Horizon Technology Finance Corp
HRZN- Exchange
- Nasdaq
- SEC CIK
- 0001487428
No open-market purchases or sales by Horizon Technology Finance Corp insiders were filed in the last 90 days; 108 institutions reported holding it in 13F filings for Q2 2026, worth $37.7M in total; no superinvestor holds it.
Other share classesHTFC
13F holders, Q2 2021
Institutional positions in Horizon Technology Finance Corp as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 51
- 0 vs. Q1 2021
- Shares held
- 2.02M
- +148.9K (+8.0%) vs. Q1 2021
- Total value
- $32.6M
- +$7.60M (+30.3%) vs. Q1 2021
- New holders
- 9
- 20 more added
- Sold out
- 9
- 13 more reduced
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HRZN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 108 | $37.7M |
| Q1 2026 | 55 | $13.5M |
| Q4 2025 | 66 | $25.8M |
| Q3 2025 | 63 | $19.2M |
| Q2 2025 | 61 | $18.9M |
| Q1 2025 | 67 | $30.1M |
| Q4 2024 | 82 | $30.3M |
| Q3 2024 | 67 | $26.7M |
| Q2 2024 | 56 | $26.9M |
| Q1 2024 | 61 | $23.8M |
| Q4 2023 | 55 | $21.4M |
| Q3 2023 | 46 | $20.7M |
| Q2 2023 | 50 | $19.7M |
| Q1 2023 | 52 | $17.7M |
| Q4 2022 | 70 | $31.7M |
| Q3 2022 | 58 | $26.0M |
| Q2 2022 | 64 | $36.4M |
| Q1 2022 | 69 | $32.8M |
| Q4 2021 | 57 | $37.9M |
| Q3 2021 | 47 | $30.8M |
| Q2 2021 | 51 | $32.6M |
| Q1 2021 | 51 | $25.0M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Horizon Technology Finance Corp; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| JPMorgan Chase & Co | 10 | $0 | 0.00% | +2+25.0% | Added |
| FMR LLC | 2 | $0 | 0.00% | +2 | New |
| Sound Income Strategies, LLC | 50 | $1.00K | 0.00% | 00.0% | Unchanged |
| Sterling Investment Advisors, Ltd. | 80 | $1.00K | 0.00% | +80 | New |
| Tower Research Capital LLC (TRC) | 192 | $3.00K | 0.00% | +192 | New |
| Harbour Investments, Inc. | 417 | $7.00K | 0.00% | +6+1.5% | Added |
| Bank of America Corp | 501 | $9.00K | 0.00% | +500+50,000.0% | Added |
| Credit Agricole S A | 600 | $10.0K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 850 | $15.0K | 0.00% | +850 | New |
| Newbridge Financial Services Group, Inc. | 1,200 | $21.0K | 0.01% | +1,200 | New |
| Cutler Group LP | 1,453 | $25.0K | 0.00% | −1,347−48.1% | Reduced |
| Geneos Wealth Management Inc. | 1,460 | $25.0K | 0.00% | 00.0% | Unchanged |
| American Portfolios Advisors | 2,120 | $36.6K | 0.00% | 00.0% | Unchanged |
| Carolinas Wealth Consulting LLC | 2,339 | $40.0K | 0.01% | +42+1.8% | Added |
| BDO Wealth Advisors, LLC | 2,390 | $41.0K | 0.00% | 00.0% | Unchanged |
| Patriot Financial Group Insurance Agency, LLC | 3,207 | $55.0K | 0.01% | +520+19.4% | Added |
| Royal Bank of Canada | 5,214 | $90.0K | 0.00% | +913+21.2% | Added |
| Advisory Services Network, LLC | 5,227 | $90.0K | 0.00% | +5,227 | New |
| Great West Life Assurance Co | 6,261 | $108.0K | 0.00% | +342+5.8% | Added |
| Creative Financial Designs Inc | 8,267 | $143.0K | 0.02% | +119+1.5% | Added |
| Nia Impact Advisors, LLC | 10,677 | $184.0K | 0.09% | +168+1.6% | Added |
