Horizon Technology Finance Corp
HRZN- Exchange
- Nasdaq
- SEC CIK
- 0001487428
No open-market purchases or sales by Horizon Technology Finance Corp insiders were filed in the last 90 days; 108 institutions reported holding it in 13F filings for Q2 2026, worth $37.7M in total; no superinvestor holds it.
Other share classesHTFC
13F holders, Q3 2022
Institutional positions in Horizon Technology Finance Corp as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 58
- −5 vs. Q2 2022
- Shares held
- 2.60M
- −592.1K (−18.6%) vs. Q2 2022
- Total value
- $26.0M
- −$10.4M (−28.5%) vs. Q2 2022
- New holders
- 10
- 24 more added
- Sold out
- 15
- 14 more reduced
1 institution that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HRZN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 108 | $37.7M |
| Q1 2026 | 55 | $13.5M |
| Q4 2025 | 66 | $25.8M |
| Q3 2025 | 63 | $19.2M |
| Q2 2025 | 61 | $18.9M |
| Q1 2025 | 67 | $30.1M |
| Q4 2024 | 82 | $30.3M |
| Q3 2024 | 67 | $26.7M |
| Q2 2024 | 56 | $26.9M |
| Q1 2024 | 61 | $23.8M |
| Q4 2023 | 55 | $21.4M |
| Q3 2023 | 46 | $20.7M |
| Q2 2023 | 50 | $19.7M |
| Q1 2023 | 52 | $17.7M |
| Q4 2022 | 70 | $31.7M |
| Q3 2022 | 58 | $26.0M |
| Q2 2022 | 64 | $36.4M |
| Q1 2022 | 69 | $32.8M |
| Q4 2021 | 57 | $37.9M |
| Q3 2021 | 47 | $30.8M |
| Q2 2021 | 51 | $32.6M |
| Q1 2021 | 51 | $25.0M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Horizon Technology Finance Corp; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Geneos Wealth Management Inc. | 52 | $0 | 0.00% | −1,460−96.6% | Reduced |
| FMR LLC | 2 | $0 | 0.00% | +2 | New |
| Sound Income Strategies, LLC | 50 | $1.00K | 0.00% | 00.0% | Unchanged |
| Massmutual Trust Co FSB | 114 | $1.00K | 0.00% | +114 | New |
| Allworth Financial LP | 236 | $2.00K | 0.00% | +6+2.6% | Added |
| Johnson Financial Group, Inc. | 164 | $2.00K | 0.00% | +164 | New |
| Hudock, Inc. | 358 | $3.00K | 0.00% | −351−49.5% | Reduced |
| Spire Wealth Management | 302 | $3.00K | 0.00% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 473 | $4.00K | 0.00% | +473 | New |
| Bank of America Corp | 507 | $5.00K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 565 | $6.00K | 0.00% | 00.0% | Unchanged |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 700 | $7.00K | 0.00% | 00.0% | Unchanged |
| Pin Oak Investment Advisors Inc | 800 | $8.00K | 0.01% | 00.0% | Unchanged |
| US Bancorp | 850 | $9.00K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 1,954 | $19.0K | 0.00% | +1,954 | New |
| The PNC Financial Services Group, Inc. | 2,000 | $20.0K | 0.00% | 00.0% | Unchanged |
| Aquatic Capital Management LLC | 3,700 | $37.0K | 0.00% | +900+32.1% | Added |
| American Portfolios Advisors | 4,220 | $42.2K | 0.00% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 5,200 | $52.1K | 0.00% | +5,200 | New |
| BDO Wealth Advisors, LLC | 7,890 | $79.0K | 0.01% | +2,000+34.0% | Added |
| Wilbanks Smith & Thomas Asset Management LLC | 10,000 | $100.0K | 0.00% | 00.0% | Unchanged |
| Creative Financial Designs Inc | 10,007 | $100.0K | 0.02% | +1,173+13.3% | Added |
| AlphaStar Capital Management, LLC | 10,131 | $101.0K | 0.01% | +111+1.1% | Added |
| Arete Wealth Advisors, LLC | 10,126 | $101.0K | 0.01% | +10,126 | New |
| UBS Group AG | 14,731 | $147.0K | 0.00% | −12,309−45.5% | Reduced |
| First Affirmative Financial Network | 15,870 | $159.0K | 0.20% | +136+0.9% | Added |
| National Asset Management, Inc. | 16,165 | $162.0K | 0.00% | +2,548+18.7% | Added |
| Belpointe Asset Management LLC | 19,622 | $196.0K | 0.01% | −340−1.7% | Reduced |
