Pomeroy Robert D. Jr.'s Form 4 filing
Horizon Technology Finance Corp (HRZN) · filed Dec 7, 2021
- Accession no.
- 0001415889-21-005736
- Filed
- Dec 7, 2021
- Trade date
- Dec 6, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 0 derivative transactions. Open-market purchases total $50.0K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Pomeroy Robert D. Jr.CIK 0001503748 | Director, Officer (CHIEF EXECUTIVE OFFICER) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 6, 2021 | Common Stock | PPurchaseAcquired | +2,500 | $16.11 | +$40,275 | 146,244 | Direct | |
| Dec 6, 2021 | Common Stock | PPurchaseAcquired | +600 | $16.13 | +$9,678 | 6,448 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.