Horizon Technology Finance Corp
HRZN- Exchange
- Nasdaq
- SEC CIK
- 0001487428
No open-market purchases or sales by Horizon Technology Finance Corp insiders were filed in the last 90 days; 108 institutions reported holding it in 13F filings for Q2 2026, worth $37.7M in total; no superinvestor holds it.
Other share classesHTFC
13F holders, Q4 2022
Institutional positions in Horizon Technology Finance Corp as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 70
- +13 vs. Q3 2022
- Shares held
- 2.73M
- +133.8K (+5.2%) vs. Q3 2022
- Total value
- $31.7M
- +$5.73M (+22.1%) vs. Q3 2022
- New holders
- 19
- 18 more added
- Sold out
- 6
- 24 more reduced
1 institution that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HRZN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 108 | $37.7M |
| Q1 2026 | 55 | $13.5M |
| Q4 2025 | 66 | $25.8M |
| Q3 2025 | 63 | $19.2M |
| Q2 2025 | 61 | $18.9M |
| Q1 2025 | 67 | $30.1M |
| Q4 2024 | 82 | $30.3M |
| Q3 2024 | 67 | $26.7M |
| Q2 2024 | 56 | $26.9M |
| Q1 2024 | 61 | $23.8M |
| Q4 2023 | 55 | $21.4M |
| Q3 2023 | 46 | $20.7M |
| Q2 2023 | 50 | $19.7M |
| Q1 2023 | 52 | $17.7M |
| Q4 2022 | 70 | $31.7M |
| Q3 2022 | 58 | $26.0M |
| Q2 2022 | 64 | $36.4M |
| Q1 2022 | 69 | $32.8M |
| Q4 2021 | 57 | $37.9M |
| Q3 2021 | 47 | $30.8M |
| Q2 2021 | 51 | $32.6M |
| Q1 2021 | 51 | $25.0M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Horizon Technology Finance Corp; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Achmea Investment Management B.V. | 25 | $0 | 0.00% | +25 | New |
| VitalStone Financial, LLC | 2 | $0 | 0.00% | +2 | New |
| FMR LLC | 1 | $12 | 0.00% | −1−50.0% | Reduced |
| Sound Income Strategies, LLC | 50 | $580 | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 52 | $603 | 0.00% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 152 | $1.00K | 0.00% | −321−67.9% | Reduced |
| Johnson Financial Group, Inc. | 164 | $1.92K | 0.00% | 00.0% | Unchanged |
| Retirement Group, LLC | 131 | $2.00K | 0.00% | +131 | New |
| CoreCap Advisors, LLC | 190 | $2.20K | 0.00% | +190 | New |
| Allworth Financial LP | 242 | $2.80K | 0.00% | +6+2.5% | Added |
| Tower Research Capital LLC (TRC) | 230 | $3.00K | 0.00% | −1,724−88.2% | Reduced |
| Spire Wealth Management | 302 | $4.00K | 0.00% | 00.0% | Unchanged |
| Aquatic Capital Management LLC | 400 | $5.00K | 0.00% | −3,300−89.2% | Reduced |
| BNP Paribas Arbitrage, SA | 500 | $5.80K | 0.00% | −4,700−90.4% | Reduced |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 700 | $8.12K | 0.00% | 00.0% | Unchanged |
| Pin Oak Investment Advisors Inc | 800 | $9.00K | 0.01% | 00.0% | Unchanged |
| US Bancorp | 850 | $9.86K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 1,367 | $15.9K | 0.00% | +860+169.6% | Added |
| Money Concepts Capital Corp | 1,500 | $17.4K | 0.00% | +1,500 | New |
| Dark Forest Capital Management LP | 1,675 | $19.4K | 0.00% | +1,675 | New |
| JPMorgan Chase & Co | 1,800 | $21.0K | 0.00% | +1,800 | New |
| McElhenny Sheffield Capital Management, LLC | 2,025 | $23.5K | 0.01% | +2,025 | New |
| GWM Advisors LLC | 2,798 | $32.5K | 0.00% | +2,798 | New |
| Group One Trading, L.P. | 3,141 | $36.4K | 0.00% | +3,141 | New |
| Simplex Trading, LLC | 3,563 | $41.0K | 0.00% | +3,563 | New |
| Advisory Services Network, LLC | 5,624 | $65.2K | 0.00% | +5,624 | New |
| Quantbot Technologies LP | 5,698 | $66.1K | 0.00% | +5,698 | New |
| BDO Wealth Advisors, LLC | 7,890 | $91.5K | 0.01% | 00.0% | Unchanged |
| Creative Financial Designs Inc | 9,638 | $111.8K | 0.02% | −369−3.7% | Reduced |
| Wilbanks Smith & Thomas Asset Management LLC | 10,000 | $116.0K | 0.00% | 00.0% | Unchanged |
