Horizon Technology Finance Corp
HRZN- Exchange
- Nasdaq
- SEC CIK
- 0001487428
No open-market purchases or sales by Horizon Technology Finance Corp insiders were filed in the last 90 days; 108 institutions reported holding it in 13F filings for Q2 2026, worth $37.7M in total; no superinvestor holds it.
Other share classesHTFC
13F holders, Q4 2025
Institutional positions in Horizon Technology Finance Corp as of Dec 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 66
- +5 vs. Q3 2025
- Shares held
- 4.00M
- +789.5K (+24.6%) vs. Q3 2025
- Total value
- $25.8M
- +$6.56M (+34.1%) vs. Q3 2025
- New holders
- 17
- 18 more added
- Sold out
- 12
- 20 more reduced
2 institutions that held it in Q3 2025 haven't filed for Q4 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HRZN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 108 | $37.7M |
| Q1 2026 | 55 | $13.5M |
| Q4 2025 | 66 | $25.8M |
| Q3 2025 | 63 | $19.2M |
| Q2 2025 | 61 | $18.9M |
| Q1 2025 | 67 | $30.1M |
| Q4 2024 | 82 | $30.3M |
| Q3 2024 | 67 | $26.7M |
| Q2 2024 | 56 | $26.9M |
| Q1 2024 | 61 | $23.8M |
| Q4 2023 | 55 | $21.4M |
| Q3 2023 | 46 | $20.7M |
| Q2 2023 | 50 | $19.7M |
| Q1 2023 | 52 | $17.7M |
| Q4 2022 | 70 | $31.7M |
| Q3 2022 | 58 | $26.0M |
| Q2 2022 | 64 | $36.4M |
| Q1 2022 | 69 | $32.8M |
| Q4 2021 | 57 | $37.9M |
| Q3 2021 | 47 | $30.8M |
| Q2 2021 | 51 | $32.6M |
| Q1 2021 | 51 | $25.0M |
Institutions, Q4 2025
Shares, value and share of portfolio for each institution holding Horizon Technology Finance Corp; share changes are against Q3 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Green Alpha Advisors, LLC | 558,944 | $3.61M | 3.30% | +58,915+11.8% | Added |
| Two Sigma Investments, LP | 519,253 | $3.35M | 0.00% | +519,253 | New |
| Eagle Point Credit Management LLC | 369,796 | $2.39M | 2.28% | +369,796 | New |
| Legal & General Group Plc | 306,904 | $1.98M | 0.00% | +59,100+23.8% | Added |
| BlackRock, Inc. | 287,947 | $1.86M | 0.00% | −12,627−4.2% | Reduced |
| Marshall Wace, LLP | 282,289 | $1.82M | 0.00% | −65,492−18.8% | Reduced |
| Connecticut Wealth Management, LLC | 212,842 | $1.37M | 0.06% | +811+0.4% | Added |
| Virtus Investment Advisers, Inc. | 167,524 | $1.08M | 0.29% | −43,751−20.7% | Reduced |
| Jane Street Group, LLC | 82,290 | $530.8K | 0.00% | +82,290 | New |
| Morgan Stanley | 76,865 | $495.8K | 0.00% | +3,642+5.0% | Added |
| First Financial Bank - Trust Division | 65,573 | $422.9K | 0.03% | +19,848+43.4% | Added |
| Bank of America Corp | 63,972 | $412.6K | 0.00% | +62,795+5,335.2% | Added |
| Two Sigma Advisers, LP | 63,197 | $407.6K | 0.00% | +32,797+107.9% | Added |
| Quantbot Technologies LP | 61,614 | $397.4K | 0.01% | +51,576+513.8% | Added |
| ETF Store, Inc. | 60,873 | $392.6K | 0.40% | +3,055+5.3% | Added |
| Quadrature Capital Ltd | 56,559 | $364.8K | 0.00% | +56,559 | New |
| International Assets Investment Management, LLC | 53,580 | $345.6K | 0.02% | −5,555−9.4% | Reduced |
| Great West Life Assurance Co | 53,304 | $344.0K | 0.00% | −126−0.2% | Reduced |
| Pathstone Holdings, LLC | 49,637 | $322.9K | 0.00% | +26,532+114.8% | Added |
| Captrust Financial Advisors | 50,035 | $322.7K | 0.00% | +50,035 | New |
| Regal Investment Advisors LLC | 49,059 | $316.4K | 0.02% | +49,059 | New |
| UBS Group AG | 39,980 | $257.9K | 0.00% | −66,984−62.6% | Reduced |
| LPL Financial LLC | 37,270 | $240.4K | 0.00% | −28,158−43.0% | Reduced |
| Jackson Thornton Asset Management, LLC | 34,164 | $226.2K | 0.02% | −415−1.2% | Reduced |
| AQR Capital Management LLC | 34,164 | $220.4K | 0.00% | −737−2.1% | Reduced |
| Advisor Group Holdings, Inc. | 33,258 | $214.5K | 0.00% | −8,737−20.8% | Reduced |
| Winton Group Ltd | 30,516 | $196.8K | 0.01% | +30,516 | New |
| Wells Fargo & Company | 29,992 | $193.4K | 0.00% | −2,770−8.5% | Reduced |
