Horizon Technology Finance Corp
HRZN- Exchange
- Nasdaq
- SEC CIK
- 0001487428
No open-market purchases or sales by Horizon Technology Finance Corp insiders were filed in the last 90 days; 108 institutions reported holding it in 13F filings for Q2 2026, worth $37.7M in total; no superinvestor holds it.
Other share classesHTFC
13F holders, Q4 2023
Institutional positions in Horizon Technology Finance Corp as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 55
- +10 vs. Q3 2023
- Shares held
- 1.63M
- −85.0K (−5.0%) vs. Q3 2023
- Total value
- $21.4M
- +$1.09M (+5.4%) vs. Q3 2023
- New holders
- 18
- 14 more added
- Sold out
- 8
- 16 more reduced
1 institution that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HRZN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 108 | $37.7M |
| Q1 2026 | 55 | $13.5M |
| Q4 2025 | 66 | $25.8M |
| Q3 2025 | 63 | $19.2M |
| Q2 2025 | 61 | $18.9M |
| Q1 2025 | 67 | $30.1M |
| Q4 2024 | 82 | $30.3M |
| Q3 2024 | 67 | $26.7M |
| Q2 2024 | 56 | $26.9M |
| Q1 2024 | 61 | $23.8M |
| Q4 2023 | 55 | $21.4M |
| Q3 2023 | 46 | $20.7M |
| Q2 2023 | 50 | $19.7M |
| Q1 2023 | 52 | $17.7M |
| Q4 2022 | 70 | $31.7M |
| Q3 2022 | 58 | $26.0M |
| Q2 2022 | 64 | $36.4M |
| Q1 2022 | 69 | $32.8M |
| Q4 2021 | 57 | $37.9M |
| Q3 2021 | 47 | $30.8M |
| Q2 2021 | 51 | $32.6M |
| Q1 2021 | 51 | $25.0M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Horizon Technology Finance Corp; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Legal & General Group Plc | 248,429 | $3.27M | 0.00% | +138,792+126.6% | Added |
| Green Alpha Advisors, LLC | 198,987 | $2.62M | 1.89% | −56,286−22.0% | Reduced |
| Advisors Asset Management, Inc. | 127,939 | $1.68M | 0.03% | −85,091−39.9% | Reduced |
| Eqis Capital Management, Inc. | 116,206 | $1.53M | 0.12% | −5,472−4.5% | Reduced |
| BlackRock Inc. | 114,659 | $1.51M | 0.00% | +2,647+2.4% | Added |
| LPL Financial LLC | 83,201 | $1.10M | 0.00% | +30,308+57.3% | Added |
| Two Sigma Investments, LP | 61,888 | $815.1K | 0.00% | +61,888 | New |
| Morgan Stanley | 59,691 | $786.1K | 0.00% | −158,207−72.6% | Reduced |
| The PNC Financial Services Group, Inc. | 58,328 | $768.2K | 0.00% | −5,232−8.2% | Reduced |
| ETF Store, Inc. | 47,648 | $627.5K | 0.41% | +4,660+10.8% | Added |
| Virtus ETF Advisers LLC | 40,782 | $537.1K | 0.34% | −17,053−29.5% | Reduced |
| Advisor Group Holdings, Inc. | 38,932 | $512.8K | 0.00% | −12,419−24.2% | Reduced |
| Royal Bank of Canada | 36,819 | $485.0K | 0.00% | +887+2.5% | Added |
| Pathstone Holdings, LLC | 28,936 | $384.3K | 0.00% | +28,936 | New |
| D. E. Shaw & Co., Inc. | 28,461 | $374.8K | 0.00% | +28,461 | New |
| Great West Life Assurance Co | 27,409 | $359.0K | 0.00% | −3,739−12.0% | Reduced |
| Commonwealth Equity Services, LLC | 24,067 | $317.0K | 0.00% | −6,939−22.4% | Reduced |
| Sage Capital Management, LLC | 24,000 | $316.1K | 0.19% | +24,000 | New |
| UBS Group AG | 23,254 | $306.3K | 0.00% | +1,043+4.7% | Added |
| Envestnet Asset Management Inc | 20,468 | $269.6K | 0.00% | −7,553−27.0% | Reduced |
| Creative Financial Designs Inc | 19,381 | $255.3K | 0.03% | +2,627+15.7% | Added |
