Horizon Technology Finance Corp
HRZN- Exchange
- Nasdaq
- SEC CIK
- 0001487428
No open-market purchases or sales by Horizon Technology Finance Corp insiders were filed in the last 90 days; 108 institutions reported holding it in 13F filings for Q2 2026, worth $37.7M in total; no superinvestor holds it.
Other share classesHTFC
13F holders, Q3 2022
Institutional positions in Horizon Technology Finance Corp as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 58
- −5 vs. Q2 2022
- Shares held
- 2.60M
- −592.1K (−18.6%) vs. Q2 2022
- Total value
- $26.0M
- −$10.4M (−28.5%) vs. Q2 2022
- New holders
- 10
- 24 more added
- Sold out
- 15
- 14 more reduced
1 institution that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HRZN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 108 | $37.7M |
| Q1 2026 | 55 | $13.5M |
| Q4 2025 | 66 | $25.8M |
| Q3 2025 | 63 | $19.2M |
| Q2 2025 | 61 | $18.9M |
| Q1 2025 | 67 | $30.1M |
| Q4 2024 | 82 | $30.3M |
| Q3 2024 | 67 | $26.7M |
| Q2 2024 | 56 | $26.9M |
| Q1 2024 | 61 | $23.8M |
| Q4 2023 | 55 | $21.4M |
| Q3 2023 | 46 | $20.7M |
| Q2 2023 | 50 | $19.7M |
| Q1 2023 | 52 | $17.7M |
| Q4 2022 | 70 | $31.7M |
| Q3 2022 | 58 | $26.0M |
| Q2 2022 | 64 | $36.4M |
| Q1 2022 | 69 | $32.8M |
| Q4 2021 | 57 | $37.9M |
| Q3 2021 | 47 | $30.8M |
| Q2 2021 | 51 | $32.6M |
| Q1 2021 | 51 | $25.0M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Horizon Technology Finance Corp; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Shelton Capital Management | 389,700 | $3.90M | 0.19% | −70,300−15.3% | Reduced |
| Advisors Asset Management, Inc. | 271,106 | $2.71M | 0.06% | +15,522+6.1% | Added |
| Two Sigma Advisers, LP | 236,397 | $2.37M | 0.01% | −45,500−16.1% | Reduced |
| Eqis Capital Management, Inc. | 182,785 | $1.83M | 0.21% | −50.0% | Reduced |
| Millennium Management LLC | 155,907 | $1.56M | 0.00% | +103,255+196.1% | Added |
| Green Alpha Advisors, LLC | 150,659 | $1.51M | 1.28% | −441,911−74.6% | Reduced |
| BlackRock Inc. | 135,641 | $1.36M | 0.00% | −6,310−4.4% | Reduced |
| Marshall Wace, LLP | 133,634 | $1.34M | 0.00% | +27,432+25.8% | Added |
| Two Sigma Investments, LP | 87,921 | $880.0K | 0.00% | −104,128−54.2% | Reduced |
| Citadel Advisors LLC | 60,320 | $604.0K | 0.00% | +60,320 | New |
| Morgan Stanley | 55,421 | $554.0K | 0.00% | +9,473+20.6% | Added |
| Natixis Advisors, L.P. | 53,418 | $535.0K | 0.00% | +3,896+7.9% | Added |
| Invesco Ltd. | 53,000 | $531.0K | 0.00% | −3,848−6.8% | Reduced |
| Mackenzie Financial Corp | 42,989 | $430.0K | 0.00% | −15,282−26.2% | Reduced |
| Gitterman Wealth Management, LLC | 38,996 | $390.0K | 0.40% | +5,699+17.1% | Added |
| Royal Bank of Canada | 38,000 | $380.0K | 0.00% | +2,786+7.9% | Added |
| Virtus ETF Advisers LLC | 37,229 | $373.0K | 0.15% | −14,844−28.5% | Reduced |
| Quadrature Capital Ltd | 32,268 | $323.0K | 0.01% | +32,268 | New |
| Pathstone Family Office, LLC | 31,380 | $314.7K | 0.01% | +416+1.3% | Added |
| CPR Investments Inc. | 28,951 | $290.0K | 0.37% | −18,509−39.0% | Reduced |
| Graypoint LLC | 29,000 | $290.0K | 0.04% | +29,000 | New |
| ETF Store, Inc. | 27,799 | $278.0K | 0.24% | +2,576+10.2% | Added |
| Commonwealth Equity Services, LLC | 25,455 | $254.0K | 0.00% | +2,394+10.4% | Added |
| LPL Financial LLC | 24,687 | $247.0K | 0.00% | +2,671+12.1% | Added |
| Wells Fargo & Company | 24,464 | $244.0K | 0.00% | +13,352+120.2% | Added |
| PEAK6 Investments LLC | 24,057 | $241.0K | 0.01% | +6,491+37.0% | Added |
| Advisor Group Holdings, Inc. | 23,913 | $240.0K | 0.00% | +3,368+16.4% | Added |
