Horizon Technology Finance Corp
HRZN- Exchange
- Nasdaq
- SEC CIK
- 0001487428
No open-market purchases or sales by Horizon Technology Finance Corp insiders were filed in the last 90 days; 108 institutions reported holding it in 13F filings for Q2 2026, worth $37.7M in total; no superinvestor holds it.
Other share classesHTFC
13F holders, Q2 2025
Institutional positions in Horizon Technology Finance Corp as of Jun 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 61
- −4 vs. Q1 2025
- Shares held
- 2.61M
- −575.0K (−18.1%) vs. Q1 2025
- Total value
- $18.9M
- −$11.1M (−37.0%) vs. Q1 2025
- New holders
- 16
- 19 more added
- Sold out
- 20
- 13 more reduced
2 institutions that held it in Q1 2025 haven't filed for Q2 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HRZN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 108 | $37.7M |
| Q1 2026 | 55 | $13.5M |
| Q4 2025 | 66 | $25.8M |
| Q3 2025 | 63 | $19.2M |
| Q2 2025 | 61 | $18.9M |
| Q1 2025 | 67 | $30.1M |
| Q4 2024 | 82 | $30.3M |
| Q3 2024 | 67 | $26.7M |
| Q2 2024 | 56 | $26.9M |
| Q1 2024 | 61 | $23.8M |
| Q4 2023 | 55 | $21.4M |
| Q3 2023 | 46 | $20.7M |
| Q2 2023 | 50 | $19.7M |
| Q1 2023 | 52 | $17.7M |
| Q4 2022 | 70 | $31.7M |
| Q3 2022 | 58 | $26.0M |
| Q2 2022 | 64 | $36.4M |
| Q1 2022 | 69 | $32.8M |
| Q4 2021 | 57 | $37.9M |
| Q3 2021 | 47 | $30.8M |
| Q2 2021 | 51 | $32.6M |
| Q1 2021 | 51 | $25.0M |
Institutions, Q2 2025
Shares, value and share of portfolio for each institution holding Horizon Technology Finance Corp; share changes are against Q1 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Green Alpha Advisors, LLC | 387,726 | $2.79M | 2.67% | +28,984+8.1% | Added |
| Legal & General Group Plc | 267,323 | $1.92M | 0.00% | −228−0.1% | Reduced |
| BlackRock, Inc. | 233,022 | $1.68M | 0.00% | +59,308+34.1% | Added |
| Connecticut Wealth Management, LLC | 211,358 | $1.52M | 0.07% | +610+0.3% | Added |
| Virtus Investment Advisers, Inc. | 177,768 | $1.28M | 0.43% | +36,226+25.6% | Added |
| Eqis Capital Management, Inc. | 106,849 | $769.3K | 0.06% | −3,770−3.4% | Reduced |
| Two Sigma Investments, LP | 88,770 | $639.1K | 0.00% | −175,677−66.4% | Reduced |
| LPL Financial LLC | 84,268 | $606.7K | 0.00% | −4,528−5.1% | Reduced |
| UBS Group AG | 76,248 | $549.0K | 0.00% | +30,986+68.5% | Added |
| Two Sigma Advisers, LP | 70,297 | $506.1K | 0.00% | −168,700−70.6% | Reduced |
| International Assets Investment Management, LLC | 57,135 | $473.1K | 0.04% | +57,135 | New |
| Cetera Investment Advisers | 64,344 | $463.3K | 0.00% | +1,336+2.1% | Added |
| Royal Bank of Canada | 64,419 | $463.0K | 0.00% | +45,105+233.5% | Added |
| ETF Store, Inc. | 56,078 | $403.8K | 0.47% | +730+1.3% | Added |
| Morgan Stanley | 50,160 | $361.2K | 0.00% | −66,292−56.9% | Reduced |
| First Financial Bank - Trust Division | 45,725 | $329.2K | 0.03% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 45,442 | $327.3K | 0.00% | +489+1.1% | Added |
| Great West Life Assurance Co | 43,268 | $312.0K | 0.00% | +7,197+20.0% | Added |
| Oxford Asset Management LLP | 39,603 | $285.1K | 0.09% | +39,603 | New |
| Wells Fargo & Company | 39,313 | $283.1K | 0.00% | +1,921+5.1% | Added |
| Jackson Thornton Asset Management, LLC | 35,647 | $277.7K | 0.03% | −442−1.2% | Reduced |
| AQR Capital Management LLC | 35,647 | $256.7K | 0.00% | −442−1.2% | Reduced |
| IMC-Chicago, LLC | 34,918 | $251.4K | 0.01% | +34,918 | New |
| Pathstone Holdings, LLC | 23,510 | $171.9K | 0.00% | −831−3.4% | Reduced |
| Envestnet Asset Management Inc | 20,926 | $150.7K | 0.00% | −4,038−16.2% | Reduced |
| Susquehanna International Group, LLP | 18,901 | $136.1K | 0.00% | +18,901 | New |
| Quantbot Technologies LP | 17,332 | $124.8K | 0.00% | +13,007+300.7% | Added |
| Squarepoint Ops LLC | 17,175 | $123.7K | 0.00% | +17,175 | New |
| BNP Paribas Arbitrage, SA | 16,900 | $121.7K | 0.00% | +16,900 | New |