| Schonfeld Strategic Advisors LLC | 29,028 | $187.2K | 0.00% | +29,028 | New |
| Financial Engines Advisors L.L.C. | 21,604 | $139.3K | 0.00% | +21,604 | New |
| Cetera Investment Advisers | 21,346 | $137.7K | 0.00% | −47,490−69.0% | Reduced |
| Oxford Asset Management LLP | 20,499 | $132.2K | 0.05% | −13,663−40.0% | Reduced |
| Royal Bank of Canada | 20,290 | $131.0K | 0.00% | −57,662−74.0% | Reduced |
| Envestnet Asset Management Inc | 17,567 | $113.3K | 0.00% | +284+1.6% | Added |
| Northern Trust Corp | 17,337 | $111.8K | 0.00% | −2,445−12.4% | Reduced |
| Raymond James Financial Inc | 15,066 | $97.2K | 0.00% | +1,615+12.0% | Added |
| Susquehanna International Group, LLP | 13,058 | $84.2K | 0.00% | −4,096−23.9% | Reduced |
| Prime Capital Investment Advisors, LLC | 12,185 | $78.6K | 0.00% | 00.0% | Unchanged |
| Adell Harriman & Carpenter Inc | 12,000 | $77.4K | 0.00% | 00.0% | Unchanged |
| HRT Financial LP | 11,991 | $77.0K | 0.00% | +11,991 | New |
| Millennium Management LLC | 11,551 | $74.5K | 0.00% | −168,648−93.6% | Reduced |
| Nations Financial Group Inc, | 10,450 | $67.4K | 0.00% | +10,450 | New |
| Allworth Financial LP | 10,205 | $65.8K | 0.00% | 00.0% | Unchanged |
| N.E.W. Advisory Services LLC | 4,000 | $25.8K | 0.00% | +2,000+100.0% | Added |
| Garton & Associates Financial Advisors LLC | 3,055 | $19.7K | 0.01% | +3,055 | New |
| Comerica Bank | 2,653 | $17.1K | 0.00% | +1,577+146.6% | Added |
| Simplex Trading, LLC | 2,260 | $14.6K | 0.00% | −817−26.6% | Reduced |
| ORG Partners LLC | 2,120 | $13.7K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 1,491 | $9.62K | 0.00% | −4,713−76.0% | Reduced |
| Chung Wu Investment Group, LLC | 1,100 | $7.09K | 0.01% | 00.0% | Unchanged |
| Caitong International Asset Management Co., Ltd | 1,085 | $7.00K | 0.00% | +215+24.7% | Added |
| Flagship Harbor Advisors, LLC | 821 | $5.30K | 0.00% | +821 | New |
| Pin Oak Investment Advisors Inc | 800 | $5.00K | 0.00% | 00.0% | Unchanged |
| MAI Capital Management | 736 | $4.75K | 0.00% | +225+44.0% | Added |
| Triumph Capital Management | 300 | $1.94K | 0.00% | +300 | New |
| SageView Advisory Group, LLC | 300 | $1.94K | 0.00% | +300 | New |
| Aspect Partners, LLC | 158 | $1.02K | 0.00% | +8+5.3% | Added |
| Signature Equity Partners, LLC | 113 | $727 | 0.00% | +113 | New |
| Spire Wealth Management | 100 | $645 | 0.00% | 00.0% | Unchanged |
| Innovative Advisory Group, LLC | 100 | $645 | 0.00% | 00.0% | Unchanged |
| Ronald Blue Trust, Inc. | 80 | $516 | 0.00% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 50 | $333 | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 11 | $71 | 0.00% | +11 | New |
| Danske Bank A/S | 4 | $26 | 0.00% | +1+33.3% | Added |
| EverSource Wealth Advisors, LLC | 0 | $2 | 0.00% | −943−100.0% | Reduced |
| CWM, LLC | 25 | $0 | 0.00% | 00.0% | Unchanged |
| Magnetar Financial LLC | 0 | $0 | 0.00% | −71,242−100.0% | Sold out |
| Aquatic Capital Management LLC | 0 | $0 | 0.00% | −64,831−100.0% | Sold out |
| Brevan Howard Capital Management LP | 0 | $0 | 0.00% | −40,197−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −19,493−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −16,841−100.0% | Sold out |
| Group One Trading, L.P. | 0 | $0 | 0.00% | −16,120−100.0% | Sold out |
| BNP Paribas Arbitrage, SA | 0 | $0 | 0.00% | −4,823−100.0% | Sold out |
| Salem Investment Counselors Inc | 0 | $0 | 0.00% | −700−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −238−100.0% | Sold out |
| Jones Financial Companies LLLP | 0 | $0 | 0.00% | −227−100.0% | Sold out |
| Flagship Wealth Advisors, LLC | 0 | $0 | 0.00% | −102−100.0% | Sold out |
| Principal Securities, Inc. | 0 | $0 | 0.00% | −83−100.0% | Sold out |
| Pineridge Advisors LLC | – | – | – | – | Not filed |
| Creekmur Asset Management LLC | – | – | – | – | Not filed |