Horizon Technology Finance Corp
HRZN- Exchange
- Nasdaq
- SEC CIK
- 0001487428
No open-market purchases or sales by Horizon Technology Finance Corp insiders were filed in the last 90 days; 108 institutions reported holding it in 13F filings for Q2 2026, worth $37.7M in total; no superinvestor holds it.
Other share classesHTFC
13F holders, Q4 2024
Institutional positions in Horizon Technology Finance Corp as of Dec 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 82
- +16 vs. Q3 2024
- Shares held
- 3.37M
- +815.1K (+31.9%) vs. Q3 2024
- Total value
- $30.3M
- +$3.62M (+13.6%) vs. Q3 2024
- New holders
- 29
- 22 more added
- Sold out
- 13
- 18 more reduced
1 institution that held it in Q3 2024 haven't filed for Q4 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HRZN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 108 | $37.7M |
| Q1 2026 | 55 | $13.5M |
| Q4 2025 | 66 | $25.8M |
| Q3 2025 | 63 | $19.2M |
| Q2 2025 | 61 | $18.9M |
| Q1 2025 | 67 | $30.1M |
| Q4 2024 | 82 | $30.3M |
| Q3 2024 | 67 | $26.7M |
| Q2 2024 | 56 | $26.9M |
| Q1 2024 | 61 | $23.8M |
| Q4 2023 | 55 | $21.4M |
| Q3 2023 | 46 | $20.7M |
| Q2 2023 | 50 | $19.7M |
| Q1 2023 | 52 | $17.7M |
| Q4 2022 | 70 | $31.7M |
| Q3 2022 | 58 | $26.0M |
| Q2 2022 | 64 | $36.4M |
| Q1 2022 | 69 | $32.8M |
| Q4 2021 | 57 | $37.9M |
| Q3 2021 | 47 | $30.8M |
| Q2 2021 | 51 | $32.6M |
| Q1 2021 | 51 | $25.0M |
Institutions, Q4 2024
Shares, value and share of portfolio for each institution holding Horizon Technology Finance Corp; share changes are against Q3 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Hantz Financial Services, Inc. | 2 | $0 | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 25 | $0 | 0.00% | 00.0% | Unchanged |
| Creekmur Asset Management LLC | 0 | $4 | 0.00% | 0 | Unchanged |
| Danske Bank A/S | 3 | $27 | 0.00% | −2−40.0% | Reduced |
| FMR LLC | 3 | $27 | 0.00% | +1+50.0% | Added |
| IFP Advisors, Inc | 8 | $72 | 0.00% | +8 | New |
| Parallel Advisors, LLC | 10 | $90 | 0.00% | +10 | New |
| Hexagon Capital Partners LLC | 21 | $189 | 0.00% | +21 | New |
| Sound Income Strategies, LLC | 50 | $450 | 0.00% | 00.0% | Unchanged |
| Pineridge Advisors LLC | 79 | $710 | 0.00% | 00.0% | Unchanged |
| Principal Securities, Inc. | 83 | $746 | 0.00% | 00.0% | Unchanged |
| Aventura Private Wealth, LLC | 92 | $827 | 0.00% | +92 | New |
| Spire Wealth Management | 100 | $899 | 0.00% | 00.0% | Unchanged |
| Comerica Bank | 100 | $899 | 0.00% | +49+96.1% | Added |
| Parvin Asset Management, LLC | 100 | $899 | 0.00% | +100 | New |
| Innovative Advisory Group, LLC | 100 | $899 | 0.00% | +100 | New |
| Caitong International Asset Management Co., Ltd | 167 | $1.50K | 0.00% | +167 | New |
| Group One Trading, L.P. | 168 | $1.51K | 0.00% | +168 | New |
| US Bancorp | 225 | $2.02K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 306 | $2.82K | 0.00% | +14+4.8% | Added |
| Jones Financial Companies LLLP | 843 | $7.58K | 0.00% | +843 | New |
