Terrapin Asset Management, LLC

SEC CIK
0001965645

Holdings, Q3 2023

Positions as of Sep 30, 2023, filed Nov 14, 2023.SEC

Positions
43
−21 vs. Q2 2023
Total value
$72.9M
+$1.54M (+2.2%) vs. Q2 2023

Compare with Q2 2023: new, added, reduced and sold out

Positions

Long positions only. Changes compare share counts with Q2 2023.

Terrapin Asset Management, LLC holdings in Q3 2023
SecurityClassSharesValue% of portfolioChange in sharesActionHistory
ISHARES TR46428743220 YR TR BD ETF90,000$7.98M10.95%+50,000+125.0%Added–
GOOGLALPHABET INC CAP STK CL AStock49,300$6.45M8.85%+3,600+7.9%AddedView
SCREAMING EAGLE ACQUISITN COG79407105CLASS A ORD SHS599,622$6.27M8.60%00.0%Unchanged–
STATE STREET ENERGY SELECT SECTOR SPDR ETF81369Y506ETF50,000$4.52M6.20%+45,200+941.7%Added–
CCIFVERTICAL CAP INCOME FDSHS BEN INT530,867$4.34M5.96%+57,712+12.2%AddedView
LIONS GATE ENTMNT CORP535919500CL B NON VTG520,180$4.09M5.62%−81,252−13.5%Reduced–
SCULPTOR CAP MGMT811246107COM CL A321,180$3.73M5.11%−75,758−19.1%Reduced–
BRIDGETOWN HOLDINGS LTDG1355U113COM CL A353,460$3.66M5.02%−47,240−11.8%Reduced–
ZTSZOETIS INC CL AStock17,500$3.04M4.18%+5,500+45.8%AddedView
SEAGEN INC81181C104COM14,000$2.97M4.07%+14,000New–
FHNFIRST HORIZON CORPORATIONCOM211,800$2.33M3.20%−33,000−13.5%ReducedView
BERKELEY LTS INC084310101COM2,109,863$2.11M2.89%+2,109,863New–
MCHBMECHANICS BANCORPCL A247,225$1.93M2.64%+247,225NewView
CZFSCITIZENS FINL SVCS INCCOM37,460$1.8M2.46%−113−0.3%ReducedView
INFLECTION PT ACQUISITN CRPG4790U102CL A ORD SHS166,570$1.7M2.33%+166,570New–
GMEDGLOBUS MED INC CL AStock33,487$1.66M2.28%+5,598+20.1%AddedView
SPBSPECTRUM BRANDS HOLDINGS INCCOM17,374$1.36M1.87%−23,226−57.2%ReducedView
TORTOISEECOFIN ACQUISITION CG8956E109SHS CL A123,793$1.3M1.78%+30,238+32.3%Added–
FEUTUNE LIGHT ACQUISITION CO31561T201UNIT 06/01/2029100,000$1.09M1.49%00.0%Unchanged–
ANDRETTI ACQUISITION CORPG26735103CL A ORD SHS100,000$1.08M1.47%+100,000New–
ALTITUDE ACQUISITION CORP02156Y103COM CL A86,269$875.62K1.20%00.0%Unchanged–
AVROBIO INC05455M100COM558,787$860.53K1.18%+558,787New–
TENX KEANE ACQUISITIONG8708L104ORD SHS75,000$807.75K1.11%00.0%Unchanged–
SIMOSILICON MOTION TECHNOLOGY COSPONSORED ADR14,609$748.71K1.03%+14,609NewView
MONTEREY CAP ACQUISITION COR61244M109CLASS A COM60,000$638.4K0.88%00.0%Unchanged–
MOALTRIA GROUP INC COMStock14,000$588.7K0.81%00.0%UnchangedView
NCL CORP LTD62886HAX9NOTE 5.375% 8/0–$580K0.80%–––
ALPHATIME ACQUISITION CORPG0223V113UNIT 03/01/202850,000$538.25K0.74%00.0%Unchanged–
AQUARON ACQUISITION CORP03842W105COMMON STOCK50,000$535.5K0.73%00.0%Unchanged–
CETUS CAP ACQUISITION CORP15719Y204UNIT 01/30/202840,000$426.4K0.58%00.0%Unchanged–
MXLMAXLINEAR INCCOM16,921$376.49K0.52%+16,921NewView
PONO CAP TWO INC73245B206UNIT 07/31/202732,000$341.76K0.47%00.0%Unchanged–
BELLEVUE LIFE SCNCS AQSTN CO079174207UNIT 02/09/202830,000$322.95K0.44%00.0%Unchanged–
PONO CAP THREE INCG71704129UNIT 01/11/202830,000$318.3K0.44%00.0%Unchanged–
ISHARES TR464288687PFD AND INCM SEC10,000$301.5K0.41%00.0%Unchanged–
METAL SKY STAR ACQUISITION CORG6053N139COM20,000$219.2K0.30%00.0%Unchanged–
MARS ACQUISITION CORPG5870E132UNIT 02/09/202820,000$215.5K0.30%00.0%Unchanged–
GOLDEN ARROW MERGER CORP380799205UNIT 07/31/202620,000$206.8K0.28%00.0%Unchanged–
OSIRIS ACQUISITION CORP68829A202UNIT 99/99/999920,000$206.8K0.28%00.0%Unchanged–
FOUR LEAF ACQUISITION CORP35088F206UNIT 03/15/202817,500$184.28K0.25%00.0%Unchanged–
VATEINNOVATE CORPCOM82,955$134.39K0.18%00.0%UnchangedView
DANIMER SCIENTIFIC INC236272100COM CL A23,000$47.61K0.07%00.0%Unchanged–
TENX KEANE ACQUISITIONG8708L112RIGHT 06/30/202875,000$17.85K0.02%00.0%Unchanged–

