Horizon Technology Finance Corp
HRZN- Exchange
- Nasdaq
- SEC CIK
- 0001487428
No open-market purchases or sales by Horizon Technology Finance Corp insiders were filed in the last 90 days; 108 institutions reported holding it in 13F filings for Q2 2026, worth $37.7M in total; no superinvestor holds it.
Other share classesHTFC
13F holders, Q4 2021
Institutional positions in Horizon Technology Finance Corp as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 57
- +10 vs. Q3 2021
- Shares held
- 2.42M
- +470.9K (+24.1%) vs. Q3 2021
- Total value
- $37.9M
- +$7.18M (+23.4%) vs. Q3 2021
- New holders
- 17
- 23 more added
- Sold out
- 7
- 8 more reduced
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HRZN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 108 | $37.7M |
| Q1 2026 | 55 | $13.5M |
| Q4 2025 | 66 | $25.8M |
| Q3 2025 | 63 | $19.2M |
| Q2 2025 | 61 | $18.9M |
| Q1 2025 | 67 | $30.1M |
| Q4 2024 | 82 | $30.3M |
| Q3 2024 | 67 | $26.7M |
| Q2 2024 | 56 | $26.9M |
| Q1 2024 | 61 | $23.8M |
| Q4 2023 | 55 | $21.4M |
| Q3 2023 | 46 | $20.7M |
| Q2 2023 | 50 | $19.7M |
| Q1 2023 | 52 | $17.7M |
| Q4 2022 | 70 | $31.7M |
| Q3 2022 | 58 | $26.0M |
| Q2 2022 | 64 | $36.4M |
| Q1 2022 | 69 | $32.8M |
| Q4 2021 | 57 | $37.9M |
| Q3 2021 | 47 | $30.8M |
| Q2 2021 | 51 | $32.6M |
| Q1 2021 | 51 | $25.0M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Horizon Technology Finance Corp; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Shelton Capital Management | 378,000 | $6.02M | 0.21% | +53,000+16.3% | Added |
| Advisors Asset Management, Inc. | 249,486 | $3.97M | 0.06% | +17,252+7.4% | Added |
| Eqis Capital Management, Inc. | 188,892 | $3.01M | 0.22% | +12,031+6.8% | Added |
| Two Sigma Advisers, LP | 166,497 | $2.65M | 0.01% | +10,300+6.6% | Added |
| Two Sigma Investments, LP | 158,344 | $2.52M | 0.01% | +29,845+23.2% | Added |
| BlackRock Inc. | 136,032 | $2.17M | 0.00% | +11,553+9.3% | Added |
| Green Alpha Advisors, LLC | 122,049 | $1.94M | 1.31% | +9,680+8.6% | Added |
| Millennium Management LLC | 104,587 | $1.67M | 0.00% | +104,587 | New |
| Mackenzie Financial Corp | 86,102 | $1.37M | 0.00% | +177+0.2% | Added |
| Citadel Advisors LLC | 68,435 | $1.09M | 0.00% | +68,435 | New |
| Invesco Ltd. | 57,891 | $922.0K | 0.00% | +4,443+8.3% | Added |
| Marshall Wace, LLP | 44,072 | $702.0K | 0.00% | +44,072 | New |
| Morgan Stanley | 42,777 | $682.0K | 0.00% | +6,048+16.5% | Added |
| Natixis Advisors, L.P. | 41,932 | $668.0K | 0.00% | +7,658+22.3% | Added |
| Wells Fargo & Company | 34,333 | $546.0K | 0.00% | −7,174−17.3% | Reduced |
| CPR Investments Inc. | 34,206 | $545.0K | 0.39% | +34,206 | New |
| Gitterman Wealth Management, LLC | 32,238 | $520.0K | 0.39% | +2,150+7.1% | Added |
| Virtus ETF Advisers LLC | 27,718 | $441.0K | 0.17% | −3,502−11.2% | Reduced |
| Pathstone Family Office, LLC | 27,423 | $437.0K | 0.01% | +623+2.3% | Added |
| Quadrature Capital Ltd | 26,589 | $423.0K | 0.02% | +26,589 | New |
| Envestnet Asset Management Inc | 26,118 | $416.0K | 0.00% | +3,241+14.2% | Added |
| ETF Store, Inc. | 22,234 | $355.0K | 0.27% | +22,234 | New |
