Horizon Technology Finance Corp
HRZN- Exchange
- Nasdaq
- SEC CIK
- 0001487428
No open-market purchases or sales by Horizon Technology Finance Corp insiders were filed in the last 90 days; 108 institutions reported holding it in 13F filings for Q2 2026, worth $38.2M in total; no superinvestor holds it.
Other share classesHTFC
Open-market trades, last 90 days
Open-market purchases (P) and sales (S) by Horizon Technology Finance Corp insiders, counted by Form 4 filing. Trades with a flagged price and duplicate filings are left out.
- Open-market buys
- 0 filings
- Open-market sells
- 0 filings
- Insiders trading
- 0
- Net value
- $0
- Purchases minus sales
Insider roster
Directors, officers and 10% owners who have filed a Form 4 for Horizon Technology Finance Corp, current and former, most recent filer first. Last reported holding is the position after the last non-derivative trade in their latest filing.
| Name | Title | Last reported holding | Last filing | Filings, past year |
|---|---|---|---|---|
| Allison Thomas J. | Director | 56,617 | Jun 11, 2026 | 2 |
| O'Connor Kimberley Ann | Director | 10,000 | Jun 11, 2026 | 1 |
| Trolio Daniel R. | Executive VP and CFO | 15,023 | Jun 10, 2026 | 1 |
| Balkin Michael | Chief Executive Officer | 223,527 | Jun 10, 2026 | 2 |
| Goodman Jonathan Joseph | Director | 8,312Indirect | Jun 10, 2026 | 1 |
| Seitz Paul G | Chief Investment Officer | 12,242 | Jun 10, 2026 | 2 |
| Michaud Gerald A. | President | 169,309 | Dec 2, 2024 | 0 |
| Savage Joseph J | Director | 59,500 | Nov 14, 2024 | 0 |
| Pomeroy Robert D. Jr. | CEO and Chairman of the Board | 8,717Indirect | Dec 12, 2022 | 0 |
| Mahoney Edmund V. | Director | 7,169 | Sep 30, 2022 | 0 |
Insider trades
Each row adds up one type of transaction in one Form 4 filing. Only open-market purchases (P) and sales (S) are shown by default; use the filters to see grants, option exercises and other codes.
| Filed (ET) | Trade date | Filing delay | Insider | Transaction | Shares | Avg price | Value | Holding change | Flags |
|---|---|---|---|---|---|---|---|---|---|
| Jun 11, 2026 (view filing) | Jun 9 | 2 days | O'Connor Kimberley AnnDirector | PPurchase | +10.0K | $4.37 | +$43.7K | New position10.0K after | |
| Jun 11, 2026 (view filing) | Jun 9 | 2 days | Allison Thomas J.Director | PPurchase | +6.00K | $4.36 | +$26.2K | +11.9%56.6K after | Amended |
| Jun 10, 2026 (view filing) | Jun 9 | 1 day | Goodman Jonathan JosephDirector | PPurchase | +6.00K | $4.33 | +$26.0K | +259.5%8.31K after | |
| Jun 10, 2026 (view filing) | Jun 10 | Same day | Trolio Daniel R.Executive VP and CFO | PPurchase | +11.5K | $4.34 | +$49.9K | +326.4%15.0K after | |
| Jun 10, 2026 (view filing) | Jun 9 | 1 day | Seitz Paul GChief Investment Officer | PPurchase | +11.5K | $4.35 | +$49.9K | +1,500.3%12.2K after | |
| Jun 10, 2026 (view filing) | Jun 9 | 1 day | Balkin MichaelChief Executive Officer | PPurchase | +100.0K | $4.34 | +$434.0K | +81.0%223.5K after | |
| Dec 17, 2024 (view filing) | Dec 16 | 1 day | Balkin MichaelDirector | PPurchase | +20.0K | $8.53 | +$170.6K | New position20.0K after | |
