Horizon Technology Finance Corp
HRZN- Exchange
- Nasdaq
- SEC CIK
- 0001487428
No open-market purchases or sales by Horizon Technology Finance Corp insiders were filed in the last 90 days; 108 institutions reported holding it in 13F filings for Q2 2026, worth $37.7M in total; no superinvestor holds it.
Other share classesHTFC
13F holders, Q4 2025
Institutional positions in Horizon Technology Finance Corp as of Dec 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 66
- +5 vs. Q3 2025
- Shares held
- 4.00M
- +789.5K (+24.6%) vs. Q3 2025
- Total value
- $25.8M
- +$6.56M (+34.1%) vs. Q3 2025
- New holders
- 17
- 18 more added
- Sold out
- 12
- 20 more reduced
2 institutions that held it in Q3 2025 haven't filed for Q4 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HRZN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 108 | $37.7M |
| Q1 2026 | 55 | $13.5M |
| Q4 2025 | 66 | $25.8M |
| Q3 2025 | 63 | $19.2M |
| Q2 2025 | 61 | $18.9M |
| Q1 2025 | 67 | $30.1M |
| Q4 2024 | 82 | $30.3M |
| Q3 2024 | 67 | $26.7M |
| Q2 2024 | 56 | $26.9M |
| Q1 2024 | 61 | $23.8M |
| Q4 2023 | 55 | $21.4M |
| Q3 2023 | 46 | $20.7M |
| Q2 2023 | 50 | $19.7M |
| Q1 2023 | 52 | $17.7M |
| Q4 2022 | 70 | $31.7M |
| Q3 2022 | 58 | $26.0M |
| Q2 2022 | 64 | $36.4M |
| Q1 2022 | 69 | $32.8M |
| Q4 2021 | 57 | $37.9M |
| Q3 2021 | 47 | $30.8M |
| Q2 2021 | 51 | $32.6M |
| Q1 2021 | 51 | $25.0M |
Institutions, Q4 2025
Shares, value and share of portfolio for each institution holding Horizon Technology Finance Corp; share changes are against Q3 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| CWM, LLC | 25 | $0 | 0.00% | 00.0% | Unchanged |
| EverSource Wealth Advisors, LLC | 0 | $2 | 0.00% | −943−100.0% | Reduced |
| Danske Bank A/S | 4 | $26 | 0.00% | +1+33.3% | Added |
| Citigroup Inc | 11 | $71 | 0.00% | +11 | New |
| Sound Income Strategies, LLC | 50 | $333 | 0.00% | 00.0% | Unchanged |
| Ronald Blue Trust, Inc. | 80 | $516 | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 100 | $645 | 0.00% | 00.0% | Unchanged |
| Innovative Advisory Group, LLC | 100 | $645 | 0.00% | 00.0% | Unchanged |
| Signature Equity Partners, LLC | 113 | $727 | 0.00% | +113 | New |
| Aspect Partners, LLC | 158 | $1.02K | 0.00% | +8+5.3% | Added |
| Triumph Capital Management | 300 | $1.94K | 0.00% | +300 | New |
| SageView Advisory Group, LLC | 300 | $1.94K | 0.00% | +300 | New |
| MAI Capital Management | 736 | $4.75K | 0.00% | +225+44.0% | Added |
| Pin Oak Investment Advisors Inc | 800 | $5.00K | 0.00% | 00.0% | Unchanged |
| Flagship Harbor Advisors, LLC | 821 | $5.30K | 0.00% | +821 | New |
| Caitong International Asset Management Co., Ltd | 1,085 | $7.00K | 0.00% | +215+24.7% | Added |
| Chung Wu Investment Group, LLC | 1,100 | $7.09K | 0.01% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 1,491 | $9.62K | 0.00% | −4,713−76.0% | Reduced |
| ORG Partners LLC | 2,120 | $13.7K | 0.00% | 00.0% | Unchanged |
| Simplex Trading, LLC | 2,260 | $14.6K | 0.00% | −817−26.6% | Reduced |
| Comerica Bank | 2,653 | $17.1K | 0.00% | +1,577+146.6% | Added |
| Garton & Associates Financial Advisors LLC | 3,055 | $19.7K | 0.01% | +3,055 | New |
| N.E.W. Advisory Services LLC | 4,000 | $25.8K | 0.00% | +2,000+100.0% | Added |
| Allworth Financial LP | 10,205 | $65.8K | 0.00% | 00.0% | Unchanged |
| Nations Financial Group Inc, | 10,450 | $67.4K | 0.00% | +10,450 | New |
| Millennium Management LLC | 11,551 | $74.5K | 0.00% | −168,648−93.6% | Reduced |
| HRT Financial LP | 11,991 | $77.0K | 0.00% | +11,991 | New |
| Adell Harriman & Carpenter Inc | 12,000 | $77.4K | 0.00% | 00.0% | Unchanged |
| Prime Capital Investment Advisors, LLC | 12,185 | $78.6K | 0.00% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 13,058 | $84.2K | 0.00% | −4,096−23.9% | Reduced |
