Horizon Technology Finance Corp
HRZN- Exchange
- Nasdaq
- SEC CIK
- 0001487428
No open-market purchases or sales by Horizon Technology Finance Corp insiders were filed in the last 90 days; 108 institutions reported holding it in 13F filings for Q2 2026, worth $37.7M in total; no superinvestor holds it.
Other share classesHTFC
13F holders, Q4 2023
Institutional positions in Horizon Technology Finance Corp as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 55
- +10 vs. Q3 2023
- Shares held
- 1.63M
- −85.0K (−5.0%) vs. Q3 2023
- Total value
- $21.4M
- +$1.09M (+5.4%) vs. Q3 2023
- New holders
- 18
- 14 more added
- Sold out
- 8
- 16 more reduced
1 institution that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HRZN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 108 | $37.7M |
| Q1 2026 | 55 | $13.5M |
| Q4 2025 | 66 | $25.8M |
| Q3 2025 | 63 | $19.2M |
| Q2 2025 | 61 | $18.9M |
| Q1 2025 | 67 | $30.1M |
| Q4 2024 | 82 | $30.3M |
| Q3 2024 | 67 | $26.7M |
| Q2 2024 | 56 | $26.9M |
| Q1 2024 | 61 | $23.8M |
| Q4 2023 | 55 | $21.4M |
| Q3 2023 | 46 | $20.7M |
| Q2 2023 | 50 | $19.7M |
| Q1 2023 | 52 | $17.7M |
| Q4 2022 | 70 | $31.7M |
| Q3 2022 | 58 | $26.0M |
| Q2 2022 | 64 | $36.4M |
| Q1 2022 | 69 | $32.8M |
| Q4 2021 | 57 | $37.9M |
| Q3 2021 | 47 | $30.8M |
| Q2 2021 | 51 | $32.6M |
| Q1 2021 | 51 | $25.0M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Horizon Technology Finance Corp; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Hantz Financial Services, Inc. | 2 | $0 | 0.00% | 00.0% | Unchanged |
| VitalStone Financial, LLC | 2 | $0 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 2 | $26 | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 3 | $40 | 0.00% | +3 | New |
| Advisory Services Network, LLC | 9 | $119 | 0.00% | +9 | New |
| Spire Wealth Management | 50 | $638 | 0.00% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 50 | $659 | 0.00% | −10−16.7% | Reduced |
| Tower Research Capital LLC (TRC) | 61 | $803 | 0.00% | +61 | New |
| Pineridge Advisors LLC | 79 | $1.04K | 0.00% | +79 | New |
| Principal Securities, Inc. | 120 | $1.58K | 0.00% | +120 | New |
| Qube Research & Technologies Ltd | 131 | $1.73K | 0.00% | −1,290−90.8% | Reduced |
| Allworth Financial LP | 269 | $3.54K | 0.00% | +7+2.7% | Added |
| JPMorgan Chase & Co | 294 | $3.87K | 0.00% | +294 | New |
| US Bancorp | 450 | $5.93K | 0.00% | 00.0% | Unchanged |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 1,287 | $16.9K | 0.00% | +587+83.9% | Added |
| Bank of America Corp | 1,432 | $18.9K | 0.00% | −1,238−46.4% | Reduced |
| Pin Oak Investment Advisors Inc | 1,903 | $25.0K | 0.03% | 00.0% | Unchanged |
| Creekmur Asset Management LLC | 3,920 | $51.6K | 0.02% | +3,920 | New |
| Cape Investment Advisory, Inc. | 4,278 | $56.3K | 0.03% | +4,278 | New |
| Quantbot Technologies LP | 5,712 | $75.2K | 0.00% | +2,656+86.9% | Added |
| Citadel Advisors LLC | 6,727 | $88.6K | 0.00% | +6,727 | New |
| Steward Partners Investment Advisory, LLC | 8,142 | $107.2K | 0.00% | +240+3.0% | Added |
| Parisi Gray Wealth Management | 10,000 | $131.7K | 0.05% | −12,000−54.5% | Reduced |