| Dec 2, 2024 (view filing) | Nov 25 | 7 daysLate | Michaud Gerald A.President | PPurchase | +8.00K | $9.31 | +$74.5K | +5.0%169.3K after | |
| Nov 14, 2024 (view filing) | Nov 13-14 | 1 day | Savage Joseph JDirector | PPurchase | +9.50K | $9.28 | +$88.2K | +19.0%59.5K after | 2 lots |
| Aug 5, 2024 (view filing) | Aug 5 | Same day | Goodman Jonathan JosephDirector | PPurchase | +2.31K | $10.81 | +$25.0K | New position2.31K after | |
| Aug 5, 2024 (view filing) | Aug 5 | Same day | Balkin MichaelDirector | PPurchase | +10.0K | $10.58 | +$105.8K | New position10.0K after | |
| Mar 11, 2024 (view filing) | Mar 8 | 3 days | Michaud Gerald A.President | PPurchase | +3.65K | $11.77 | +$43.0K | +2.4%156.2K after | |
| Dec 21, 2022 (view filing) | Dec 20 | 1 day | Michaud Gerald A.President | PPurchase | +18.3K | $11.03 | +$201.3K | +14.4%144.6K after | |
| Dec 12, 2022 (view filing) | Dec 9 | 3 days | Pomeroy Robert D. Jr.CEO and Chairman of the Board | PPurchase | +4.00K | $13.03 | +$52.1K | +2.4%172.8K after | |
| Dec 12, 2022 (view filing) | Dec 9 | 3 days | Pomeroy Robert D. Jr.CEO and Chairman of the Board | PPurchase | +600 | $13.03 | +$7.82K | +7.4%8.72K after | |
| Dec 7, 2022 (view filing) | Dec 6 | 1 day | Michaud Gerald A.President | PPurchase | +4.00K | $12.90 | +$51.6K | +3.3%126.3K after | |
| Nov 17, 2022 (view filing) | Nov 16 | 1 day | Trolio Daniel R.Executive VP and CFO | PPurchase | +758 | $13.04 | +$9.88K | +46.9%2.37K after | |
| Sep 30, 2022 (view filing) | Sep 29 | 1 day | Mahoney Edmund V.Director | PPurchase | +500 | $9.88 | +$4.94K | +7.5%7.17K after | |
| Jun 22, 2022 (view filing) | Jun 21 | 1 day | Pomeroy Robert D. Jr.CHIEF EXECUTIVE OFFICER | PPurchase | +4.00K | $11.30 | +$45.2K | +2.5%162.1K after | |
| May 17, 2022 (view filing) | May 16 | 1 day | Savage Joseph JDirector | PPurchase | +10.0K | $12.23 | +$122.3K | +25.0%50.0K after | |
| May 12, 2022 (view filing) | May 12 | Same day | Savage Joseph JDirector | PPurchase | +5.00K | $11.82 | +$59.1K | +14.3%40.0K after | |
| May 11, 2022 (view filing) | May 10 | 1 day | Trolio Daniel R.CFO | PPurchase | +414 | $12.00 | +$4.97K | +37.0%1.53K after | |
| May 11, 2022 (view filing) | May 9 | 2 days | Michaud Gerald A.PRESIDENT | PPurchase | +3.05K | $12.06 | +$36.8K | +2.6%121.9K after | |
| May 9, 2022 (view filing) | May 6 | 3 days | Pomeroy Robert D. Jr.CHIEF EXECUTIVE OFFICER | PPurchase | +4.00K | $12.73 | +$50.9K | +2.6%155.5K after | |
| May 9, 2022 (view filing) | May 6 | 3 days | Pomeroy Robert D. Jr.CHIEF EXECUTIVE OFFICER | PPurchase | +1.00K | $12.57 | +$12.6K | +15.0%7.67K after | |
| Dec 7, 2021 (view filing) | Dec 6 | 1 day | Pomeroy Robert D. Jr.CHIEF EXECUTIVE OFFICER | PPurchase | +2.50K | $16.11 | +$40.3K | +1.7%146.2K after | |
| Dec 7, 2021 (view filing) | Dec 6 | 1 day | Pomeroy Robert D. Jr.CHIEF EXECUTIVE OFFICER | PPurchase | +600 | $16.13 | +$9.68K | +10.3%6.45K after | |
| Dec 6, 2021 (view filing) | Dec 6 | Same day | Michaud Gerald A.PRESIDENT | PPurchase | +3.45K | $15.87 | +$54.8K | +3.1%116.3K after |