| Pin Oak Investment Advisors Inc | 800 | $9.00K | 0.01% | 00.0% | Unchanged |
| Bank of America Corp | 1,477 | $13.3K | 0.00% | −950−39.1% | Reduced |
| Tower Research Capital LLC (TRC) | 1,526 | $13.7K | 0.00% | −4,976−76.5% | Reduced |
| ORG Partners LLC | 2,120 | $19.1K | 0.00% | +2,120 | New |
| Citigroup Inc | 2,133 | $19.2K | 0.00% | +582+37.5% | Added |
| Farther Finance Advisors, LLC | 2,315 | $20.8K | 0.00% | 00.0% | Unchanged |
| Nova Wealth Management, Inc. | 3,100 | $27.9K | 0.02% | +3,100 | New |
| Simplex Trading, LLC | 3,365 | $30.0K | 0.00% | −634−15.9% | Reduced |
| Sheaff Brock Investment Advisors, LLC | 10,205 | $91.7K | 0.01% | 00.0% | Unchanged |
| Crew Capital Management, Ltd. | 11,057 | $99.4K | 0.08% | +11,057 | New |
| Nia Impact Advisors, LLC | 11,460 | $103.0K | 0.03% | −1,441−11.2% | Reduced |
| Kovack Advisors, Inc. | 11,699 | $105.2K | 0.01% | −378−3.1% | Reduced |
| Mutual Advisors, LLC | 11,522 | $105.9K | 0.00% | +11,522 | New |
| Adell Harriman & Carpenter Inc | 12,000 | $107.9K | 0.01% | 00.0% | Unchanged |
| Northern Trust Corp | 12,963 | $116.5K | 0.00% | −1,296−9.1% | Reduced |
| Quantbot Technologies LP | 13,290 | $119.5K | 0.00% | +3,996+43.0% | Added |
| Sage Capital Management, LLC | 13,500 | $121.4K | 0.06% | −11,500−46.0% | Reduced |
| Raymond James Financial Inc | 13,831 | $124.3K | 0.00% | +13,831 | New |
| Prime Capital Investment Advisors, LLC | 14,600 | $131.3K | 0.00% | +14,600 | New |
| Aigen Investment Management, LP | 14,812 | $133.2K | 0.02% | +14,812 | New |
| Cambridge Investment Research Advisors, Inc. | 15,018 | $135.0K | 0.00% | −2,270−13.1% | Reduced |
| Wells Fargo & Company | 15,973 | $143.6K | 0.00% | −12,174−43.3% | Reduced |
| Brevan Howard Capital Management LP | 16,093 | $144.7K | 0.00% | +2,108+15.1% | Added |
| First Affirmative Financial Network | 16,130 | $145.0K | 0.08% | +16,130 | New |
| Y-Intercept (Hong Kong) Ltd | 16,498 | $148.3K | 0.01% | +16,498 | New |
| Royal Bank of Canada | 17,073 | $153.0K | 0.00% | −6,330−27.0% | Reduced |
| Schonfeld Strategic Advisors LLC | 18,100 | $162.7K | 0.00% | −44,300−71.0% | Reduced |
| HRT Financial LP | 18,139 | $163.0K | 0.00% | +2,498+16.0% | Added |
| Wolverine Trading, LLC | 18,914 | $168.1K | 0.00% | +18,914 | New |
| Balyasny Asset Management LLC | 19,189 | $172.5K | 0.00% | +19,189 | New |
| Pathstone Holdings, LLC | 23,601 | $212.6K | 0.00% | −7,852−25.0% | Reduced |
| D. E. Shaw & Co., Inc. | 24,447 | $219.8K | 0.00% | +24,447 | New |
| Envestnet Asset Management Inc | 26,344 | $236.8K | 0.00% | +6,416+32.2% | Added |
| Great West Life Assurance Co | 29,403 | $263.0K | 0.00% | −1,272−4.1% | Reduced |
| Aquatic Capital Management LLC | 29,523 | $265.4K | 0.01% | +29,523 | New |
| Virtu Financial LLC | 31,729 | $285.0K | 0.02% | +31,729 | New |
| AQR Capital Management LLC | 36,823 | $331.0K | 0.00% | +36,823 | New |
