Horizon Technology Finance Corp
HRZN- Exchange
- Nasdaq
- SEC CIK
- 0001487428
No open-market purchases or sales by Horizon Technology Finance Corp insiders were filed in the last 90 days; 108 institutions reported holding it in 13F filings for Q2 2026, worth $37.7M in total; no superinvestor holds it.
Other share classesHTFC
13F holders, Q3 2025
Institutional positions in Horizon Technology Finance Corp as of Sep 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 63
- +2 vs. Q2 2025
- Shares held
- 3.21M
- +597.4K (+22.9%) vs. Q2 2025
- Total value
- $19.2M
- +$357.3K (+1.9%) vs. Q2 2025
- New holders
- 12
- 16 more added
- Sold out
- 10
- 20 more reduced
Compare with Q2 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HRZN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 108 | $37.7M |
| Q1 2026 | 55 | $13.5M |
| Q4 2025 | 66 | $25.8M |
| Q3 2025 | 63 | $19.2M |
| Q2 2025 | 61 | $18.9M |
| Q1 2025 | 67 | $30.1M |
| Q4 2024 | 82 | $30.3M |
| Q3 2024 | 67 | $26.7M |
| Q2 2024 | 56 | $26.9M |
| Q1 2024 | 61 | $23.8M |
| Q4 2023 | 55 | $21.4M |
| Q3 2023 | 46 | $20.7M |
| Q2 2023 | 50 | $19.7M |
| Q1 2023 | 52 | $17.7M |
| Q4 2022 | 70 | $31.7M |
| Q3 2022 | 58 | $26.0M |
| Q2 2022 | 64 | $36.4M |
| Q1 2022 | 69 | $32.8M |
| Q4 2021 | 57 | $37.9M |
| Q3 2021 | 47 | $30.8M |
| Q2 2021 | 51 | $32.6M |
| Q1 2021 | 51 | $25.0M |
Institutions, Q3 2025
Shares, value and share of portfolio for each institution holding Horizon Technology Finance Corp; share changes are against Q2 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Green Alpha Advisors, LLC | 500,029 | $3.05M | 2.94% | +112,303+29.0% | Added |
| Marshall Wace, LLP | 347,781 | $2.12M | 0.00% | +333,498+2,334.9% | Added |
| BlackRock, Inc. | 300,574 | $1.83M | 0.00% | +67,552+29.0% | Added |
| Legal & General Group Plc | 247,804 | $1.51M | 0.00% | −19,519−7.3% | Reduced |
| Connecticut Wealth Management, LLC | 212,031 | $1.29M | 0.06% | +673+0.3% | Added |
| Virtus Investment Advisers, Inc. | 211,275 | $1.29M | 0.37% | +33,507+18.8% | Added |
| Millennium Management LLC | 180,199 | $1.10M | 0.00% | +180,199 | New |
| UBS Group AG | 106,964 | $652.5K | 0.00% | +30,716+40.3% | Added |
| Royal Bank of Canada | 77,952 | $475.0K | 0.00% | +13,533+21.0% | Added |
| Morgan Stanley | 73,223 | $446.7K | 0.00% | +23,063+46.0% | Added |
| Magnetar Financial LLC | 71,242 | $434.6K | 0.00% | +71,242 | New |
| Cetera Investment Advisers | 68,836 | $419.9K | 0.00% | +4,492+7.0% | Added |
| LPL Financial LLC | 65,428 | $399.1K | 0.00% | −18,840−22.4% | Reduced |
| Aquatic Capital Management LLC | 64,831 | $395.5K | 0.01% | +64,831 | New |
| ETF Store, Inc. | 57,818 | $352.7K | 0.37% | +1,740+3.1% | Added |
| Great West Life Assurance Co | 53,430 | $321.0K | 0.00% | +10,162+23.5% | Added |
| Advisor Group Holdings, Inc. | 41,995 | $288.9K | 0.00% | −3,447−7.6% | Reduced |
| First Financial Bank - Trust Division | 45,725 | $278.9K | 0.02% | 00.0% | Unchanged |
| Brevan Howard Capital Management LP | 40,197 | $245.2K | 0.00% | +40,197 | New |
| AQR Capital Management LLC | 34,901 | $212.9K | 0.00% | −746−2.1% | Reduced |
| Jackson Thornton Asset Management, LLC | 34,579 | $212.0K | 0.02% | −1,068−3.0% | Reduced |
| Oxford Asset Management LLP | 34,162 | $208.4K | 0.07% | −5,441−13.7% | Reduced |
| Wells Fargo & Company | 32,762 | $199.8K | 0.00% | −6,551−16.7% | Reduced |
| Two Sigma Advisers, LP | 30,400 | $185.4K | 0.00% | −39,897−56.8% | Reduced |
| Pathstone Holdings, LLC | 23,105 | $143.5K | 0.00% | −405−1.7% | Reduced |
