Horizon Technology Finance Corp
HRZN- Exchange
- Nasdaq
- SEC CIK
- 0001487428
No open-market purchases or sales by Horizon Technology Finance Corp insiders were filed in the last 90 days; 108 institutions reported holding it in 13F filings for Q2 2026, worth $37.7M in total; no superinvestor holds it.
Other share classesHTFC
13F holders, Q2 2024
Institutional positions in Horizon Technology Finance Corp as of Jun 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 56
- −4 vs. Q1 2024
- Shares held
- 2.26M
- +168.0K (+8.0%) vs. Q1 2024
- Total value
- $26.9M
- +$3.25M (+13.8%) vs. Q1 2024
- New holders
- 12
- 15 more added
- Sold out
- 16
- 14 more reduced
1 institution that held it in Q1 2024 haven't filed for Q2 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HRZN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 108 | $37.7M |
| Q1 2026 | 55 | $13.5M |
| Q4 2025 | 66 | $25.8M |
| Q3 2025 | 63 | $19.2M |
| Q2 2025 | 61 | $18.9M |
| Q1 2025 | 67 | $30.1M |
| Q4 2024 | 82 | $30.3M |
| Q3 2024 | 67 | $26.7M |
| Q2 2024 | 56 | $26.9M |
| Q1 2024 | 61 | $23.8M |
| Q4 2023 | 55 | $21.4M |
| Q3 2023 | 46 | $20.7M |
| Q2 2023 | 50 | $19.7M |
| Q1 2023 | 52 | $17.7M |
| Q4 2022 | 70 | $31.7M |
| Q3 2022 | 58 | $26.0M |
| Q2 2022 | 64 | $36.4M |
| Q1 2022 | 69 | $32.8M |
| Q4 2021 | 57 | $37.9M |
| Q3 2021 | 47 | $30.8M |
| Q2 2021 | 51 | $32.6M |
| Q1 2021 | 51 | $25.0M |
Institutions, Q2 2024
Shares, value and share of portfolio for each institution holding Horizon Technology Finance Corp; share changes are against Q1 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Hantz Financial Services, Inc. | 2 | $0 | 0.00% | 00.0% | Unchanged |
| Creekmur Asset Management LLC | 1 | $11 | 0.00% | −471−99.8% | Reduced |
| FMR LLC | 2 | $24 | 0.00% | 00.0% | Unchanged |
| VitalStone Financial, LLC | 2 | $24 | 0.00% | 00.0% | Unchanged |
| Comerica Bank | 12 | $144 | 0.00% | +12 | New |
| Qube Research & Technologies Ltd | 31 | $373 | 0.00% | 00.0% | Unchanged |
| Camelot Portfolios, LLC | 39 | $471 | 0.00% | +39 | New |
| Sound Income Strategies, LLC | 50 | $602 | 0.00% | 00.0% | Unchanged |
| Pineridge Advisors LLC | 79 | $951 | 0.00% | 00.0% | Unchanged |
| Principal Securities, Inc. | 83 | $999 | 0.00% | −19−18.6% | Reduced |
| Spire Wealth Management | 100 | $1.20K | 0.00% | 00.0% | Unchanged |
| 1620 Investment Advisors, Inc. | 155 | $1.87K | 0.00% | +155 | New |
| Cypress Capital, LLC | 200 | $2.41K | 0.00% | +200 | New |
| US Bancorp | 225 | $2.71K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 286 | $3.48K | 0.00% | +10+3.6% | Added |
| Harbour Investments, Inc. | 464 | $5.59K | 0.00% | +464 | New |
| Bank of America Corp | 1,427 | $17.2K | 0.00% | 00.0% | Unchanged |
| Pin Oak Investment Advisors Inc | 1,903 | $23.0K | 0.02% | 00.0% | Unchanged |
| International Assets Investment Management, LLC | 5,500 | $66.2K | 0.01% | +5,500 | New |
| Aquatic Capital Management LLC | 6,000 | $72.2K | 0.00% | +6,000 | New |
| Creative Financial Designs Inc | 6,600 | $79.5K | 0.01% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 8,631 | $103.9K | 0.00% | +276+3.3% | Added |
| Sheaff Brock Investment Advisors, LLC | 10,205 | $122.9K | 0.01% | 00.0% | Unchanged |
| CPR Investments Inc. | 10,559 | $127.1K | 0.11% | −873−7.6% | Reduced |
| Nia Impact Advisors, LLC | 12,588 | $151.6K | 0.05% | −859−6.4% | Reduced |
| Astoria Portfolio Advisors LLC. | 13,227 | $159.3K | 0.06% | −1,378−9.4% | Reduced |
| Kovack Advisors, Inc. | 13,461 | $162.1K | 0.02% | −1,079−7.4% | Reduced |
