Horizon Technology Finance Corp
HRZN- Exchange
- Nasdaq
- SEC CIK
- 0001487428
No open-market purchases or sales by Horizon Technology Finance Corp insiders were filed in the last 90 days; 108 institutions reported holding it in 13F filings for Q2 2026, worth $37.7M in total; no superinvestor holds it.
Other share classesHTFC
13F holders, Q3 2025
Institutional positions in Horizon Technology Finance Corp as of Sep 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 63
- +2 vs. Q2 2025
- Shares held
- 3.21M
- +597.4K (+22.9%) vs. Q2 2025
- Total value
- $19.2M
- +$357.3K (+1.9%) vs. Q2 2025
- New holders
- 12
- 16 more added
- Sold out
- 10
- 20 more reduced
Compare with Q2 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HRZN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 108 | $37.7M |
| Q1 2026 | 55 | $13.5M |
| Q4 2025 | 66 | $25.8M |
| Q3 2025 | 63 | $19.2M |
| Q2 2025 | 61 | $18.9M |
| Q1 2025 | 67 | $30.1M |
| Q4 2024 | 82 | $30.3M |
| Q3 2024 | 67 | $26.7M |
| Q2 2024 | 56 | $26.9M |
| Q1 2024 | 61 | $23.8M |
| Q4 2023 | 55 | $21.4M |
| Q3 2023 | 46 | $20.7M |
| Q2 2023 | 50 | $19.7M |
| Q1 2023 | 52 | $17.7M |
| Q4 2022 | 70 | $31.7M |
| Q3 2022 | 58 | $26.0M |
| Q2 2022 | 64 | $36.4M |
| Q1 2022 | 69 | $32.8M |
| Q4 2021 | 57 | $37.9M |
| Q3 2021 | 47 | $30.8M |
| Q2 2021 | 51 | $32.6M |
| Q1 2021 | 51 | $25.0M |
Institutions, Q3 2025
Shares, value and share of portfolio for each institution holding Horizon Technology Finance Corp; share changes are against Q2 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| CWM, LLC | 25 | $0 | 0.00% | 00.0% | Unchanged |
| Creekmur Asset Management LLC | 0 | $3 | 0.00% | 0 | Unchanged |
| Danske Bank A/S | 3 | $18 | 0.00% | +3 | New |
| International Assets Investment Management, LLC | 59,135 | $104 | 0.00% | +2,000+3.5% | Added |
| Sound Income Strategies, LLC | 50 | $301 | 0.00% | 00.0% | Unchanged |
| Pineridge Advisors LLC | 79 | $482 | 0.00% | 00.0% | Unchanged |
| Ronald Blue Trust, Inc. | 80 | $488 | 0.00% | +80 | New |
| Principal Securities, Inc. | 83 | $506 | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 100 | $610 | 0.00% | 00.0% | Unchanged |
| Innovative Advisory Group, LLC | 100 | $610 | 0.00% | 00.0% | Unchanged |
| Flagship Wealth Advisors, LLC | 102 | $622 | 0.00% | +102 | New |
| Aspect Partners, LLC | 150 | $915 | 0.00% | +150 | New |
| Jones Financial Companies LLLP | 227 | $1.39K | 0.00% | +227 | New |
| FMR LLC | 238 | $1.45K | 0.00% | +238 | New |
| MAI Capital Management | 511 | $3.12K | 0.00% | 00.0% | Unchanged |
| Salem Investment Counselors Inc | 700 | $4.27K | 0.00% | 00.0% | Unchanged |
| Pin Oak Investment Advisors Inc | 800 | $4.97K | 0.00% | 00.0% | Unchanged |
| Caitong International Asset Management Co., Ltd | 870 | $5.31K | 0.00% | −660−43.1% | Reduced |
| EverSource Wealth Advisors, LLC | 943 | $5.75K | 0.00% | +282+42.7% | Added |
| Comerica Bank | 1,076 | $6.56K | 0.00% | +107+11.0% | Added |
| Chung Wu Investment Group, LLC | 1,100 | $6.71K | 0.01% | 00.0% | Unchanged |
| Bank of America Corp | 1,177 | $7.18K | 0.00% | −476−28.8% | Reduced |
| N.E.W. Advisory Services LLC | 2,000 | $12.2K | 0.00% | −1,800−47.4% | Reduced |
| ORG Partners LLC | 2,120 | $12.9K | 0.00% | 00.0% | Unchanged |
| Simplex Trading, LLC | 3,077 | $18.0K | 0.00% | −870−22.0% | Reduced |
| BNP Paribas Arbitrage, SA | 4,823 | $29.4K | 0.00% | −12,077−71.5% | Reduced |
| Tower Research Capital LLC (TRC) | 6,204 | $37.8K | 0.00% | −2,103−25.3% | Reduced |
| Quantbot Technologies LP | 10,038 | $61.2K | 0.00% | −7,294−42.1% | Reduced |
