Horizon Technology Finance Corp
HRZN- Exchange
- Nasdaq
- SEC CIK
- 0001487428
No open-market purchases or sales by Horizon Technology Finance Corp insiders were filed in the last 90 days; 108 institutions reported holding it in 13F filings for Q2 2026, worth $37.7M in total; no superinvestor holds it.
Other share classesHTFC
13F holders, Q2 2025
Institutional positions in Horizon Technology Finance Corp as of Jun 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 61
- −4 vs. Q1 2025
- Shares held
- 2.61M
- −575.0K (−18.1%) vs. Q1 2025
- Total value
- $18.9M
- −$11.1M (−37.0%) vs. Q1 2025
- New holders
- 16
- 19 more added
- Sold out
- 20
- 13 more reduced
2 institutions that held it in Q1 2025 haven't filed for Q2 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HRZN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 108 | $37.7M |
| Q1 2026 | 55 | $13.5M |
| Q4 2025 | 66 | $25.8M |
| Q3 2025 | 63 | $19.2M |
| Q2 2025 | 61 | $18.9M |
| Q1 2025 | 67 | $30.1M |
| Q4 2024 | 82 | $30.3M |
| Q3 2024 | 67 | $26.7M |
| Q2 2024 | 56 | $26.9M |
| Q1 2024 | 61 | $23.8M |
| Q4 2023 | 55 | $21.4M |
| Q3 2023 | 46 | $20.7M |
| Q2 2023 | 50 | $19.7M |
| Q1 2023 | 52 | $17.7M |
| Q4 2022 | 70 | $31.7M |
| Q3 2022 | 58 | $26.0M |
| Q2 2022 | 64 | $36.4M |
| Q1 2022 | 69 | $32.8M |
| Q4 2021 | 57 | $37.9M |
| Q3 2021 | 47 | $30.8M |
| Q2 2021 | 51 | $32.6M |
| Q1 2021 | 51 | $25.0M |
Institutions, Q2 2025
Shares, value and share of portfolio for each institution holding Horizon Technology Finance Corp; share changes are against Q1 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| CWM, LLC | 25 | $0 | 0.00% | 00.0% | Unchanged |
| Creekmur Asset Management LLC | 0 | $3 | 0.00% | 0 | Unchanged |
| Sound Income Strategies, LLC | 50 | $360 | 0.00% | 00.0% | Unchanged |
| Pineridge Advisors LLC | 79 | $569 | 0.00% | 00.0% | Unchanged |
| Principal Securities, Inc. | 83 | $598 | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 90 | $648 | 0.00% | −2,339−96.3% | Reduced |
| Spire Wealth Management | 100 | $720 | 0.00% | 00.0% | Unchanged |
| Innovative Advisory Group, LLC | 100 | $720 | 0.00% | 00.0% | Unchanged |
| MAI Capital Management | 511 | $3.68K | 0.00% | +401+364.5% | Added |
| EverSource Wealth Advisors, LLC | 661 | $4.76K | 0.00% | +661 | New |
| Salem Investment Counselors Inc | 700 | $5.04K | 0.00% | 00.0% | Unchanged |
| Comerica Bank | 969 | $6.98K | 0.00% | +96+11.0% | Added |
| Pin Oak Investment Advisors Inc | 800 | $7.00K | 0.01% | 00.0% | Unchanged |
| Chung Wu Investment Group, LLC | 1,100 | $7.92K | 0.01% | +1,100 | New |
| Caitong International Asset Management Co., Ltd | 1,530 | $11.0K | 0.01% | +1,415+1,230.4% | Added |
| Bank of America Corp | 1,653 | $11.9K | 0.00% | +476+40.4% | Added |
| ORG Partners LLC | 2,120 | $15.3K | 0.00% | 00.0% | Unchanged |
| N.E.W. Advisory Services LLC | 3,800 | $27.4K | 0.00% | 00.0% | Unchanged |
| Simplex Trading, LLC | 3,947 | $28.0K | 0.00% | +3,060+345.0% | Added |
| Tower Research Capital LLC (TRC) | 8,307 | $59.8K | 0.00% | +8,307 | New |
| Mercer Global Advisors Inc | 10,000 | $72.0K | 0.00% | +10,000 | New |
| Allworth Financial LP | 10,205 | $73.5K | 0.00% | +10,205 | New |
| Two Sigma Securities, LLC | 10,632 | $76.5K | 0.01% | +10,632 | New |
| Y-Intercept (Hong Kong) Ltd | 10,731 | $77.3K | 0.00% | +10,731 | New |
| Adell Harriman & Carpenter Inc | 12,000 | $86.4K | 0.01% | 00.0% | Unchanged |
| Northern Trust Corp | 13,752 | $99.0K | 0.00% | +13,752 | New |
| Raymond James Financial Inc | 13,793 | $99.3K | 0.00% | −144−1.0% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 14,076 | $101.0K | 0.00% | −640−4.3% | Reduced |
| Group One Trading, L.P. | 14,040 | $101.1K | 0.00% | +13,072+1,350.4% | Added |
| Jane Street Group, LLC | 14,170 | $102.0K | 0.00% | +14,170 | New |
| Marshall Wace, LLP | 14,283 | $102.8K | 0.00% | +14,283 | New |
| Prime Capital Investment Advisors, LLC | 15,770 | $113.5K | 0.00% | +1,132+7.7% | Added |
