Horizon Technology Finance Corp
HRZN- Exchange
- Nasdaq
- SEC CIK
- 0001487428
No open-market purchases or sales by Horizon Technology Finance Corp insiders were filed in the last 90 days; 108 institutions reported holding it in 13F filings for Q2 2026, worth $37.7M in total; no superinvestor holds it.
Other share classesHTFC
13F holders, Q2 2023
Institutional positions in Horizon Technology Finance Corp as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 50
- −2 vs. Q1 2023
- Shares held
- 1.63M
- +61.8K (+3.9%) vs. Q1 2023
- Total value
- $19.7M
- +$2.00M (+11.3%) vs. Q1 2023
- New holders
- 13
- 21 more added
- Sold out
- 15
- 10 more reduced
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HRZN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 108 | $37.7M |
| Q1 2026 | 55 | $13.5M |
| Q4 2025 | 66 | $25.8M |
| Q3 2025 | 63 | $19.2M |
| Q2 2025 | 61 | $18.9M |
| Q1 2025 | 67 | $30.1M |
| Q4 2024 | 82 | $30.3M |
| Q3 2024 | 67 | $26.7M |
| Q2 2024 | 56 | $26.9M |
| Q1 2024 | 61 | $23.8M |
| Q4 2023 | 55 | $21.4M |
| Q3 2023 | 46 | $20.7M |
| Q2 2023 | 50 | $19.7M |
| Q1 2023 | 52 | $17.7M |
| Q4 2022 | 70 | $31.7M |
| Q3 2022 | 58 | $26.0M |
| Q2 2022 | 64 | $36.4M |
| Q1 2022 | 69 | $32.8M |
| Q4 2021 | 57 | $37.9M |
| Q3 2021 | 47 | $30.8M |
| Q2 2021 | 51 | $32.6M |
| Q1 2021 | 51 | $25.0M |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Horizon Technology Finance Corp; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Hantz Financial Services, Inc. | 1 | $0 | 0.00% | +1 | New |
| VitalStone Financial, LLC | 2 | $0 | 0.00% | +2 | New |
| FMR LLC | 2 | $24 | 0.00% | +1+100.0% | Added |
| Citigroup Inc | 25 | $302 | 0.00% | +25 | New |
| Spire Wealth Management | 50 | $604 | 0.00% | +50 | New |
| Geneos Wealth Management Inc. | 52 | $628 | 0.00% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 60 | $725 | 0.00% | +10+20.0% | Added |
| Allworth Financial LP | 255 | $3.08K | 0.00% | +7+2.8% | Added |
| US Bancorp | 450 | $5.44K | 0.00% | 00.0% | Unchanged |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 700 | $8.46K | 0.00% | 00.0% | Unchanged |
| Pin Oak Investment Advisors Inc | 800 | $10.0K | 0.01% | 00.0% | Unchanged |
| Bank of America Corp | 2,225 | $26.9K | 0.00% | +357+19.1% | Added |
| Aquatic Capital Management LLC | 4,500 | $54.0K | 0.00% | +4,300+2,150.0% | Added |
| AXS Investments LLC | 5,245 | $63.4K | 0.02% | 00.0% | Unchanged |
| BDO Wealth Advisors, LLC | 5,500 | $66.4K | 0.01% | 00.0% | Unchanged |
| Quantbot Technologies LP | 5,782 | $69.8K | 0.00% | +4,385+313.9% | Added |
| Terrapin Asset Management, LLC | 10,000 | $120.8K | 0.17% | +10,000 | New |
| Two Sigma Investments, LP | 10,527 | $127.2K | 0.00% | +10,527 | New |
| Kovack Advisors, Inc. | 11,003 | $132.9K | 0.02% | +11,003 | New |
| BSW Wealth Partners | 11,902 | $143.8K | 0.03% | −26−0.2% | Reduced |
| HRT Financial LP | 13,187 | $159.0K | 0.00% | +13,187 | New |
| Invesco Ltd. | 13,903 | $167.9K | 0.00% | −16,191−53.8% | Reduced |
| Schonfeld Strategic Advisors LLC | 14,000 | $169.1K | 0.00% | +14,000 | New |
| First Affirmative Financial Network | 16,116 | $194.7K | 0.19% | +170+1.1% | Added |