| Clearstead Advisors, LLC | 14,000 | $168.6K | 0.00% | +14,000 | New |
| UBS Group AG | 14,178 | $170.7K | 0.00% | −2,045−12.6% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 16,712 | $201.0K | 0.00% | −533−3.1% | Reduced |
| Envestnet Asset Management Inc | 20,906 | $251.7K | 0.00% | +3,089+17.3% | Added |
| Royal Bank of Canada | 22,506 | $271.0K | 0.00% | −13,201−37.0% | Reduced |
| Commonwealth Equity Services, LLC | 23,776 | $286.0K | 0.00% | +1,113+4.9% | Added |
| Sage Capital Management, LLC | 25,000 | $301.0K | 0.16% | 00.0% | Unchanged |
| Wells Fargo & Company | 27,667 | $333.1K | 0.00% | +5,703+26.0% | Added |
| Advisor Group Holdings, Inc. | 28,587 | $344.2K | 0.00% | −5,185−15.4% | Reduced |
| Pathstone Holdings, LLC | 30,286 | $365.2K | 0.00% | +614+2.1% | Added |
| Great West Life Assurance Co | 33,155 | $399.0K | 0.00% | +951+3.0% | Added |
| Cetera Investment Advisers | 39,836 | $479.6K | 0.00% | +5,590+16.3% | Added |
| First Financial Bank - Trust Division | 43,552 | $520.0K | 0.05% | +43,552 | New |
| Two Sigma Advisers, LP | 49,597 | $597.1K | 0.00% | +49,597 | New |
| ETF Store, Inc. | 50,942 | $613.3K | 0.63% | +2,136+4.4% | Added |
| The PNC Financial Services Group, Inc. | 58,328 | $702.3K | 0.00% | 00.0% | Unchanged |
| HRT Financial LP | 61,013 | $734.0K | 0.00% | +61,013 | New |
| Morgan Stanley | 63,837 | $768.6K | 0.00% | −14,923−18.9% | Reduced |
| Susquehanna International Group, LLP | 67,754 | $815.8K | 0.00% | +7,801+13.0% | Added |
| Advisors Asset Management, Inc. | 76,035 | $915.5K | 0.02% | −50,242−39.8% | Reduced |
| Virtus ETF Advisers LLC | 87,046 | $1.05M | 0.51% | +38,968+81.1% | Added |
| Eqis Capital Management, Inc. | 107,466 | $1.29M | 0.11% | +8,776+8.9% | Added |
| BlackRock Inc. | 129,736 | $1.56M | 0.00% | −1,030−0.8% | Reduced |
| LPL Financial LLC | 153,697 | $1.85M | 0.00% | +14,031+10.0% | Added |
| Two Sigma Investments, LP | 181,546 | $2.19M | 0.01% | +109,297+151.3% | Added |
| Connecticut Wealth Management, LLC | 210,424 | $2.53M | 0.13% | 00.0% | Unchanged |
| Green Alpha Advisors, LLC | 222,810 | $2.68M | 2.16% | −6,133−2.7% | Reduced |
| Legal & General Group Plc | 278,791 | $3.36M | 0.00% | +8,883+3.3% | Added |
| Strategic Financial Concepts, LLC | 30,150 | – | – | +30,150 | New |
| Dynamic Technology Lab Private Ltd | 0 | $0 | 0.00% | −31,428−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −22,612−100.0% | Sold out |
| Paloma Partners Management Co | 0 | $0 | 0.00% | −18,384−100.0% | Sold out |
| Mirabella Financial Services LLP | 0 | $0 | 0.00% | −18,384−100.0% | Sold out |
| Jefferies Financial Group Inc. | 0 | $0 | 0.00% | −14,500−100.0% | Sold out |
| Capstone Investment Advisors, LLC | 0 | $0 | 0.00% | −10,900−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −9,286−100.0% | Sold out |
| Quantbot Technologies LP | 0 | $0 | 0.00% | −2,996−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −2,169−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −1,495−100.0% | Sold out |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 0 | $0 | 0.00% | −1,287−100.0% | Sold out |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −500−100.0% | Sold out |
| Cape Investment Advisory, Inc. | 0 | $0 | 0.00% | −271−100.0% | Sold out |
| Global Assets Advisory, LLC | 0 | $0 | 0.00% | −17,669−100.0% | Sold out |
| Sofos Investments, Inc. | 0 | $0 | 0.00% | −67−100.0% | Sold out |
| Northwestern Mutual Wealth Management Co | 0 | $0 | 0.00% | −10−100.0% | Sold out |
| Wilbanks Smith & Thomas Asset Management LLC | – | – | – | – | Not filed |