| Allworth Financial LP | 10,205 | $62.3K | 0.00% | 00.0% | Unchanged |
| Adell Harriman & Carpenter Inc | 12,000 | $73.2K | 0.00% | 00.0% | Unchanged |
| Prime Capital Investment Advisors, LLC | 12,185 | $74.3K | 0.00% | −3,585−22.7% | Reduced |
| Raymond James Financial Inc | 13,451 | $82.1K | 0.00% | −342−2.5% | Reduced |
| Group One Trading, L.P. | 16,120 | $98.3K | 0.00% | +2,080+14.8% | Added |
| Citadel Advisors LLC | 16,841 | $102.7K | 0.00% | +16,841 | New |
| Susquehanna International Group, LLP | 17,154 | $104.6K | 0.00% | −1,747−9.2% | Reduced |
| Envestnet Asset Management Inc | 17,283 | $105.4K | 0.00% | −3,643−17.4% | Reduced |
| Virtu Financial LLC | 19,493 | $119.0K | 0.01% | +19,493 | New |
| Northern Trust Corp | 19,782 | $120.7K | 0.00% | +6,030+43.8% | Added |
| Pathstone Holdings, LLC | 23,105 | $143.5K | 0.00% | −405−1.7% | Reduced |
| Two Sigma Advisers, LP | 30,400 | $185.4K | 0.00% | −39,897−56.8% | Reduced |
| Wells Fargo & Company | 32,762 | $199.8K | 0.00% | −6,551−16.7% | Reduced |
| Oxford Asset Management LLP | 34,162 | $208.4K | 0.07% | −5,441−13.7% | Reduced |
| Jackson Thornton Asset Management, LLC | 34,579 | $212.0K | 0.02% | −1,068−3.0% | Reduced |
| AQR Capital Management LLC | 34,901 | $212.9K | 0.00% | −746−2.1% | Reduced |
| Brevan Howard Capital Management LP | 40,197 | $245.2K | 0.00% | +40,197 | New |
| First Financial Bank - Trust Division | 45,725 | $278.9K | 0.02% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 41,995 | $288.9K | 0.00% | −3,447−7.6% | Reduced |
| Great West Life Assurance Co | 53,430 | $321.0K | 0.00% | +10,162+23.5% | Added |
| ETF Store, Inc. | 57,818 | $352.7K | 0.37% | +1,740+3.1% | Added |
| Aquatic Capital Management LLC | 64,831 | $395.5K | 0.01% | +64,831 | New |
| LPL Financial LLC | 65,428 | $399.1K | 0.00% | −18,840−22.4% | Reduced |
| Cetera Investment Advisers | 68,836 | $419.9K | 0.00% | +4,492+7.0% | Added |
| Magnetar Financial LLC | 71,242 | $434.6K | 0.00% | +71,242 | New |
| Morgan Stanley | 73,223 | $446.7K | 0.00% | +23,063+46.0% | Added |
| Royal Bank of Canada | 77,952 | $475.0K | 0.00% | +13,533+21.0% | Added |
| UBS Group AG | 106,964 | $652.5K | 0.00% | +30,716+40.3% | Added |
| Millennium Management LLC | 180,199 | $1.10M | 0.00% | +180,199 | New |
| Virtus Investment Advisers, Inc. | 211,275 | $1.29M | 0.37% | +33,507+18.8% | Added |
| Connecticut Wealth Management, LLC | 212,031 | $1.29M | 0.06% | +673+0.3% | Added |
| Legal & General Group Plc | 247,804 | $1.51M | 0.00% | −19,519−7.3% | Reduced |
| BlackRock, Inc. | 300,574 | $1.83M | 0.00% | +67,552+29.0% | Added |
| Marshall Wace, LLP | 347,781 | $2.12M | 0.00% | +333,498+2,334.9% | Added |
| Green Alpha Advisors, LLC | 500,029 | $3.05M | 2.94% | +112,303+29.0% | Added |
| Eqis Capital Management, Inc. | 0 | $0 | 0.00% | −106,849−100.0% | Sold out |
| Two Sigma Investments, LP | 0 | $0 | 0.00% | −88,770−100.0% | Sold out |
| IMC-Chicago, LLC | 0 | $0 | 0.00% | −34,918−100.0% | Sold out |
| Squarepoint Ops LLC | 0 | $0 | 0.00% | −17,175−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −14,170−100.0% | Sold out |
| Cambridge Investment Research Advisors, Inc. | 0 | $0 | 0.00% | −14,076−100.0% | Sold out |
| Y-Intercept (Hong Kong) Ltd | 0 | $0 | 0.00% | −10,731−100.0% | Sold out |
| Two Sigma Securities, LLC | 0 | $0 | 0.00% | −10,632−100.0% | Sold out |
| Mercer Global Advisors Inc | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Citigroup Inc | 0 | $0 | 0.00% | −90−100.0% | Sold out |