekmur Asset Management LLC | 0 | $4 | 0.00% | −1−100.0% | Reduced |
| Hantz Financial Services, Inc. | 2 | $0 | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 25 | $0 | 0.00% | +25 | New |
| International Assets Investment Management, LLC | 50,055 | – | – | +44,555+810.1% | Added |
| The PNC Financial Services Group, Inc. | 0 | $0 | 0.00% | −58,328−100.0% | Sold out |
| Commonwealth Equity Services, LLC | 0 | $0 | 0.00% | −23,776−100.0% | Sold out |
| CPR Investments Inc. | 0 | $0 | 0.00% | −10,559−100.0% | Sold out |
| Steward Partners Investment Advisory, LLC | 0 | $0 | 0.00% | −8,631−100.0% | Sold out |
| Aquatic Capital Management LLC | 0 | $0 | 0.00% | −6,000−100.0% | Sold out |
| Harbour Investments, Inc. | 0 | $0 | 0.00% | −464−100.0% | Sold out |
| Cypress Capital, LLC | 0 | $0 | 0.00% | −200−100.0% | Sold out |
| 1620 Investment Advisors, Inc. | 0 | $0 | 0.00% | −155−100.0% | Sold out |
| Camelot Portfolios, LLC | 0 | $0 | 0.00% | −39−100.0% | Sold out |
| Qube Research & Technologies Ltd | 0 | $0 | 0.00% | −31−100.0% | Sold out |
| Strategic Financial Concepts, LLC | 0 | $0 | 0.00% | −30,150−100.0% | Sold out |
| BlackRock Inc. | – | – | – | – | Not filed |