Horizon Technology Finance Corp
HRZN- Exchange
- Nasdaq
- SEC CIK
- 0001487428
No open-market purchases or sales by Horizon Technology Finance Corp insiders were filed in the last 90 days; 108 institutions reported holding it in 13F filings for Q2 2026, worth $37.7M in total; no superinvestor holds it.
Other share classesHTFC
13F holders, Q3 2024
Institutional positions in Horizon Technology Finance Corp as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 67
- +12 vs. Q2 2024
- Shares held
- 2.56M
- +424.1K (+19.9%) vs. Q2 2024
- Total value
- $26.7M
- +$1.39M (+5.5%) vs. Q2 2024
- New holders
- 23
- 15 more added
- Sold out
- 11
- 15 more reduced
1 institution that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HRZN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 108 | $37.7M |
| Q1 2026 | 55 | $13.5M |
| Q4 2025 | 66 | $25.8M |
| Q3 2025 | 63 | $19.2M |
| Q2 2025 | 61 | $18.9M |
| Q1 2025 | 67 | $30.1M |
| Q4 2024 | 82 | $30.3M |
| Q3 2024 | 67 | $26.7M |
| Q2 2024 | 56 | $26.9M |
| Q1 2024 | 61 | $23.8M |
| Q4 2023 | 55 | $21.4M |
| Q3 2023 | 46 | $20.7M |
| Q2 2023 | 50 | $19.7M |
| Q1 2023 | 52 | $17.7M |
| Q4 2022 | 70 | $31.7M |
| Q3 2022 | 58 | $26.0M |
| Q2 2022 | 64 | $36.4M |
| Q1 2022 | 69 | $32.8M |
| Q4 2021 | 57 | $37.9M |
| Q3 2021 | 47 | $30.8M |
| Q2 2021 | 51 | $32.6M |
| Q1 2021 | 51 | $25.0M |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Horizon Technology Finance Corp; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Hantz Financial Services, Inc. | 2 | $0 | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 25 | $0 | 0.00% | +25 | New |
| Creekmur Asset Management LLC | 0 | $4 | 0.00% | −1−100.0% | Reduced |
| FMR LLC | 2 | $21 | 0.00% | 00.0% | Unchanged |
| VitalStone Financial, LLC | 2 | $21 | 0.00% | 00.0% | Unchanged |
| Danske Bank A/S | 5 | $53 | 0.00% | +5 | New |
| Sound Income Strategies, LLC | 50 | $533 | 0.00% | 00.0% | Unchanged |
| Comerica Bank | 51 | $543 | 0.00% | +39+325.0% | Added |
| Pineridge Advisors LLC | 79 | $841 | 0.00% | 00.0% | Unchanged |
| Principal Securities, Inc. | 83 | $884 | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 100 | $1.06K | 0.00% | 00.0% | Unchanged |
| Deutsche Bank AG | 106 | $1.13K | 0.00% | +106 | New |
| US Bancorp | 225 | $2.40K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 292 | $3.11K | 0.00% | +6+2.1% | Added |
| Northwestern Mutual Wealth Management Co | 496 | $5.28K | 0.00% | +496 | New |
| Pin Oak Investment Advisors Inc | 800 | $8.00K | 0.01% | −1,103−58.0% | Reduced |
| Citigroup Inc | 1,551 | $16.5K | 0.00% | +1,551 | New |
| Farther Finance Advisors, LLC | 2,315 | $24.7K | 0.00% | +2,315 | New |
| Bank of America Corp | 2,427 | $25.8K | 0.00% | +1,000+70.1% | Added |
| Private Trust Co NA | 3,572 | $38.0K | 0.00% | +3,572 | New |
| Simplex Trading, LLC | 3,999 | $42.0K | 0.00% | +3,999 | New |
| Tower Research Capital LLC (TRC) | 6,502 | $69.2K | 0.00% | +6,502 | New |
| Creative Financial Designs Inc | 6,600 | $70.3K | 0.01% | 00.0% | Unchanged |
| Citadel Advisors LLC | 9,037 | $96.2K | 0.00% | +9,037 | New |
| Quantbot Technologies LP | 9,294 | $99.0K | 0.00% | +9,294 | New |
| Sheaff Brock Investment Advisors, LLC | 10,205 | $108.7K | 0.01% | 00.0% | Unchanged |
| Astoria Portfolio Advisors LLC. | 10,567 | $110.5K | 0.04% | −2,660−20.1% | Reduced |
| JPMorgan Chase & Co | 11,029 | $117.5K | 0.00% | +11,029 | New |
| Oxford Asset Management LLP | 11,898 | $126.7K | 0.11% | +11,898 | New |
| Adell Harriman & Carpenter Inc | 12,000 | $127.8K | 0.01% | +12,000 | New |
| Kovack Advisors, Inc. | 12,077 | $128.6K | 0.01% | −1,384−10.3% | Reduced |
| Nia Impact Advisors, LLC | 12,901 | $137.4K | 0.05% | +313+2.5% | Added |