| Sheaff Brock Investment Advisors, LLC | 11,498 | $199.0K | 0.02% | 00.0% | Unchanged |
| Verity Asset Management, Inc. | 12,590 | $217.0K | 0.12% | +1,094+9.5% | Added |
| AXA S.A. | 12,600 | $218.0K | 0.00% | +12,600 | New |
| Raymond James & Associates | 14,102 | $244.0K | 0.00% | −370−2.6% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 14,436 | $249.0K | 0.01% | −101−0.7% | Reduced |
| Brown Advisory Securities, LLC | 15,662 | $270.0K | 0.04% | −700−4.3% | Reduced |
| LPL Financial LLC | 16,001 | $276.0K | 0.00% | −2,476−13.4% | Reduced |
| Commonwealth Equity Services, LLC | 16,129 | $278.0K | 0.00% | −953−5.6% | Reduced |
| Envestnet Asset Management Inc | 20,296 | $351.0K | 0.00% | +20,296 | New |
| Advisor Group Holdings, Inc. | 20,585 | $356.0K | 0.00% | +10,858+111.6% | Added |
| Parisi Gray Wealth Management | 22,000 | $380.0K | 0.14% | 00.0% | Unchanged |
| UBS Group AG | 24,717 | $427.0K | 0.00% | −4,724−16.0% | Reduced |
| Pathstone Family Office, LLC | 25,180 | $435.0K | 0.01% | +25,180 | New |
| Gitterman Wealth Management, LLC | 26,441 | $457.0K | 0.37% | −6,353−19.4% | Reduced |
| Natixis Advisors, L.P. | 28,021 | $484.0K | 0.00% | −6,047−17.7% | Reduced |
| Virtus ETF Advisers LLC | 32,800 | $566.0K | 0.23% | +5,110+18.5% | Added |
| Invesco Ltd. | 33,341 | $576.0K | 0.00% | +15,449+86.3% | Added |
| Morgan Stanley | 35,523 | $614.0K | 0.00% | +9,507+36.5% | Added |
| Ameriprise Financial Inc | 35,654 | $616.0K | 0.00% | −1,216−3.3% | Reduced |
| Wells Fargo & Company | 39,491 | $682.0K | 0.00% | −1,722−4.2% | Reduced |
| Mackenzie Financial Corp | 74,287 | $1.28M | 0.00% | +39,843+115.7% | Added |
| LSV Asset Management | 78,000 | $1.35M | 0.00% | −5,100−6.1% | Reduced |
| Green Alpha Advisors, LLC | 108,903 | $1.88M | 1.28% | +56,515+107.9% | Added |
| BlackRock Inc. | 116,850 | $2.02M | 0.00% | +11,574+11.0% | Added |
| Two Sigma Investments, LP | 142,132 | $2.46M | 0.01% | −14,013−9.0% | Reduced |
| Eqis Capital Management, Inc. | 168,869 | $2.92M | 0.22% | +17,042+11.2% | Added |
| Advisors Asset Management, Inc. | 194,941 | $3.37M | 0.05% | +27,529+16.4% | Added |
| Two Sigma Advisers, LP | 196,197 | $3.39M | 0.01% | +26,100+15.3% | Added |
| Shelton Capital Management | 300,000 | $5.18M | 0.20% | 00.0% | Unchanged |
| Tredje AP-fonden | 130,000 | – | – | 00.0% | Unchanged |
| California Public Employees Retirement System | 0 | $0 | 0.00% | −34,800−100.0% | Sold out |
| Cambridge Investment Research Advisors, Inc. | 0 | $0 | 0.00% | −26,480−100.0% | Sold out |
| Avantax Planning Partners, Inc. | 0 | $0 | 0.00% | −10,100−100.0% | Sold out |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −9,386−100.0% | Sold out |
| Sowell Financial Services LLC | 0 | $0 | 0.00% | −7,132−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −3,054−100.0% | Sold out |
| Group One Trading, L.P. | 0 | $0 | 0.00% | −2,100−100.0% | Sold out |
| Eudaimonia Partners, LLC | 0 | $0 | 0.00% | −1,379−100.0% | Sold out |
| Steward Partners Investment Advisory, LLC | 0 | $0 | 0.00% | −387−100.0% | Sold out |