Horizon Technology Finance Corp
HRZN- Exchange
- Nasdaq
- SEC CIK
- 0001487428
No open-market purchases or sales by Horizon Technology Finance Corp insiders were filed in the last 90 days; 108 institutions reported holding it in 13F filings for Q2 2026, worth $37.7M in total; no superinvestor holds it.
Other share classesHTFC
13F holders, Q2 2024
Institutional positions in Horizon Technology Finance Corp as of Jun 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 56
- −4 vs. Q1 2024
- Shares held
- 2.26M
- +168.0K (+8.0%) vs. Q1 2024
- Total value
- $26.9M
- +$3.25M (+13.8%) vs. Q1 2024
- New holders
- 12
- 15 more added
- Sold out
- 16
- 14 more reduced
1 institution that held it in Q1 2024 haven't filed for Q2 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HRZN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 108 | $37.7M |
| Q1 2026 | 55 | $13.5M |
| Q4 2025 | 66 | $25.8M |
| Q3 2025 | 63 | $19.2M |
| Q2 2025 | 61 | $18.9M |
| Q1 2025 | 67 | $30.1M |
| Q4 2024 | 82 | $30.3M |
| Q3 2024 | 67 | $26.7M |
| Q2 2024 | 56 | $26.9M |
| Q1 2024 | 61 | $23.8M |
| Q4 2023 | 55 | $21.4M |
| Q3 2023 | 46 | $20.7M |
| Q2 2023 | 50 | $19.7M |
| Q1 2023 | 52 | $17.7M |
| Q4 2022 | 70 | $31.7M |
| Q3 2022 | 58 | $26.0M |
| Q2 2022 | 64 | $36.4M |
| Q1 2022 | 69 | $32.8M |
| Q4 2021 | 57 | $37.9M |
| Q3 2021 | 47 | $30.8M |
| Q2 2021 | 51 | $32.6M |
| Q1 2021 | 51 | $25.0M |
Institutions, Q2 2024
Shares, value and share of portfolio for each institution holding Horizon Technology Finance Corp; share changes are against Q1 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Legal & General Group Plc | 278,791 | $3.36M | 0.00% | +8,883+3.3% | Added |
| Green Alpha Advisors, LLC | 222,810 | $2.68M | 2.16% | −6,133−2.7% | Reduced |
| Connecticut Wealth Management, LLC | 210,424 | $2.53M | 0.13% | 00.0% | Unchanged |
| Two Sigma Investments, LP | 181,546 | $2.19M | 0.01% | +109,297+151.3% | Added |
| LPL Financial LLC | 153,697 | $1.85M | 0.00% | +14,031+10.0% | Added |
| BlackRock Inc. | 129,736 | $1.56M | 0.00% | −1,030−0.8% | Reduced |
| Eqis Capital Management, Inc. | 107,466 | $1.29M | 0.11% | +8,776+8.9% | Added |
| Virtus ETF Advisers LLC | 87,046 | $1.05M | 0.51% | +38,968+81.1% | Added |
| Advisors Asset Management, Inc. | 76,035 | $915.5K | 0.02% | −50,242−39.8% | Reduced |
| Susquehanna International Group, LLP | 67,754 | $815.8K | 0.00% | +7,801+13.0% | Added |
| Morgan Stanley | 63,837 | $768.6K | 0.00% | −14,923−18.9% | Reduced |
| HRT Financial LP | 61,013 | $734.0K | 0.00% | +61,013 | New |
| The PNC Financial Services Group, Inc. | 58,328 | $702.3K | 0.00% | 00.0% | Unchanged |
| ETF Store, Inc. | 50,942 | $613.3K | 0.63% | +2,136+4.4% | Added |
| Two Sigma Advisers, LP | 49,597 | $597.1K | 0.00% | +49,597 | New |
| First Financial Bank - Trust Division | 43,552 | $520.0K | 0.05% | +43,552 | New |
| Cetera Investment Advisers | 39,836 | $479.6K | 0.00% | +5,590+16.3% | Added |
| Great West Life Assurance Co | 33,155 | $399.0K | 0.00% | +951+3.0% | Added |
| Pathstone Holdings, LLC | 30,286 | $365.2K | 0.00% | +614+2.1% | Added |
| Advisor Group Holdings, Inc. | 28,587 | $344.2K | 0.00% | −5,185−15.4% | Reduced |
| Wells Fargo & Company | 27,667 | $333.1K | 0.00% | +5,703+26.0% | Added |
| Sage Capital Management, LLC | 25,000 | $301.0K | 0.16% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 23,776 | $286.0K | 0.00% | +1,113+4.9% | Added |
| Royal Bank of Canada | 22,506 | $271.0K | 0.00% | −13,201−37.0% | Reduced |
| Envestnet Asset Management Inc | 20,906 | $251.7K | 0.00% | +3,089+17.3% | Added |