| Brevan Howard Capital Management LP | 13,985 | $148.9K | 0.01% | +13,985 | New |
| Clearstead Advisors, LLC | 14,000 | $149.1K | 0.00% | 00.0% | Unchanged |
| Northern Trust Corp | 14,259 | $151.9K | 0.00% | +14,259 | New |
| UBS Group AG | 14,489 | $154.3K | 0.00% | +311+2.2% | Added |
| HRT Financial LP | 15,641 | $166.0K | 0.00% | −45,372−74.4% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 17,288 | $184.0K | 0.00% | +576+3.4% | Added |
| Envestnet Asset Management Inc | 19,928 | $212.2K | 0.00% | −978−4.7% | Reduced |
| Dynamic Technology Lab Private Ltd | 20,373 | $217.0K | 0.02% | +20,373 | New |
| Royal Bank of Canada | 23,403 | $250.0K | 0.00% | +897+4.0% | Added |
| Sage Capital Management, LLC | 25,000 | $266.3K | 0.13% | 00.0% | Unchanged |
| Wells Fargo & Company | 28,147 | $299.8K | 0.00% | +480+1.7% | Added |
| Great West Life Assurance Co | 30,675 | $328.0K | 0.00% | −2,480−7.5% | Reduced |
| Pathstone Holdings, LLC | 31,453 | $335.5K | 0.00% | +1,167+3.9% | Added |
| Paloma Partners Management Co | 32,651 | $347.7K | 0.02% | +32,651 | New |
| Two Sigma Advisers, LP | 34,500 | $367.4K | 0.00% | −15,097−30.4% | Reduced |
| Susquehanna International Group, LLP | 35,226 | $375.2K | 0.00% | −32,528−48.0% | Reduced |
| Advisor Group Holdings, Inc. | 39,315 | $418.7K | 0.00% | +10,728+37.5% | Added |
| First Financial Bank - Trust Division | 43,552 | $463.8K | 0.04% | 00.0% | Unchanged |
| Cetera Investment Advisers | 52,294 | $556.9K | 0.00% | +12,458+31.3% | Added |
| ETF Store, Inc. | 52,813 | $562.5K | 0.58% | +1,871+3.7% | Added |
| Morgan Stanley | 60,454 | $643.8K | 0.00% | −3,383−5.3% | Reduced |
| Schonfeld Strategic Advisors LLC | 62,400 | $664.6K | 0.01% | +62,400 | New |
| Deerfield Management Company, L.P. (Series C) | 64,708 | $689.1K | 0.01% | +64,708 | New |
| Trexquant Investment LP | 66,946 | $713.0K | 0.01% | +66,946 | New |
| Advisors Asset Management, Inc. | 69,345 | $738.5K | 0.01% | −6,690−8.8% | Reduced |
| Virtus ETF Advisers LLC | 74,947 | $798.2K | 0.37% | −12,099−13.9% | Reduced |
| Eqis Capital Management, Inc. | 102,153 | $1.09M | 0.09% | −5,313−4.9% | Reduced |
| BlackRock, Inc. | 127,910 | $1.36M | 0.00% | +127,910 | New |
| Two Sigma Investments, LP | 141,246 | $1.50M | 0.00% | −40,300−22.2% | Reduced |
| LPL Financial LLC | 161,201 | $1.72M | 0.00% | +7,504+4.9% | Added |
| Millennium Management LLC | 203,424 | $2.17M | 0.00% | +203,424 | New |
| Connecticut Wealth Management, LLC | 210,424 | $2.24M | 0.11% | 00.0% | Unchanged |
| Green Alpha Advisors, LLC | 226,738 | $2.41M | 1.90% | +3,928+1.8% | Added |
| Legal & General Group Plc | 246,332 | $2.62M | 0.00% | −32,459−11.6% | Reduced |
| International Assets Investment Management, LLC | 50,055 | – | – | +44,555+810.1% | Added |
| The PNC Financial Services Group, Inc. | 0 | $0 | 0.00% | −58,328−100.0% | Sold out |
| Commonwealth Equity Services, LLC | 0 | $0 | 0.00% | −23,776−100.0% | Sold out |
| CPR Investments Inc. | 0 | $0 | 0.00% | −10,559−100.0% | Sold out |
| Steward Partners Investment Advisory, LLC | 0 | $0 | 0.00% | −8,631−100.0% | Sold out |
| Aquatic Capital Management LLC | 0 | $0 | 0.00% | −6,000−100.0% | Sold out |
| Harbour Investments, Inc. | 0 | $0 | 0.00% | −464−100.0% | Sold out |
| Cypress Capital, LLC | 0 | $0 | 0.00% | −200−100.0% | Sold out |
| 1620 Investment Advisors, Inc. | 0 | $0 | 0.00% | −155−100.0% | Sold out |
| Camelot Portfolios, LLC | 0 | $0 | 0.00% | −39−100.0% | Sold out |
| Qube Research & Technologies Ltd | 0 | $0 | 0.00% | −31−100.0% | Sold out |
| Strategic Financial Concepts, LLC | 0 | $0 | 0.00% | −30,150−100.0% | Sold out |
| BlackRock Inc. | – | – | – | – | Not filed |