Options (6)

Put and call positions reported in the same filing. The value is that of the underlying shares, as reported on Form 13F.

Terrapin Asset Management, LLC option positions in Q3 2023
SecurityClassPutsCalls
SEAGEN INC81181C104COM$8.53M$148.51K
ZTSZOETIS INC CL AStock$2.61M$1.34M
SIMOSILICON MOTION TECHNOLOGY COSPONSORED ADR$717.5K–
INTERCEPT PHARMACEUTICALS IN45845P108COM$109.39K$556.2K
MOALTRIA GROUP INC COMStock–$588.7K
MXLMAXLINEAR INCCOM$311.5K–

Sold out since Q2 2023 (29)

Positions held at the end of Q2 2023 that are no longer in this filing.

Terrapin Asset Management, LLC positions sold out since Q2 2023
SecurityClassShares, Q2 2023Value, Q2 2023% of portfolio, Q2 2023
ACTIVISION BLIZZARD INC00507V109COM30,000$2.53M3.54%
VZVERIZON COMMUNICATIONS INC COMStock60,000$2.23M3.13%
CNDACONCORD ACQUISITION CORP IICOM CL A210,777$2.16M3.03%
ELLIOTT OPPORTUNITY II CORPG30092103SHS CL A180,308$1.87M2.62%
GLOBAL STAR ACQUISITION INC37962G102CLASS A COM130,641$1.37M1.92%
HUDSON ACQUISITION I CORP44364H209UNIT 05/10/202790,000$949.95K1.33%
BLACK SPADE ACQUISITION COG11537100SHS CL A84,744$876.25K1.23%
A SPAC II ACQUISITION CORPG0543H109ORD SHS CL A50,000$527.75K0.74%
PLUTONIAN ACQUISITION CORP72942P203UNIT 10/26/202745,000$480.6K0.67%
TILRAY INC88688TAB6NOTE 5.000%10/0–$446.03K0.62%
PARDES BIOSCIENCES INC69945Q105COM244,550$442.64K0.62%
HAINAN MANASLU ACQUISTN CORPG4233U107ORDINARY SHARES29,939$317.5K0.44%
EMBRACE CHANGE ACQUISITN CORG3034H133UNIT 03/17/202729,000$311.17K0.44%
MOBIV ACQUISITION CORP60742N205UNIT 07/31/202724,500$259.09K0.36%
KNIGHTSWAN ACQUISITION CORP499103109CL A COM20,000$211.4K0.30%
CORSAIR PARTNERING CORPG2540H108SHS CL A20,000$207.3K0.29%
FLDFOLD HLDGS INCCOM CL A20,000$207K0.29%
COLOMBIER ACQUISITION CORP19533H108CL A20,000$205.4K0.29%
HRZNHORIZON TECHNOLOGY FIN CORPCOM10,000$120.8K0.17%
AQUARON ACQUISITION CORP03842W113RIGHT 07/15/202640,083$9.63K0.01%
MOUNTAIN CREST ACQUSITN CRP62403K116RIGHT 06/29/202642,500$8.93K0.01%
ASCRFA SPAC II ACQUISITION CORPRIGHT 10/15/202650,000$4.75K0.01%
A SPAC I ACQUISITION CORPG0542S114RIGHT 12/09/202630,000$4.65K0.01%
A SPAC I ACQUISITION CORPG0542S130*W EXP 05/21/20222,500$9330.00%
AURA FAT PROJS ACQUISITION CG06362126*W EXP 03/31/20221,495$8620.00%
MONTEREY BIO ACQUISITION COR61240F116*W EXP 10/05/20222,600$6470.00%
FLDDWFTAC EMERALD ACQUISITION COR*W EXP 10/19/20210,000$6000.00%
QOMOLANGMA ACQUISITION CORP74738V113*W EXP 09/29/20218,613$5490.00%
ASCWFA SPAC II ACQUISITION CORP*W EXP 10/15/20225,000$3780.00%

13F filings by quarter

Terrapin Asset Management, LLC 13F filings by quarter
QuarterFiledPositionsTotal valueChangesFiling
Q3 2023Nov 14, 202343$72.9Mvs. Q2 2023SEC
Q2 2023Aug 11, 202364$71.37Mvs. Q1 2023SEC
Q1 2023May 12, 202398$74.7Mvs. Q4 2022SEC
Q4 2022Feb 14, 2023260$97.4M–SEC