Horizon Technology Finance Corp
HRZN- Exchange
- Nasdaq
- SEC CIK
- 0001487428
No open-market purchases or sales by Horizon Technology Finance Corp insiders were filed in the last 90 days; 108 institutions reported holding it in 13F filings for Q2 2026, worth $37.7M in total; no superinvestor holds it.
Other share classesHTFC
13F holders, Q2 2023
Institutional positions in Horizon Technology Finance Corp as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 50
- −2 vs. Q1 2023
- Shares held
- 1.63M
- +61.8K (+3.9%) vs. Q1 2023
- Total value
- $19.7M
- +$2.00M (+11.3%) vs. Q1 2023
- New holders
- 13
- 21 more added
- Sold out
- 15
- 10 more reduced
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HRZN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 108 | $37.7M |
| Q1 2026 | 55 | $13.5M |
| Q4 2025 | 66 | $25.8M |
| Q3 2025 | 63 | $19.2M |
| Q2 2025 | 61 | $18.9M |
| Q1 2025 | 67 | $30.1M |
| Q4 2024 | 82 | $30.3M |
| Q3 2024 | 67 | $26.7M |
| Q2 2024 | 56 | $26.9M |
| Q1 2024 | 61 | $23.8M |
| Q4 2023 | 55 | $21.4M |
| Q3 2023 | 46 | $20.7M |
| Q2 2023 | 50 | $19.7M |
| Q1 2023 | 52 | $17.7M |
| Q4 2022 | 70 | $31.7M |
| Q3 2022 | 58 | $26.0M |
| Q2 2022 | 64 | $36.4M |
| Q1 2022 | 69 | $32.8M |
| Q4 2021 | 57 | $37.9M |
| Q3 2021 | 47 | $30.8M |
| Q2 2021 | 51 | $32.6M |
| Q1 2021 | 51 | $25.0M |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Horizon Technology Finance Corp; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Green Alpha Advisors, LLC | 250,116 | $3.02M | 1.98% | +17,287+7.4% | Added |
| Advisors Asset Management, Inc. | 214,308 | $2.59M | 0.05% | −72,926−25.4% | Reduced |
| Morgan Stanley | 204,959 | $2.48M | 0.00% | +158,768+343.7% | Added |
| Eqis Capital Management, Inc. | 135,925 | $1.64M | 0.18% | −10,226−7.0% | Reduced |
| BlackRock Inc. | 129,612 | $1.57M | 0.00% | −5,176−3.8% | Reduced |
| LPL Financial LLC | 50,408 | $608.9K | 0.00% | +14,281+39.5% | Added |
| Mackenzie Financial Corp | 46,297 | $569.5K | 0.00% | −13,212−22.2% | Reduced |
| ETF Store, Inc. | 39,874 | $506.0K | 0.35% | +3,315+9.1% | Added |
| Advisor Group Holdings, Inc. | 37,581 | $454.0K | 0.00% | +7,403+24.5% | Added |
| Royal Bank of Canada | 35,439 | $428.0K | 0.00% | +2,353+7.1% | Added |
| Wells Fargo & Company | 35,289 | $426.3K | 0.00% | +1,182+3.5% | Added |
| Pathstone Family Office, LLC | 32,474 | $392.8K | 0.01% | +379+1.2% | Added |
| Robotti Robert | 32,500 | $392.6K | 0.06% | +32,500 | New |
| Commonwealth Equity Services, LLC | 32,369 | $391.0K | 0.00% | +1,414+4.6% | Added |
| Great West Life Assurance Co | 24,724 | $300.0K | 0.00% | +1,039+4.4% | Added |
| Virtus ETF Advisers LLC | 24,468 | $295.6K | 0.18% | −8,233−25.2% | Reduced |
| Envestnet Asset Management Inc | 22,543 | $272.3K | 0.00% | −29−0.1% | Reduced |
| UBS Group AG | 21,604 | $261.0K | 0.00% | +6,197+40.2% | Added |
| Y-Intercept (Hong Kong) Ltd | 20,551 | $248.3K | 0.03% | +20,551 | New |
| Parisi Gray Wealth Management | 22,000 | $248.2K | 0.11% | +22,000 | New |
| CPR Investments Inc. | 19,941 | $240.9K | 0.23% | +4,968+33.2% | Added |
| Wilbanks Smith & Thomas Asset Management LLC | 19,000 | $229.5K | 0.01% | +9,000+90.0% | Added |