| Envestnet Asset Management Inc | 20,303 | $203.0K | 0.00% | +1,480+7.9% | Added |
| Ameriprise Financial Inc | 21,408 | $214.0K | 0.00% | +889+4.3% | Added |
| Great West Life Assurance Co | 23,251 | $231.0K | 0.00% | +942+4.2% | Added |
| Advisor Group Holdings, Inc. | 23,913 | $240.0K | 0.00% | +3,368+16.4% | Added |
| PEAK6 Investments LLC | 24,057 | $241.0K | 0.01% | +6,491+37.0% | Added |
| Wells Fargo & Company | 24,464 | $244.0K | 0.00% | +13,352+120.2% | Added |
| LPL Financial LLC | 24,687 | $247.0K | 0.00% | +2,671+12.1% | Added |
| Commonwealth Equity Services, LLC | 25,455 | $254.0K | 0.00% | +2,394+10.4% | Added |
| ETF Store, Inc. | 27,799 | $278.0K | 0.24% | +2,576+10.2% | Added |
| CPR Investments Inc. | 28,951 | $290.0K | 0.37% | −18,509−39.0% | Reduced |
| Graypoint LLC | 29,000 | $290.0K | 0.04% | +29,000 | New |
| Pathstone Family Office, LLC | 31,380 | $314.7K | 0.01% | +416+1.3% | Added |
| Quadrature Capital Ltd | 32,268 | $323.0K | 0.01% | +32,268 | New |
| Virtus ETF Advisers LLC | 37,229 | $373.0K | 0.15% | −14,844−28.5% | Reduced |
| Royal Bank of Canada | 38,000 | $380.0K | 0.00% | +2,786+7.9% | Added |
| Gitterman Wealth Management, LLC | 38,996 | $390.0K | 0.40% | +5,699+17.1% | Added |
| Mackenzie Financial Corp | 42,989 | $430.0K | 0.00% | −15,282−26.2% | Reduced |
| Invesco Ltd. | 53,000 | $531.0K | 0.00% | −3,848−6.8% | Reduced |
| Natixis Advisors, L.P. | 53,418 | $535.0K | 0.00% | +3,896+7.9% | Added |
| Morgan Stanley | 55,421 | $554.0K | 0.00% | +9,473+20.6% | Added |
| Citadel Advisors LLC | 60,320 | $604.0K | 0.00% | +60,320 | New |
| Two Sigma Investments, LP | 87,921 | $880.0K | 0.00% | −104,128−54.2% | Reduced |
| Marshall Wace, LLP | 133,634 | $1.34M | 0.00% | +27,432+25.8% | Added |
| BlackRock Inc. | 135,641 | $1.36M | 0.00% | −6,310−4.4% | Reduced |
| Green Alpha Advisors, LLC | 150,659 | $1.51M | 1.28% | −441,911−74.6% | Reduced |
| Millennium Management LLC | 155,907 | $1.56M | 0.00% | +103,255+196.1% | Added |
| Eqis Capital Management, Inc. | 182,785 | $1.83M | 0.21% | −50.0% | Reduced |
| Two Sigma Advisers, LP | 236,397 | $2.37M | 0.01% | −45,500−16.1% | Reduced |
| Advisors Asset Management, Inc. | 271,106 | $2.71M | 0.06% | +15,522+6.1% | Added |
| Shelton Capital Management | 389,700 | $3.90M | 0.19% | −70,300−15.3% | Reduced |
| Wolverine Trading, LLC | 0 | $0 | 0.00% | −37,139−100.0% | Sold out |
| Tudor Investment Corp Et Al | 0 | $0 | 0.00% | −35,779−100.0% | Sold out |
| Bank of Montreal | 0 | $0 | 0.00% | −24,300−100.0% | Sold out |
| Parisi Gray Wealth Management | 0 | $0 | 0.00% | −22,000−100.0% | Sold out |
| Brown Advisory Securities, LLC | 0 | $0 | 0.00% | −14,262−100.0% | Sold out |
| Raymond James & Associates | 0 | $0 | 0.00% | −13,564−100.0% | Sold out |
| Nia Impact Advisors, LLC | 0 | $0 | 0.00% | −10,478−100.0% | Sold out |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −3,969−100.0% | Sold out |
| Patriot Financial Group Insurance Agency, LLC | 0 | $0 | 0.00% | −3,990−100.0% | Sold out |
| Retirement Group, LLC | 0 | $0 | 0.00% | −262−100.0% | Sold out |
| CoreCap Advisors, LLC | 0 | $0 | 0.00% | −190−100.0% | Sold out |
| Citigroup Inc | 0 | $0 | 0.00% | −75−100.0% | Sold out |
| Sterling Investment Advisors, Ltd. | 0 | $0 | 0.00% | −87−100.0% | Sold out |
| Achmea Investment Management B.V. | 0 | $0 | 0.00% | −25−100.0% | Sold out |
| Tredje AP-fonden | 0 | $0 | 0.00% | −40,000−100.0% | Sold out |
| B. Riley Wealth Management, Inc. | – | – | – | – | Not filed |