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Allison Thomas J. 的 Form 4/A 修正申報

修正

Horizon Technology Finance Corp(HRZN),2026/6/11 申報

申報編號
0000945621-26-000819
申報時間
2026/6/11
交易日
2026/6/9
申報延遲
2 天
10b5-1 計畫
沒有勾選
原始申報日
2026/6/10

這份申報列了 1 筆非衍生性交易。公開市場買進合計 $2.62 萬。交易後 2 天申報。

這份修正申報取代了 0000945621-26-000816(2026/6/10 申報)。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Allison Thomas J.CIK 0001575875董事

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2026/6/9Common StockP買進取得+6,000$4.36+$26,16056,617直接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F1

Previously, it was reported that the Reporting Person beneficially owned 55,926 shares of Common Stock following the Reporting Person's purchase of 6,000 shares of Common Stock on June 9, 2026 (the "Reported Transaction"). However, the 55,926 figure omitted shares of Common Stock the Reporting Person had previously acquired pursuant to the Issuer's dividend reinvestment plan. After correction, the number of shares of Common Stock beneficially owned by the Reporting Person following the Reported Transaction was 56,617 shares.

F2

Includes shares of Common Stock received pursuant to the Issuer's dividend reinvestment plan.

看 SEC EDGAR 上的完整原文 (在新分頁開啟)