| AlphaStar Capital Management, LLC | 10,143 | $117.7K | 0.01% | +12+0.1% | Added |
| Arete Wealth Advisors, LLC | 10,729 | $124.5K | 0.01% | +603+6.0% | Added |
| PEAK6 Investments LLC | 10,791 | $125.2K | 0.01% | −13,266−55.1% | Reduced |
| Belpointe Asset Management LLC | 12,006 | $139.3K | 0.01% | −7,616−38.8% | Reduced |
| Fortis Capital Advisors, LLC | 12,006 | $139.3K | 0.08% | +12,006 | New |
| Brown Advisory Inc | 12,880 | $149.4K | 0.00% | +12,880 | New |
| Wells Fargo & Company | 13,004 | $150.8K | 0.00% | −11,460−46.8% | Reduced |
| Ameriprise Financial Inc | 11,070 | $155.0K | 0.00% | −10,338−48.3% | Reduced |
| Nia Impact Advisors, LLC | 14,982 | $173.8K | 0.10% | +14,982 | New |
| First Affirmative Financial Network | 16,180 | $187.7K | 0.23% | +310+2.0% | Added |
| National Asset Management, Inc. | 16,364 | $190.7K | 0.01% | +199+1.2% | Added |
| UBS Group AG | 18,517 | $214.8K | 0.00% | +3,786+25.7% | Added |
| Envestnet Asset Management Inc | 21,214 | $246.1K | 0.00% | +911+4.5% | Added |
| Parisi Gray Wealth Management | 22,000 | $255.2K | 0.13% | +22,000 | New |
| CPR Investments Inc. | 22,027 | $255.5K | 0.25% | −6,924−23.9% | Reduced |
| LPL Financial LLC | 22,901 | $265.7K | 0.00% | −1,786−7.2% | Reduced |
| Great West Life Assurance Co | 22,912 | $267.0K | 0.00% | −339−1.5% | Reduced |
| Commonwealth Equity Services, LLC | 25,067 | $290.0K | 0.00% | −388−1.5% | Reduced |
| Advisor Group Holdings, Inc. | 28,550 | $331.0K | 0.00% | +4,637+19.4% | Added |
| Virtus ETF Advisers LLC | 28,847 | $334.6K | 0.17% | −8,382−22.5% | Reduced |
| Pathstone Family Office, LLC | 31,976 | $371.6K | 0.01% | +596+1.9% | Added |
| ETF Store, Inc. | 32,050 | $397.7K | 0.31% | +4,251+15.3% | Added |
| Royal Bank of Canada | 35,511 | $412.0K | 0.00% | −2,489−6.6% | Reduced |
| Gitterman Wealth Management, LLC | 39,490 | $458.1K | 0.23% | +494+1.3% | Added |
| Mackenzie Financial Corp | 42,395 | $491.8K | 0.00% | −594−1.4% | Reduced |
| Invesco Ltd. | 42,527 | $493.3K | 0.00% | −10,473−19.8% | Reduced |
| Morgan Stanley | 46,125 | $535.0K | 0.00% | −9,296−16.8% | Reduced |
| Two Sigma Investments, LP | 51,692 | $599.6K | 0.00% | −36,229−41.2% | Reduced |
| Natixis Advisors, L.P. | 55,821 | $648.0K | 0.00% | +2,403+4.5% | Added |
| McKinley Capital Management LLC /Delaware | 75,053 | $870.6K | 0.12% | +75,053 | New |
| Marshall Wace, LLP | 132,420 | $1.54M | 0.00% | −1,214−0.9% | Reduced |
| Citadel Advisors LLC | 142,148 | $1.65M | 0.00% | +81,828+135.7% | Added |
| BlackRock Inc. | 145,444 | $1.69M | 0.00% | +9,803+7.2% | Added |
| Eqis Capital Management, Inc. | 165,382 | $1.92M | 0.22% | −17,403−9.5% | Reduced |
| Two Sigma Advisers, LP | 175,897 | $2.04M | 0.01% | −60,500−25.6% | Reduced |
| Green Alpha Advisors, LLC | 193,040 | $2.24M | 1.86% | +42,381+28.1% | Added |
| Millennium Management LLC | 270,284 | $3.13M | 0.00% | +114,377+73.4% | Added |
| Advisors Asset Management, Inc. | 273,064 | $3.17M | 0.07% | +1,958+0.7% | Added |
| Shelton Capital Management | 362,400 | $4.20M | 0.44% | −27,300−7.0% | Reduced |
| Sofos Investments, Inc. | 12 | – | – | +12 | New |
| Quadrature Capital Ltd | 0 | $0 | 0.00% | −32,268−100.0% | Sold out |
| Graypoint LLC | 0 | $0 | 0.00% | −29,000−100.0% | Sold out |
| The PNC Financial Services Group, Inc. | 0 | $0 | 0.00% | −2,000−100.0% | Sold out |
| IFP Advisors, Inc | 0 | $0 | 0.00% | −565−100.0% | Sold out |
| Hudock, Inc. | 0 | $0 | 0.00% | −358−100.0% | Sold out |
| Massmutual Trust Co FSB | 0 | $0 | 0.00% | −114−100.0% | Sold out |
| American Portfolios Advisors | – | – | – | – | Not filed |