| Great West Life Assurance Co | 23,251 | $231.0K | 0.00% | +942+4.2% | Added |
| Ameriprise Financial Inc | 21,408 | $214.0K | 0.00% | +889+4.3% | Added |
| Envestnet Asset Management Inc | 20,303 | $203.0K | 0.00% | +1,480+7.9% | Added |
| Belpointe Asset Management LLC | 19,622 | $196.0K | 0.01% | −340−1.7% | Reduced |
| National Asset Management, Inc. | 16,165 | $162.0K | 0.00% | +2,548+18.7% | Added |
| First Affirmative Financial Network | 15,870 | $159.0K | 0.20% | +136+0.9% | Added |
| UBS Group AG | 14,731 | $147.0K | 0.00% | −12,309−45.5% | Reduced |
| AlphaStar Capital Management, LLC | 10,131 | $101.0K | 0.01% | +111+1.1% | Added |
| Arete Wealth Advisors, LLC | 10,126 | $101.0K | 0.01% | +10,126 | New |
| Wilbanks Smith & Thomas Asset Management LLC | 10,000 | $100.0K | 0.00% | 00.0% | Unchanged |
| Creative Financial Designs Inc | 10,007 | $100.0K | 0.02% | +1,173+13.3% | Added |
| BDO Wealth Advisors, LLC | 7,890 | $79.0K | 0.01% | +2,000+34.0% | Added |
| BNP Paribas Arbitrage, SA | 5,200 | $52.1K | 0.00% | +5,200 | New |
| American Portfolios Advisors | 4,220 | $42.2K | 0.00% | 00.0% | Unchanged |
| Aquatic Capital Management LLC | 3,700 | $37.0K | 0.00% | +900+32.1% | Added |
| The PNC Financial Services Group, Inc. | 2,000 | $20.0K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 1,954 | $19.0K | 0.00% | +1,954 | New |
| US Bancorp | 850 | $9.00K | 0.00% | 00.0% | Unchanged |
| Pin Oak Investment Advisors Inc | 800 | $8.00K | 0.01% | 00.0% | Unchanged |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 700 | $7.00K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 565 | $6.00K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 507 | $5.00K | 0.00% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 473 | $4.00K | 0.00% | +473 | New |
| Hudock, Inc. | 358 | $3.00K | 0.00% | −351−49.5% | Reduced |
| Spire Wealth Management | 302 | $3.00K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 236 | $2.00K | 0.00% | +6+2.6% | Added |
| Johnson Financial Group, Inc. | 164 | $2.00K | 0.00% | +164 | New |
| Sound Income Strategies, LLC | 50 | $1.00K | 0.00% | 00.0% | Unchanged |
| Massmutual Trust Co FSB | 114 | $1.00K | 0.00% | +114 | New |
| Geneos Wealth Management Inc. | 52 | $0 | 0.00% | −1,460−96.6% | Reduced |
| FMR LLC | 2 | $0 | 0.00% | +2 | New |
| Wolverine Trading, LLC | 0 | $0 | 0.00% | −37,139−100.0% | Sold out |
| Tudor Investment Corp Et Al | 0 | $0 | 0.00% | −35,779−100.0% | Sold out |
| Bank of Montreal | 0 | $0 | 0.00% | −24,300−100.0% | Sold out |
| Parisi Gray Wealth Management | 0 | $0 | 0.00% | −22,000−100.0% | Sold out |
| Brown Advisory Securities, LLC | 0 | $0 | 0.00% | −14,262−100.0% | Sold out |
| Raymond James & Associates | 0 | $0 | 0.00% | −13,564−100.0% | Sold out |
| Nia Impact Advisors, LLC | 0 | $0 | 0.00% | −10,478−100.0% | Sold out |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −3,969−100.0% | Sold out |
| Patriot Financial Group Insurance Agency, LLC | 0 | $0 | 0.00% | −3,990−100.0% | Sold out |
| Retirement Group, LLC | 0 | $0 | 0.00% | −262−100.0% | Sold out |
| CoreCap Advisors, LLC | 0 | $0 | 0.00% | −190−100.0% | Sold out |
| Citigroup Inc | 0 | $0 | 0.00% | −75−100.0% | Sold out |
| Sterling Investment Advisors, Ltd. | 0 | $0 | 0.00% | −87−100.0% | Sold out |
| Achmea Investment Management B.V. | 0 | $0 | 0.00% | −25−100.0% | Sold out |
| Tredje AP-fonden | 0 | $0 | 0.00% | −40,000−100.0% | Sold out |
| B. Riley Wealth Management, Inc. | – | – | – | – | Not filed |