| Cambridge Investment Research Advisors, Inc. | 16,712 | $201.0K | 0.00% | −533−3.1% | Reduced |
| UBS Group AG | 14,178 | $170.7K | 0.00% | −2,045−12.6% | Reduced |
| Clearstead Advisors, LLC | 14,000 | $168.6K | 0.00% | +14,000 | New |
| Kovack Advisors, Inc. | 13,461 | $162.1K | 0.02% | −1,079−7.4% | Reduced |
| Astoria Portfolio Advisors LLC. | 13,227 | $159.3K | 0.06% | −1,378−9.4% | Reduced |
| Nia Impact Advisors, LLC | 12,588 | $151.6K | 0.05% | −859−6.4% | Reduced |
| CPR Investments Inc. | 10,559 | $127.1K | 0.11% | −873−7.6% | Reduced |
| Sheaff Brock Investment Advisors, LLC | 10,205 | $122.9K | 0.01% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 8,631 | $103.9K | 0.00% | +276+3.3% | Added |
| Creative Financial Designs Inc | 6,600 | $79.5K | 0.01% | 00.0% | Unchanged |
| Aquatic Capital Management LLC | 6,000 | $72.2K | 0.00% | +6,000 | New |
| International Assets Investment Management, LLC | 5,500 | $66.2K | 0.01% | +5,500 | New |
| Pin Oak Investment Advisors Inc | 1,903 | $23.0K | 0.02% | 00.0% | Unchanged |
| Bank of America Corp | 1,427 | $17.2K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 464 | $5.59K | 0.00% | +464 | New |
| Allworth Financial LP | 286 | $3.48K | 0.00% | +10+3.6% | Added |
| US Bancorp | 225 | $2.71K | 0.00% | 00.0% | Unchanged |
| Cypress Capital, LLC | 200 | $2.41K | 0.00% | +200 | New |
| 1620 Investment Advisors, Inc. | 155 | $1.87K | 0.00% | +155 | New |
| Spire Wealth Management | 100 | $1.20K | 0.00% | 00.0% | Unchanged |
| Principal Securities, Inc. | 83 | $999 | 0.00% | −19−18.6% | Reduced |
| Pineridge Advisors LLC | 79 | $951 | 0.00% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 50 | $602 | 0.00% | 00.0% | Unchanged |
| Camelot Portfolios, LLC | 39 | $471 | 0.00% | +39 | New |
| Qube Research & Technologies Ltd | 31 | $373 | 0.00% | 00.0% | Unchanged |
| Comerica Bank | 12 | $144 | 0.00% | +12 | New |
| FMR LLC | 2 | $24 | 0.00% | 00.0% | Unchanged |
| VitalStone Financial, LLC | 2 | $24 | 0.00% | 00.0% | Unchanged |
| Creekmur Asset Management LLC | 1 | $11 | 0.00% | −471−99.8% | Reduced |
| Hantz Financial Services, Inc. | 2 | $0 | 0.00% | 00.0% | Unchanged |
| Strategic Financial Concepts, LLC | 30,150 | – | – | +30,150 | New |
| Dynamic Technology Lab Private Ltd | 0 | $0 | 0.00% | −31,428−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −22,612−100.0% | Sold out |
| Paloma Partners Management Co | 0 | $0 | 0.00% | −18,384−100.0% | Sold out |
| Mirabella Financial Services LLP | 0 | $0 | 0.00% | −18,384−100.0% | Sold out |
| Jefferies Financial Group Inc. | 0 | $0 | 0.00% | −14,500−100.0% | Sold out |
| Capstone Investment Advisors, LLC | 0 | $0 | 0.00% | −10,900−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −9,286−100.0% | Sold out |
| Quantbot Technologies LP | 0 | $0 | 0.00% | −2,996−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −2,169−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −1,495−100.0% | Sold out |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 0 | $0 | 0.00% | −1,287−100.0% | Sold out |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −500−100.0% | Sold out |
| Cape Investment Advisory, Inc. | 0 | $0 | 0.00% | −271−100.0% | Sold out |
| Global Assets Advisory, LLC | 0 | $0 | 0.00% | −17,669−100.0% | Sold out |
| Sofos Investments, Inc. | 0 | $0 | 0.00% | −67−100.0% | Sold out |
| Northwestern Mutual Wealth Management Co | 0 | $0 | 0.00% | −10−100.0% | Sold out |
| Wilbanks Smith & Thomas Asset Management LLC | – | – | – | – | Not filed |