Horizon Technology Finance Corp
HRZN- Exchange
- Nasdaq
- SEC CIK
- 0001487428
No open-market purchases or sales by Horizon Technology Finance Corp insiders were filed in the last 90 days; 108 institutions reported holding it in 13F filings for Q2 2026, worth $37.7M in total; no superinvestor holds it.
Other share classesHTFC
13F holders, Q4 2021
Institutional positions in Horizon Technology Finance Corp as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 57
- +10 vs. Q3 2021
- Shares held
- 2.42M
- +470.9K (+24.1%) vs. Q3 2021
- Total value
- $37.9M
- +$7.18M (+23.4%) vs. Q3 2021
- New holders
- 17
- 23 more added
- Sold out
- 7
- 8 more reduced
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HRZN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 108 | $37.7M |
| Q1 2026 | 55 | $13.5M |
| Q4 2025 | 66 | $25.8M |
| Q3 2025 | 63 | $19.2M |
| Q2 2025 | 61 | $18.9M |
| Q1 2025 | 67 | $30.1M |
| Q4 2024 | 82 | $30.3M |
| Q3 2024 | 67 | $26.7M |
| Q2 2024 | 56 | $26.9M |
| Q1 2024 | 61 | $23.8M |
| Q4 2023 | 55 | $21.4M |
| Q3 2023 | 46 | $20.7M |
| Q2 2023 | 50 | $19.7M |
| Q1 2023 | 52 | $17.7M |
| Q4 2022 | 70 | $31.7M |
| Q3 2022 | 58 | $26.0M |
| Q2 2022 | 64 | $36.4M |
| Q1 2022 | 69 | $32.8M |
| Q4 2021 | 57 | $37.9M |
| Q3 2021 | 47 | $30.8M |
| Q2 2021 | 51 | $32.6M |
| Q1 2021 | 51 | $25.0M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Horizon Technology Finance Corp; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 1 | $0 | 0.00% | −1−50.0% | Reduced |
| Sterling Investment Advisors, Ltd. | 83 | $1.00K | 0.00% | +1+1.2% | Added |
| Sound Income Strategies, LLC | 50 | $1.00K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 220 | $4.00K | 0.00% | +220 | New |
| Bank of America Corp | 501 | $8.00K | 0.00% | 00.0% | Unchanged |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 700 | $11.0K | 0.00% | +700 | New |
| US Bancorp | 850 | $14.0K | 0.00% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 900 | $14.3K | 0.00% | +900 | New |
| Geneos Wealth Management Inc. | 1,512 | $24.0K | 0.00% | 00.0% | Unchanged |
| Signet Financial Management, LLC | 2,207 | $35.0K | 0.01% | +2,207 | New |
| American Portfolios Advisors | 2,220 | $35.3K | 0.00% | +100+4.7% | Added |
| BDO Wealth Advisors, LLC | 2,390 | $38.0K | 0.00% | 00.0% | Unchanged |
| PEAK6 Investments LLC | 2,602 | $41.0K | 0.00% | +2,602 | New |
| Patriot Financial Group Insurance Agency, LLC | 3,813 | $61.0K | 0.01% | +530+16.1% | Added |
| Royal Bank of Canada | 6,214 | $99.0K | 0.00% | 00.0% | Unchanged |
| Great West Life Assurance Co | 6,388 | $101.0K | 0.00% | −222−3.4% | Reduced |
| JPMorgan Chase & Co | 7,380 | $117.0K | 0.00% | +7,377+245,900.0% | Added |
| Creative Financial Designs Inc | 8,525 | $136.0K | 0.02% | +141+1.7% | Added |
| First Affirmative Financial Network | 10,683 | $170.0K | 0.16% | +10,683 | New |
| Sheaff Brock Investment Advisors, LLC | 11,498 | $183.0K | 0.02% | 00.0% | Unchanged |
| Belpointe Asset Management LLC | 12,750 | $203.0K | 0.01% | +12,750 | New |
| Trexquant Investment LP | 12,845 | $204.0K | 0.01% | +12,845 | New |