| Northern Trust Corp | 19,782 | $120.7K | 0.00% | +6,030+43.8% | Added |
| Virtu Financial LLC | 19,493 | $119.0K | 0.01% | +19,493 | New |
| Envestnet Asset Management Inc | 17,283 | $105.4K | 0.00% | −3,643−17.4% | Reduced |
| Susquehanna International Group, LLP | 17,154 | $104.6K | 0.00% | −1,747−9.2% | Reduced |
| Citadel Advisors LLC | 16,841 | $102.7K | 0.00% | +16,841 | New |
| Group One Trading, L.P. | 16,120 | $98.3K | 0.00% | +2,080+14.8% | Added |
| Raymond James Financial Inc | 13,451 | $82.1K | 0.00% | −342−2.5% | Reduced |
| Prime Capital Investment Advisors, LLC | 12,185 | $74.3K | 0.00% | −3,585−22.7% | Reduced |
| Adell Harriman & Carpenter Inc | 12,000 | $73.2K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 10,205 | $62.3K | 0.00% | 00.0% | Unchanged |
| Quantbot Technologies LP | 10,038 | $61.2K | 0.00% | −7,294−42.1% | Reduced |
| Tower Research Capital LLC (TRC) | 6,204 | $37.8K | 0.00% | −2,103−25.3% | Reduced |
| BNP Paribas Arbitrage, SA | 4,823 | $29.4K | 0.00% | −12,077−71.5% | Reduced |
| Simplex Trading, LLC | 3,077 | $18.0K | 0.00% | −870−22.0% | Reduced |
| ORG Partners LLC | 2,120 | $12.9K | 0.00% | 00.0% | Unchanged |
| N.E.W. Advisory Services LLC | 2,000 | $12.2K | 0.00% | −1,800−47.4% | Reduced |
| Bank of America Corp | 1,177 | $7.18K | 0.00% | −476−28.8% | Reduced |
| Chung Wu Investment Group, LLC | 1,100 | $6.71K | 0.01% | 00.0% | Unchanged |
| Comerica Bank | 1,076 | $6.56K | 0.00% | +107+11.0% | Added |
| EverSource Wealth Advisors, LLC | 943 | $5.75K | 0.00% | +282+42.7% | Added |
| Caitong International Asset Management Co., Ltd | 870 | $5.31K | 0.00% | −660−43.1% | Reduced |
| Pin Oak Investment Advisors Inc | 800 | $4.97K | 0.00% | 00.0% | Unchanged |
| Salem Investment Counselors Inc | 700 | $4.27K | 0.00% | 00.0% | Unchanged |
| MAI Capital Management | 511 | $3.12K | 0.00% | 00.0% | Unchanged |
| FMR LLC | 238 | $1.45K | 0.00% | +238 | New |
| Jones Financial Companies LLLP | 227 | $1.39K | 0.00% | +227 | New |
| Aspect Partners, LLC | 150 | $915 | 0.00% | +150 | New |
| Flagship Wealth Advisors, LLC | 102 | $622 | 0.00% | +102 | New |
| Spire Wealth Management | 100 | $610 | 0.00% | 00.0% | Unchanged |
| Innovative Advisory Group, LLC | 100 | $610 | 0.00% | 00.0% | Unchanged |
| Principal Securities, Inc. | 83 | $506 | 0.00% | 00.0% | Unchanged |
| Ronald Blue Trust, Inc. | 80 | $488 | 0.00% | +80 | New |
| Pineridge Advisors LLC | 79 | $482 | 0.00% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 50 | $301 | 0.00% | 00.0% | Unchanged |
| International Assets Investment Management, LLC | 59,135 | $104 | 0.00% | +2,000+3.5% | Added |
| Danske Bank A/S | 3 | $18 | 0.00% | +3 | New |
| Creekmur Asset Management LLC | 0 | $3 | 0.00% | 0 | Unchanged |
| CWM, LLC | 25 | $0 | 0.00% | 00.0% | Unchanged |
| Eqis Capital Management, Inc. | 0 | $0 | 0.00% | −106,849−100.0% | Sold out |
| Two Sigma Investments, LP | 0 | $0 | 0.00% | −88,770−100.0% | Sold out |
| IMC-Chicago, LLC | 0 | $0 | 0.00% | −34,918−100.0% | Sold out |
| Squarepoint Ops LLC | 0 | $0 | 0.00% | −17,175−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −14,170−100.0% | Sold out |
| Cambridge Investment Research Advisors, Inc. | 0 | $0 | 0.00% | −14,076−100.0% | Sold out |
| Y-Intercept (Hong Kong) Ltd | 0 | $0 | 0.00% | −10,731−100.0% | Sold out |
| Two Sigma Securities, LLC | 0 | $0 | 0.00% | −10,632−100.0% | Sold out |
| Mercer Global Advisors Inc | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Citigroup Inc | 0 | $0 | 0.00% | −90−100.0% | Sold out |