| Raymond James Financial Inc | 15,066 | $97.2K | 0.00% | +1,615+12.0% | Added |
| Northern Trust Corp | 17,337 | $111.8K | 0.00% | −2,445−12.4% | Reduced |
| Envestnet Asset Management Inc | 17,567 | $113.3K | 0.00% | +284+1.6% | Added |
| Royal Bank of Canada | 20,290 | $131.0K | 0.00% | −57,662−74.0% | Reduced |
| Oxford Asset Management LLP | 20,499 | $132.2K | 0.05% | −13,663−40.0% | Reduced |
| Cetera Investment Advisers | 21,346 | $137.7K | 0.00% | −47,490−69.0% | Reduced |
| Financial Engines Advisors L.L.C. | 21,604 | $139.3K | 0.00% | +21,604 | New |
| Schonfeld Strategic Advisors LLC | 29,028 | $187.2K | 0.00% | +29,028 | New |
| Wells Fargo & Company | 29,992 | $193.4K | 0.00% | −2,770−8.5% | Reduced |
| Winton Group Ltd | 30,516 | $196.8K | 0.01% | +30,516 | New |
| Advisor Group Holdings, Inc. | 33,258 | $214.5K | 0.00% | −8,737−20.8% | Reduced |
| AQR Capital Management LLC | 34,164 | $220.4K | 0.00% | −737−2.1% | Reduced |
| Jackson Thornton Asset Management, LLC | 34,164 | $226.2K | 0.02% | −415−1.2% | Reduced |
| LPL Financial LLC | 37,270 | $240.4K | 0.00% | −28,158−43.0% | Reduced |
| UBS Group AG | 39,980 | $257.9K | 0.00% | −66,984−62.6% | Reduced |
| Regal Investment Advisors LLC | 49,059 | $316.4K | 0.02% | +49,059 | New |
| Captrust Financial Advisors | 50,035 | $322.7K | 0.00% | +50,035 | New |
| Pathstone Holdings, LLC | 49,637 | $322.9K | 0.00% | +26,532+114.8% | Added |
| Great West Life Assurance Co | 53,304 | $344.0K | 0.00% | −126−0.2% | Reduced |
| International Assets Investment Management, LLC | 53,580 | $345.6K | 0.02% | −5,555−9.4% | Reduced |
| Quadrature Capital Ltd | 56,559 | $364.8K | 0.00% | +56,559 | New |
| ETF Store, Inc. | 60,873 | $392.6K | 0.40% | +3,055+5.3% | Added |
| Quantbot Technologies LP | 61,614 | $397.4K | 0.01% | +51,576+513.8% | Added |
| Two Sigma Advisers, LP | 63,197 | $407.6K | 0.00% | +32,797+107.9% | Added |
| Bank of America Corp | 63,972 | $412.6K | 0.00% | +62,795+5,335.2% | Added |
| First Financial Bank - Trust Division | 65,573 | $422.9K | 0.03% | +19,848+43.4% | Added |
| Morgan Stanley | 76,865 | $495.8K | 0.00% | +3,642+5.0% | Added |
| Jane Street Group, LLC | 82,290 | $530.8K | 0.00% | +82,290 | New |
| Virtus Investment Advisers, Inc. | 167,524 | $1.08M | 0.29% | −43,751−20.7% | Reduced |
| Connecticut Wealth Management, LLC | 212,842 | $1.37M | 0.06% | +811+0.4% | Added |
| Marshall Wace, LLP | 282,289 | $1.82M | 0.00% | −65,492−18.8% | Reduced |
| BlackRock, Inc. | 287,947 | $1.86M | 0.00% | −12,627−4.2% | Reduced |
| Legal & General Group Plc | 306,904 | $1.98M | 0.00% | +59,100+23.8% | Added |
| Eagle Point Credit Management LLC | 369,796 | $2.39M | 2.28% | +369,796 | New |
| Two Sigma Investments, LP | 519,253 | $3.35M | 0.00% | +519,253 | New |
| Green Alpha Advisors, LLC | 558,944 | $3.61M | 3.30% | +58,915+11.8% | Added |
| Magnetar Financial LLC | 0 | $0 | 0.00% | −71,242−100.0% | Sold out |
| Aquatic Capital Management LLC | 0 | $0 | 0.00% | −64,831−100.0% | Sold out |
| Brevan Howard Capital Management LP | 0 | $0 | 0.00% | −40,197−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −19,493−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −16,841−100.0% | Sold out |
| Group One Trading, L.P. | 0 | $0 | 0.00% | −16,120−100.0% | Sold out |
| BNP Paribas Arbitrage, SA | 0 | $0 | 0.00% | −4,823−100.0% | Sold out |
| Salem Investment Counselors Inc | 0 | $0 | 0.00% | −700−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −238−100.0% | Sold out |
| Jones Financial Companies LLLP | 0 | $0 | 0.00% | −227−100.0% | Sold out |
| Flagship Wealth Advisors, LLC | 0 | $0 | 0.00% | −102−100.0% | Sold out |
| Principal Securities, Inc. | 0 | $0 | 0.00% | −83−100.0% | Sold out |
| Pineridge Advisors LLC | – | – | – | – | Not filed |
| Creekmur Asset Management LLC | – | – | – | – | Not filed |