| Capstone Investment Advisors, LLC | 10,000 | $131.7K | 0.00% | +10,000 | New |
| Sheaff Brock Investment Advisors, LLC | 10,205 | $134.4K | 0.01% | +10,205 | New |
| Susquehanna International Group, LLP | 11,410 | $150.3K | 0.00% | +11,410 | New |
| Verition Fund Management LLC | 11,700 | $154.1K | 0.00% | +11,700 | New |
| Wilbanks Smith & Thomas Asset Management LLC | 14,000 | $184.4K | 0.01% | 00.0% | Unchanged |
| Kovack Advisors, Inc. | 14,074 | $185.4K | 0.02% | +623+4.6% | Added |
| CPR Investments Inc. | 14,819 | $195.2K | 0.19% | −1,919−11.5% | Reduced |
| Cetera Investment Advisers | 14,948 | $196.9K | 0.00% | +1,546+11.5% | Added |
| Wells Fargo & Company | 16,644 | $219.2K | 0.00% | −25,507−60.5% | Reduced |
| Astoria Portfolio Advisors LLC. | 16,923 | $222.5K | 0.09% | +16,923 | New |
| Cambridge Investment Research Advisors, Inc. | 17,167 | $226.0K | 0.00% | +696+4.2% | Added |
| Creative Financial Designs Inc | 19,381 | $255.3K | 0.03% | +2,627+15.7% | Added |
| Envestnet Asset Management Inc | 20,468 | $269.6K | 0.00% | −7,553−27.0% | Reduced |
| UBS Group AG | 23,254 | $306.3K | 0.00% | +1,043+4.7% | Added |
| Sage Capital Management, LLC | 24,000 | $316.1K | 0.19% | +24,000 | New |
| Commonwealth Equity Services, LLC | 24,067 | $317.0K | 0.00% | −6,939−22.4% | Reduced |
| Great West Life Assurance Co | 27,409 | $359.0K | 0.00% | −3,739−12.0% | Reduced |
| D. E. Shaw & Co., Inc. | 28,461 | $374.8K | 0.00% | +28,461 | New |
| Pathstone Holdings, LLC | 28,936 | $384.3K | 0.00% | +28,936 | New |
| Royal Bank of Canada | 36,819 | $485.0K | 0.00% | +887+2.5% | Added |
| Advisor Group Holdings, Inc. | 38,932 | $512.8K | 0.00% | −12,419−24.2% | Reduced |
| Virtus ETF Advisers LLC | 40,782 | $537.1K | 0.34% | −17,053−29.5% | Reduced |
| ETF Store, Inc. | 47,648 | $627.5K | 0.41% | +4,660+10.8% | Added |
| The PNC Financial Services Group, Inc. | 58,328 | $768.2K | 0.00% | −5,232−8.2% | Reduced |
| Morgan Stanley | 59,691 | $786.1K | 0.00% | −158,207−72.6% | Reduced |
| Two Sigma Investments, LP | 61,888 | $815.1K | 0.00% | +61,888 | New |
| LPL Financial LLC | 83,201 | $1.10M | 0.00% | +30,308+57.3% | Added |
| BlackRock Inc. | 114,659 | $1.51M | 0.00% | +2,647+2.4% | Added |
| Eqis Capital Management, Inc. | 116,206 | $1.53M | 0.12% | −5,472−4.5% | Reduced |
| Advisors Asset Management, Inc. | 127,939 | $1.68M | 0.03% | −85,091−39.9% | Reduced |
| Green Alpha Advisors, LLC | 198,987 | $2.62M | 1.89% | −56,286−22.0% | Reduced |
| Legal & General Group Plc | 248,429 | $3.27M | 0.00% | +138,792+126.6% | Added |
| Quadrature Capital Ltd | 0 | $0 | 0.00% | −43,531−100.0% | Sold out |
| First Affirmative Financial Network | 0 | $0 | 0.00% | −15,952−100.0% | Sold out |
| Jump Financial, LLC | 0 | $0 | 0.00% | −14,703−100.0% | Sold out |
| Northern Trust Corp | 0 | $0 | 0.00% | −10,855−100.0% | Sold out |
| Sofos Investments, Inc. | 0 | $0 | 0.00% | −3,031−100.0% | Sold out |
| Caption Management, LLC | 0 | $0 | 0.00% | −2,403−100.0% | Sold out |
| Godsey & Gibb Associates | 0 | $0 | 0.00% | −508−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −417−100.0% | Sold out |
| Pathstone Family Office, LLC | – | – | – | – | Not filed |