| Jackson Thornton Asset Management, LLC | 36,823 | $331.0K | 0.04% | +36,823 | New |
| Magnetar Financial LLC | 45,128 | $405.7K | 0.01% | +45,128 | New |
| First Financial Bank - Trust Division | 45,725 | $411.1K | 0.04% | +2,173+5.0% | Added |
| ETF Store, Inc. | 47,471 | $426.8K | 0.53% | −5,342−10.1% | Reduced |
| Jane Street Group, LLC | 49,692 | $446.7K | 0.00% | +49,692 | New |
| Two Sigma Advisers, LP | 49,897 | $448.6K | 0.00% | +15,397+44.6% | Added |
| Cetera Investment Advisers | 52,405 | $471.1K | 0.00% | +111+0.2% | Added |
| Advisor Group Holdings, Inc. | 55,347 | $497.6K | 0.00% | +16,032+40.8% | Added |
| Susquehanna International Group, LLP | 63,986 | $575.2K | 0.00% | +28,760+81.6% | Added |
| Morgan Stanley | 78,214 | $703.1K | 0.00% | +17,760+29.4% | Added |
| Citadel Advisors LLC | 79,797 | $717.4K | 0.00% | +70,760+783.0% | Added |
| Millennium Management LLC | 96,342 | $866.1K | 0.00% | −107,082−52.6% | Reduced |
| Two Sigma Investments, LP | 103,273 | $928.4K | 0.00% | −37,973−26.9% | Reduced |
| Eqis Capital Management, Inc. | 117,244 | $1.05M | 0.09% | +15,091+14.8% | Added |
| Virtus ETF Advisers LLC | 124,433 | $1.12M | 0.46% | +49,486+66.0% | Added |
| Marshall Wace, LLP | 143,219 | $1.29M | 0.00% | +143,219 | New |
| UBS Group AG | 153,568 | $1.38M | 0.00% | +139,079+959.9% | Added |
| BlackRock, Inc. | 160,538 | $1.44M | 0.00% | +32,628+25.5% | Added |
| LPL Financial LLC | 176,871 | $1.59M | 0.00% | +15,670+9.7% | Added |
| Trexquant Investment LP | 198,451 | $1.78M | 0.02% | +131,505+196.4% | Added |
| TrueMark Investments, LLC | 209,378 | $1.88M | 0.60% | +209,378 | New |
| Connecticut Wealth Management, LLC | 210,424 | $1.89M | 0.09% | 00.0% | Unchanged |
| Legal & General Group Plc | 238,747 | $2.15M | 0.00% | −7,585−3.1% | Reduced |
| Green Alpha Advisors, LLC | 290,447 | $2.61M | 2.09% | +63,709+28.1% | Added |
| Advisors Asset Management, Inc. | 0 | $0 | 0.00% | −69,345−100.0% | Sold out |
| Deerfield Management Company, L.P. (Series C) | 0 | $0 | 0.00% | −64,708−100.0% | Sold out |
| Paloma Partners Management Co | 0 | $0 | 0.00% | −32,651−100.0% | Sold out |
| Dynamic Technology Lab Private Ltd | 0 | $0 | 0.00% | −20,373−100.0% | Sold out |
| Clearstead Advisors, LLC | 0 | $0 | 0.00% | −14,000−100.0% | Sold out |
| Oxford Asset Management LLP | 0 | $0 | 0.00% | −11,898−100.0% | Sold out |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −11,029−100.0% | Sold out |
| Astoria Portfolio Advisors LLC. | 0 | $0 | 0.00% | −10,567−100.0% | Sold out |
| Creative Financial Designs Inc | 0 | $0 | 0.00% | −6,600−100.0% | Sold out |
| Private Trust Co NA | 0 | $0 | 0.00% | −3,572−100.0% | Sold out |
| Northwestern Mutual Wealth Management Co | 0 | $0 | 0.00% | −496−100.0% | Sold out |
| Deutsche Bank AG | 0 | $0 | 0.00% | −106−100.0% | Sold out |
| International Assets Investment Management, LLC | 0 | $0 | 0.00% | −50,055−100.0% | Sold out |
| VitalStone Financial, LLC | – | – | – | – | Not filed |