| Cambridge Investment Research Advisors, Inc. | 17,167 | $226.0K | 0.00% | +696+4.2% | Added |
| Astoria Portfolio Advisors LLC. | 16,923 | $222.5K | 0.09% | +16,923 | New |
| Wells Fargo & Company | 16,644 | $219.2K | 0.00% | −25,507−60.5% | Reduced |
| Cetera Investment Advisers | 14,948 | $196.9K | 0.00% | +1,546+11.5% | Added |
| CPR Investments Inc. | 14,819 | $195.2K | 0.19% | −1,919−11.5% | Reduced |
| Kovack Advisors, Inc. | 14,074 | $185.4K | 0.02% | +623+4.6% | Added |
| Wilbanks Smith & Thomas Asset Management LLC | 14,000 | $184.4K | 0.01% | 00.0% | Unchanged |
| Verition Fund Management LLC | 11,700 | $154.1K | 0.00% | +11,700 | New |
| Susquehanna International Group, LLP | 11,410 | $150.3K | 0.00% | +11,410 | New |
| Sheaff Brock Investment Advisors, LLC | 10,205 | $134.4K | 0.01% | +10,205 | New |
| Parisi Gray Wealth Management | 10,000 | $131.7K | 0.05% | −12,000−54.5% | Reduced |
| Capstone Investment Advisors, LLC | 10,000 | $131.7K | 0.00% | +10,000 | New |
| Steward Partners Investment Advisory, LLC | 8,142 | $107.2K | 0.00% | +240+3.0% | Added |
| Citadel Advisors LLC | 6,727 | $88.6K | 0.00% | +6,727 | New |
| Quantbot Technologies LP | 5,712 | $75.2K | 0.00% | +2,656+86.9% | Added |
| Cape Investment Advisory, Inc. | 4,278 | $56.3K | 0.03% | +4,278 | New |
| Creekmur Asset Management LLC | 3,920 | $51.6K | 0.02% | +3,920 | New |
| Pin Oak Investment Advisors Inc | 1,903 | $25.0K | 0.03% | 00.0% | Unchanged |
| Bank of America Corp | 1,432 | $18.9K | 0.00% | −1,238−46.4% | Reduced |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 1,287 | $16.9K | 0.00% | +587+83.9% | Added |
| US Bancorp | 450 | $5.93K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 294 | $3.87K | 0.00% | +294 | New |
| Allworth Financial LP | 269 | $3.54K | 0.00% | +7+2.7% | Added |
| Qube Research & Technologies Ltd | 131 | $1.73K | 0.00% | −1,290−90.8% | Reduced |
| Principal Securities, Inc. | 120 | $1.58K | 0.00% | +120 | New |
| Pineridge Advisors LLC | 79 | $1.04K | 0.00% | +79 | New |
| Tower Research Capital LLC (TRC) | 61 | $803 | 0.00% | +61 | New |
| Sound Income Strategies, LLC | 50 | $659 | 0.00% | −10−16.7% | Reduced |
| Spire Wealth Management | 50 | $638 | 0.00% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 9 | $119 | 0.00% | +9 | New |
| Northwestern Mutual Wealth Management Co | 3 | $40 | 0.00% | +3 | New |
| FMR LLC | 2 | $26 | 0.00% | 00.0% | Unchanged |
| Hantz Financial Services, Inc. | 2 | $0 | 0.00% | 00.0% | Unchanged |
| VitalStone Financial, LLC | 2 | $0 | 0.00% | 00.0% | Unchanged |
| Quadrature Capital Ltd | 0 | $0 | 0.00% | −43,531−100.0% | Sold out |
| First Affirmative Financial Network | 0 | $0 | 0.00% | −15,952−100.0% | Sold out |
| Jump Financial, LLC | 0 | $0 | 0.00% | −14,703−100.0% | Sold out |
| Northern Trust Corp | 0 | $0 | 0.00% | −10,855−100.0% | Sold out |
| Sofos Investments, Inc. | 0 | $0 | 0.00% | −3,031−100.0% | Sold out |
| Caption Management, LLC | 0 | $0 | 0.00% | −2,403−100.0% | Sold out |
| Godsey & Gibb Associates | 0 | $0 | 0.00% | −508−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −417−100.0% | Sold out |
| Pathstone Family Office, LLC | – | – | – | – | Not filed |