| Creative Financial Designs Inc | 16,700 | $201.7K | 0.02% | +3,500+26.5% | Added |
| Cambridge Investment Research Advisors, Inc. | 16,420 | $198.0K | 0.00% | −229−1.4% | Reduced |
| Nia Impact Advisors, LLC | 15,907 | $195.3K | 0.11% | −342−2.1% | Reduced |
| First Affirmative Financial Network | 16,116 | $194.7K | 0.19% | +170+1.1% | Added |
| Schonfeld Strategic Advisors LLC | 14,000 | $169.1K | 0.00% | +14,000 | New |
| Invesco Ltd. | 13,903 | $167.9K | 0.00% | −16,191−53.8% | Reduced |
| HRT Financial LP | 13,187 | $159.0K | 0.00% | +13,187 | New |
| BSW Wealth Partners | 11,902 | $143.8K | 0.03% | −26−0.2% | Reduced |
| Kovack Advisors, Inc. | 11,003 | $132.9K | 0.02% | +11,003 | New |
| Two Sigma Investments, LP | 10,527 | $127.2K | 0.00% | +10,527 | New |
| Terrapin Asset Management, LLC | 10,000 | $120.8K | 0.17% | +10,000 | New |
| Quantbot Technologies LP | 5,782 | $69.8K | 0.00% | +4,385+313.9% | Added |
| BDO Wealth Advisors, LLC | 5,500 | $66.4K | 0.01% | 00.0% | Unchanged |
| AXS Investments LLC | 5,245 | $63.4K | 0.02% | 00.0% | Unchanged |
| Aquatic Capital Management LLC | 4,500 | $54.0K | 0.00% | +4,300+2,150.0% | Added |
| Bank of America Corp | 2,225 | $26.9K | 0.00% | +357+19.1% | Added |
| Pin Oak Investment Advisors Inc | 800 | $10.0K | 0.01% | 00.0% | Unchanged |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 700 | $8.46K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 450 | $5.44K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 255 | $3.08K | 0.00% | +7+2.8% | Added |
| Sound Income Strategies, LLC | 60 | $725 | 0.00% | +10+20.0% | Added |
| Geneos Wealth Management Inc. | 52 | $628 | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 50 | $604 | 0.00% | +50 | New |
| Citigroup Inc | 25 | $302 | 0.00% | +25 | New |
| FMR LLC | 2 | $24 | 0.00% | +1+100.0% | Added |
| Hantz Financial Services, Inc. | 1 | $0 | 0.00% | +1 | New |
| VitalStone Financial, LLC | 2 | $0 | 0.00% | +2 | New |
| Sofos Investments, Inc. | 12 | – | – | +12 | New |
| Two Sigma Advisers, LP | 0 | $0 | 0.00% | −77,997−100.0% | Sold out |
| Natixis Advisors, L.P. | 0 | $0 | 0.00% | −19,073−100.0% | Sold out |
| Marshall Wace, LLP | 0 | $0 | 0.00% | −18,297−100.0% | Sold out |
| National Asset Management, Inc. | 0 | $0 | 0.00% | −15,350−100.0% | Sold out |
| Belpointe Asset Management LLC | 0 | $0 | 0.00% | −12,566−100.0% | Sold out |
| Fortis Capital Advisors, LLC | 0 | $0 | 0.00% | −12,000−100.0% | Sold out |
| Ameriprise Financial Inc | 0 | $0 | 0.00% | −10,836−100.0% | Sold out |
| Arete Wealth Advisors, LLC | 0 | $0 | 0.00% | −10,346−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −5,667−100.0% | Sold out |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −2,000−100.0% | Sold out |
| Group One Trading, L.P. | 0 | $0 | 0.00% | −1,386−100.0% | Sold out |
| Johnson Financial Group, Inc. | 0 | $0 | 0.00% | −164−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −80−100.0% | Sold out |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −45−100.0% | Sold out |
| Achmea Investment Management B.V. | 0 | $0 | 0.00% | −25−100.0% | Sold out |