| Nia Impact Advisors, LLC | 15,907 | $195.3K | 0.11% | −342−2.1% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 16,420 | $198.0K | 0.00% | −229−1.4% | Reduced |
| Creative Financial Designs Inc | 16,700 | $201.7K | 0.02% | +3,500+26.5% | Added |
| Wilbanks Smith & Thomas Asset Management LLC | 19,000 | $229.5K | 0.01% | +9,000+90.0% | Added |
| CPR Investments Inc. | 19,941 | $240.9K | 0.23% | +4,968+33.2% | Added |
| Parisi Gray Wealth Management | 22,000 | $248.2K | 0.11% | +22,000 | New |
| Y-Intercept (Hong Kong) Ltd | 20,551 | $248.3K | 0.03% | +20,551 | New |
| UBS Group AG | 21,604 | $261.0K | 0.00% | +6,197+40.2% | Added |
| Envestnet Asset Management Inc | 22,543 | $272.3K | 0.00% | −29−0.1% | Reduced |
| Virtus ETF Advisers LLC | 24,468 | $295.6K | 0.18% | −8,233−25.2% | Reduced |
| Great West Life Assurance Co | 24,724 | $300.0K | 0.00% | +1,039+4.4% | Added |
| Commonwealth Equity Services, LLC | 32,369 | $391.0K | 0.00% | +1,414+4.6% | Added |
| Robotti Robert | 32,500 | $392.6K | 0.06% | +32,500 | New |
| Pathstone Family Office, LLC | 32,474 | $392.8K | 0.01% | +379+1.2% | Added |
| Wells Fargo & Company | 35,289 | $426.3K | 0.00% | +1,182+3.5% | Added |
| Royal Bank of Canada | 35,439 | $428.0K | 0.00% | +2,353+7.1% | Added |
| Advisor Group Holdings, Inc. | 37,581 | $454.0K | 0.00% | +7,403+24.5% | Added |
| ETF Store, Inc. | 39,874 | $506.0K | 0.35% | +3,315+9.1% | Added |
| Mackenzie Financial Corp | 46,297 | $569.5K | 0.00% | −13,212−22.2% | Reduced |
| LPL Financial LLC | 50,408 | $608.9K | 0.00% | +14,281+39.5% | Added |
| BlackRock Inc. | 129,612 | $1.57M | 0.00% | −5,176−3.8% | Reduced |
| Eqis Capital Management, Inc. | 135,925 | $1.64M | 0.18% | −10,226−7.0% | Reduced |
| Morgan Stanley | 204,959 | $2.48M | 0.00% | +158,768+343.7% | Added |
| Advisors Asset Management, Inc. | 214,308 | $2.59M | 0.05% | −72,926−25.4% | Reduced |
| Green Alpha Advisors, LLC | 250,116 | $3.02M | 1.98% | +17,287+7.4% | Added |
| Sofos Investments, Inc. | 12 | – | – | +12 | New |
| Two Sigma Advisers, LP | 0 | $0 | 0.00% | −77,997−100.0% | Sold out |
| Natixis Advisors, L.P. | 0 | $0 | 0.00% | −19,073−100.0% | Sold out |
| Marshall Wace, LLP | 0 | $0 | 0.00% | −18,297−100.0% | Sold out |
| National Asset Management, Inc. | 0 | $0 | 0.00% | −15,350−100.0% | Sold out |
| Belpointe Asset Management LLC | 0 | $0 | 0.00% | −12,566−100.0% | Sold out |
| Fortis Capital Advisors, LLC | 0 | $0 | 0.00% | −12,000−100.0% | Sold out |
| Ameriprise Financial Inc | 0 | $0 | 0.00% | −10,836−100.0% | Sold out |
| Arete Wealth Advisors, LLC | 0 | $0 | 0.00% | −10,346−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −5,667−100.0% | Sold out |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −2,000−100.0% | Sold out |
| Group One Trading, L.P. | 0 | $0 | 0.00% | −1,386−100.0% | Sold out |
| Johnson Financial Group, Inc. | 0 | $0 | 0.00% | −164−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −80−100.0% | Sold out |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −45−100.0% | Sold out |
| Achmea Investment Management B.V. | 0 | $0 | 0.00% | −25−100.0% | Sold out |