Allison Thomas J.'s Form 4/A amendment
AmendedHorizon Technology Finance Corp (HRZN) · filed Jun 11, 2026
- Accession no.
- 0000945621-26-000819
- Filed
- Jun 11, 2026
- Trade date
- Jun 9, 2026
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Jun 10, 2026
This filing lists 1 non-derivative transaction. Open-market purchases total $26.2K. It was filed 2 days after the trade.
This amendment replaces 0000945621-26-000816 (filed Jun 10, 2026).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Allison Thomas J.CIK 0001575875 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 9, 2026 | Common Stock | PPurchaseAcquired | +6,000 | $4.36 | +$26,160 | 56,617 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Previously, it was reported that the Reporting Person beneficially owned 55,926 shares of Common Stock following the Reporting Person's purchase of 6,000 shares of Common Stock on June 9, 2026 (the "Reported Transaction"). However, the 55,926 figure omitted shares of Common Stock the Reporting Person had previously acquired pursuant to the Issuer's dividend reinvestment plan. After correction, the number of shares of Common Stock beneficially owned by the Reporting Person following the Reported Transaction was 56,617 shares.
- F2
Includes shares of Common Stock received pursuant to the Issuer's dividend reinvestment plan.