| Hennion & Walsh Asset Management, Inc. | 12,987 | $207.0K | 0.01% | −1,462−10.1% | Reduced |
| Raymond James & Associates | 14,511 | $231.0K | 0.00% | +20.0% | Added |
| Brown Advisory Securities, LLC | 15,662 | $249.0K | 0.11% | 00.0% | Unchanged |
| Ameriprise Financial Inc | 16,423 | $261.0K | 0.00% | −42−0.3% | Reduced |
| UBS Group AG | 16,991 | $270.0K | 0.00% | +81+0.5% | Added |
| Jefferies Group LLC | 18,000 | $286.6K | 0.01% | +18,000 | New |
| D. E. Shaw & Co., Inc. | 18,209 | $290.0K | 0.00% | +18,209 | New |
| Jump Financial, LLC | 18,400 | $293.0K | 0.02% | +18,400 | New |
| LPL Financial LLC | 18,894 | $301.0K | 0.00% | +2,000+11.8% | Added |
| Advisor Group Holdings, Inc. | 20,006 | $319.0K | 0.00% | +4,213+26.7% | Added |
| Commonwealth Equity Services, LLC | 20,143 | $320.0K | 0.00% | −23−0.1% | Reduced |
| Parisi Gray Wealth Management | 22,000 | $350.0K | 0.13% | 00.0% | Unchanged |
| ETF Store, Inc. | 22,234 | $355.0K | 0.27% | +22,234 | New |
| Envestnet Asset Management Inc | 26,118 | $416.0K | 0.00% | +3,241+14.2% | Added |
| Quadrature Capital Ltd | 26,589 | $423.0K | 0.02% | +26,589 | New |
| Pathstone Family Office, LLC | 27,423 | $437.0K | 0.01% | +623+2.3% | Added |
| Virtus ETF Advisers LLC | 27,718 | $441.0K | 0.17% | −3,502−11.2% | Reduced |
| Gitterman Wealth Management, LLC | 32,238 | $520.0K | 0.39% | +2,150+7.1% | Added |
| CPR Investments Inc. | 34,206 | $545.0K | 0.39% | +34,206 | New |
| Wells Fargo & Company | 34,333 | $546.0K | 0.00% | −7,174−17.3% | Reduced |
| Natixis Advisors, L.P. | 41,932 | $668.0K | 0.00% | +7,658+22.3% | Added |
| Morgan Stanley | 42,777 | $682.0K | 0.00% | +6,048+16.5% | Added |
| Marshall Wace, LLP | 44,072 | $702.0K | 0.00% | +44,072 | New |
| Invesco Ltd. | 57,891 | $922.0K | 0.00% | +4,443+8.3% | Added |
| Citadel Advisors LLC | 68,435 | $1.09M | 0.00% | +68,435 | New |
| Mackenzie Financial Corp | 86,102 | $1.37M | 0.00% | +177+0.2% | Added |
| Millennium Management LLC | 104,587 | $1.67M | 0.00% | +104,587 | New |
| Green Alpha Advisors, LLC | 122,049 | $1.94M | 1.31% | +9,680+8.6% | Added |
| BlackRock Inc. | 136,032 | $2.17M | 0.00% | +11,553+9.3% | Added |
| Two Sigma Investments, LP | 158,344 | $2.52M | 0.01% | +29,845+23.2% | Added |
| Two Sigma Advisers, LP | 166,497 | $2.65M | 0.01% | +10,300+6.6% | Added |
| Eqis Capital Management, Inc. | 188,892 | $3.01M | 0.22% | +12,031+6.8% | Added |
| Advisors Asset Management, Inc. | 249,486 | $3.97M | 0.06% | +17,252+7.4% | Added |
| Shelton Capital Management | 378,000 | $6.02M | 0.21% | +53,000+16.3% | Added |
| Tredje AP-fonden | 40,000 | – | – | −20,000−33.3% | Reduced |
| LSV Asset Management | 0 | $0 | 0.00% | −55,903−100.0% | Sold out |
| AXA S.A. | 0 | $0 | 0.00% | −12,600−100.0% | Sold out |
| Group One Trading, L.P. | 0 | $0 | 0.00% | −6,230−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −782−100.0% | Sold out |
| Harbour Investments, Inc. | 0 | $0 | 0.00% | −443−100.0% | Sold out |
| Cutler Group LP | 0 | $0 | 0.00% | −453−100.0% | Sold out |
| Central Trust Co | 0 | $0 | 0.00% | −369−100.0% | Sold out |