| Parisi Gray Wealth Management | 22,000 | $350.0K | 0.13% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 20,143 | $320.0K | 0.00% | −23−0.1% | Reduced |
| Advisor Group Holdings, Inc. | 20,006 | $319.0K | 0.00% | +4,213+26.7% | Added |
| LPL Financial LLC | 18,894 | $301.0K | 0.00% | +2,000+11.8% | Added |
| Jump Financial, LLC | 18,400 | $293.0K | 0.02% | +18,400 | New |
| D. E. Shaw & Co., Inc. | 18,209 | $290.0K | 0.00% | +18,209 | New |
| Jefferies Group LLC | 18,000 | $286.6K | 0.01% | +18,000 | New |
| UBS Group AG | 16,991 | $270.0K | 0.00% | +81+0.5% | Added |
| Ameriprise Financial Inc | 16,423 | $261.0K | 0.00% | −42−0.3% | Reduced |
| Brown Advisory Securities, LLC | 15,662 | $249.0K | 0.11% | 00.0% | Unchanged |
| Raymond James & Associates | 14,511 | $231.0K | 0.00% | +20.0% | Added |
| Hennion & Walsh Asset Management, Inc. | 12,987 | $207.0K | 0.01% | −1,462−10.1% | Reduced |
| Trexquant Investment LP | 12,845 | $204.0K | 0.01% | +12,845 | New |
| Belpointe Asset Management LLC | 12,750 | $203.0K | 0.01% | +12,750 | New |
| Sheaff Brock Investment Advisors, LLC | 11,498 | $183.0K | 0.02% | 00.0% | Unchanged |
| First Affirmative Financial Network | 10,683 | $170.0K | 0.16% | +10,683 | New |
| Creative Financial Designs Inc | 8,525 | $136.0K | 0.02% | +141+1.7% | Added |
| JPMorgan Chase & Co | 7,380 | $117.0K | 0.00% | +7,377+245,900.0% | Added |
| Great West Life Assurance Co | 6,388 | $101.0K | 0.00% | −222−3.4% | Reduced |
| Royal Bank of Canada | 6,214 | $99.0K | 0.00% | 00.0% | Unchanged |
| Patriot Financial Group Insurance Agency, LLC | 3,813 | $61.0K | 0.01% | +530+16.1% | Added |
| PEAK6 Investments LLC | 2,602 | $41.0K | 0.00% | +2,602 | New |
| BDO Wealth Advisors, LLC | 2,390 | $38.0K | 0.00% | 00.0% | Unchanged |
| American Portfolios Advisors | 2,220 | $35.3K | 0.00% | +100+4.7% | Added |
| Signet Financial Management, LLC | 2,207 | $35.0K | 0.01% | +2,207 | New |
| Geneos Wealth Management Inc. | 1,512 | $24.0K | 0.00% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 900 | $14.3K | 0.00% | +900 | New |
| US Bancorp | 850 | $14.0K | 0.00% | 00.0% | Unchanged |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 700 | $11.0K | 0.00% | +700 | New |
| Bank of America Corp | 501 | $8.00K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 220 | $4.00K | 0.00% | +220 | New |
| Sterling Investment Advisors, Ltd. | 83 | $1.00K | 0.00% | +1+1.2% | Added |
| Sound Income Strategies, LLC | 50 | $1.00K | 0.00% | 00.0% | Unchanged |
| FMR LLC | 1 | $0 | 0.00% | −1−50.0% | Reduced |
| Tredje AP-fonden | 40,000 | – | – | −20,000−33.3% | Reduced |
| LSV Asset Management | 0 | $0 | 0.00% | −55,903−100.0% | Sold out |
| AXA S.A. | 0 | $0 | 0.00% | −12,600−100.0% | Sold out |
| Group One Trading, L.P. | 0 | $0 | 0.00% | −6,230−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −782−100.0% | Sold out |
| Harbour Investments, Inc. | 0 | $0 | 0.00% | −443−100.0% | Sold out |
| Cutler Group LP | 0 | $0 | 0.00% | −453−100.0% | Sold out |
| Central Trust Co | 0 | $0 | 0.00% | −369−100.0% | Sold out |