| BNP Paribas Arbitrage, SA | 16,900 | $121.7K | 0.00% | +16,900 | New |
| Squarepoint Ops LLC | 17,175 | $123.7K | 0.00% | +17,175 | New |
| Quantbot Technologies LP | 17,332 | $124.8K | 0.00% | +13,007+300.7% | Added |
| Susquehanna International Group, LLP | 18,901 | $136.1K | 0.00% | +18,901 | New |
| Envestnet Asset Management Inc | 20,926 | $150.7K | 0.00% | −4,038−16.2% | Reduced |
| Pathstone Holdings, LLC | 23,510 | $171.9K | 0.00% | −831−3.4% | Reduced |
| IMC-Chicago, LLC | 34,918 | $251.4K | 0.01% | +34,918 | New |
| AQR Capital Management LLC | 35,647 | $256.7K | 0.00% | −442−1.2% | Reduced |
| Jackson Thornton Asset Management, LLC | 35,647 | $277.7K | 0.03% | −442−1.2% | Reduced |
| Wells Fargo & Company | 39,313 | $283.1K | 0.00% | +1,921+5.1% | Added |
| Oxford Asset Management LLP | 39,603 | $285.1K | 0.09% | +39,603 | New |
| Great West Life Assurance Co | 43,268 | $312.0K | 0.00% | +7,197+20.0% | Added |
| Advisor Group Holdings, Inc. | 45,442 | $327.3K | 0.00% | +489+1.1% | Added |
| First Financial Bank - Trust Division | 45,725 | $329.2K | 0.03% | 00.0% | Unchanged |
| Morgan Stanley | 50,160 | $361.2K | 0.00% | −66,292−56.9% | Reduced |
| ETF Store, Inc. | 56,078 | $403.8K | 0.47% | +730+1.3% | Added |
| Royal Bank of Canada | 64,419 | $463.0K | 0.00% | +45,105+233.5% | Added |
| Cetera Investment Advisers | 64,344 | $463.3K | 0.00% | +1,336+2.1% | Added |
| International Assets Investment Management, LLC | 57,135 | $473.1K | 0.04% | +57,135 | New |
| Two Sigma Advisers, LP | 70,297 | $506.1K | 0.00% | −168,700−70.6% | Reduced |
| UBS Group AG | 76,248 | $549.0K | 0.00% | +30,986+68.5% | Added |
| LPL Financial LLC | 84,268 | $606.7K | 0.00% | −4,528−5.1% | Reduced |
| Two Sigma Investments, LP | 88,770 | $639.1K | 0.00% | −175,677−66.4% | Reduced |
| Eqis Capital Management, Inc. | 106,849 | $769.3K | 0.06% | −3,770−3.4% | Reduced |
| Virtus Investment Advisers, Inc. | 177,768 | $1.28M | 0.43% | +36,226+25.6% | Added |
| Connecticut Wealth Management, LLC | 211,358 | $1.52M | 0.07% | +610+0.3% | Added |
| BlackRock, Inc. | 233,022 | $1.68M | 0.00% | +59,308+34.1% | Added |
| Legal & General Group Plc | 267,323 | $1.92M | 0.00% | −228−0.1% | Reduced |
| Green Alpha Advisors, LLC | 387,726 | $2.79M | 2.67% | +28,984+8.1% | Added |
| TrueMark Investments, LLC | 0 | $0 | 0.00% | −272,512−100.0% | Sold out |
| Trexquant Investment LP | 0 | $0 | 0.00% | −197,539−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −71,119−100.0% | Sold out |
| Balyasny Asset Management LLC | 0 | $0 | 0.00% | −37,236−100.0% | Sold out |
| Wolverine Trading, LLC | 0 | $0 | 0.00% | −20,293−100.0% | Sold out |
| Verition Fund Management LLC | 0 | $0 | 0.00% | −18,823−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −15,080−100.0% | Sold out |
| Crew Capital Management, Ltd. | 0 | $0 | 0.00% | −10,671−100.0% | Sold out |
| Lido Advisors, LLC | 0 | $0 | 0.00% | −10,084−100.0% | Sold out |
| Mutual Advisors, LLC | 0 | $0 | 0.00% | −10,056−100.0% | Sold out |
| Farther Finance Advisors, LLC | 0 | $0 | 0.00% | −2,315−100.0% | Sold out |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −1,453−100.0% | Sold out |
| Coldstream Capital Management Inc | 0 | $0 | 0.00% | −1,233−100.0% | Sold out |
| Flaharty Asset Management, LLC | 0 | $0 | 0.00% | −1,075−100.0% | Sold out |
| Huntington National Bank | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| US Bancorp | 0 | $0 | 0.00% | −225−100.0% | Sold out |
| Hexagon Capital Partners LLC | 0 | $0 | 0.00% | −201−100.0% | Sold out |
| Parallel Advisors, LLC | 0 | $0 | 0.00% | −10−100.0% | Sold out |
| Danske Bank A/S | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| Hantz Financial Services, Inc. | 0 | $0 | 0.00% | −2−100.0% | Sold out |
| Sheaff Brock Investment Advisors, LLC | – | – | – | – | Not filed |
| Nova Wealth Management, Inc. | – | – | – | – | Not filed |