| Prime Capital Investment Advisors, LLC | 15,770 | $113.5K | 0.00% | +1,132+7.7% | Added |
| Marshall Wace, LLP | 14,283 | $102.8K | 0.00% | +14,283 | New |
| Jane Street Group, LLC | 14,170 | $102.0K | 0.00% | +14,170 | New |
| Group One Trading, L.P. | 14,040 | $101.1K | 0.00% | +13,072+1,350.4% | Added |
| Cambridge Investment Research Advisors, Inc. | 14,076 | $101.0K | 0.00% | −640−4.3% | Reduced |
| Raymond James Financial Inc | 13,793 | $99.3K | 0.00% | −144−1.0% | Reduced |
| Northern Trust Corp | 13,752 | $99.0K | 0.00% | +13,752 | New |
| Adell Harriman & Carpenter Inc | 12,000 | $86.4K | 0.01% | 00.0% | Unchanged |
| Y-Intercept (Hong Kong) Ltd | 10,731 | $77.3K | 0.00% | +10,731 | New |
| Two Sigma Securities, LLC | 10,632 | $76.5K | 0.01% | +10,632 | New |
| Allworth Financial LP | 10,205 | $73.5K | 0.00% | +10,205 | New |
| Mercer Global Advisors Inc | 10,000 | $72.0K | 0.00% | +10,000 | New |
| Tower Research Capital LLC (TRC) | 8,307 | $59.8K | 0.00% | +8,307 | New |
| Simplex Trading, LLC | 3,947 | $28.0K | 0.00% | +3,060+345.0% | Added |
| N.E.W. Advisory Services LLC | 3,800 | $27.4K | 0.00% | 00.0% | Unchanged |
| ORG Partners LLC | 2,120 | $15.3K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 1,653 | $11.9K | 0.00% | +476+40.4% | Added |
| Caitong International Asset Management Co., Ltd | 1,530 | $11.0K | 0.01% | +1,415+1,230.4% | Added |
| Chung Wu Investment Group, LLC | 1,100 | $7.92K | 0.01% | +1,100 | New |
| Pin Oak Investment Advisors Inc | 800 | $7.00K | 0.01% | 00.0% | Unchanged |
| Comerica Bank | 969 | $6.98K | 0.00% | +96+11.0% | Added |
| Salem Investment Counselors Inc | 700 | $5.04K | 0.00% | 00.0% | Unchanged |
| EverSource Wealth Advisors, LLC | 661 | $4.76K | 0.00% | +661 | New |
| MAI Capital Management | 511 | $3.68K | 0.00% | +401+364.5% | Added |
| Spire Wealth Management | 100 | $720 | 0.00% | 00.0% | Unchanged |
| Innovative Advisory Group, LLC | 100 | $720 | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 90 | $648 | 0.00% | −2,339−96.3% | Reduced |
| Principal Securities, Inc. | 83 | $598 | 0.00% | 00.0% | Unchanged |
| Pineridge Advisors LLC | 79 | $569 | 0.00% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 50 | $360 | 0.00% | 00.0% | Unchanged |
| Creekmur Asset Management LLC | 0 | $3 | 0.00% | 0 | Unchanged |
| CWM, LLC | 25 | $0 | 0.00% | 00.0% | Unchanged |
| TrueMark Investments, LLC | 0 | $0 | 0.00% | −272,512−100.0% | Sold out |
| Trexquant Investment LP | 0 | $0 | 0.00% | −197,539−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −71,119−100.0% | Sold out |
| Balyasny Asset Management LLC | 0 | $0 | 0.00% | −37,236−100.0% | Sold out |
| Wolverine Trading, LLC | 0 | $0 | 0.00% | −20,293−100.0% | Sold out |
| Verition Fund Management LLC | 0 | $0 | 0.00% | −18,823−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −15,080−100.0% | Sold out |
| Crew Capital Management, Ltd. | 0 | $0 | 0.00% | −10,671−100.0% | Sold out |
| Lido Advisors, LLC | 0 | $0 | 0.00% | −10,084−100.0% | Sold out |
| Mutual Advisors, LLC | 0 | $0 | 0.00% | −10,056−100.0% | Sold out |
| Farther Finance Advisors, LLC | 0 | $0 | 0.00% | −2,315−100.0% | Sold out |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −1,453−100.0% | Sold out |
| Coldstream Capital Management Inc | 0 | $0 | 0.00% | −1,233−100.0% | Sold out |
| Flaharty Asset Management, LLC | 0 | $0 | 0.00% | −1,075−100.0% | Sold out |
| Huntington National Bank | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| US Bancorp | 0 | $0 | 0.00% | −225−100.0% | Sold out |
| Hexagon Capital Partners LLC | 0 | $0 | 0.00% | −201−100.0% | Sold out |
| Parallel Advisors, LLC | 0 | $0 | 0.00% | −10−100.0% | Sold out |
| Danske Bank A/S | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| Hantz Financial Services, Inc. | 0 | $0 | 0.00% | −2−100.0% | Sold out |
| Sheaff Brock Investment Advisors, LLC | – | – | – | – | Not filed |
| Nova Wealth Management, Inc. | – | – | – | – | Not filed |