Horizon Technology Finance Corp
HRZN- Exchange
- Nasdaq
- SEC CIK
- 0001487428
No open-market purchases or sales by Horizon Technology Finance Corp insiders were filed in the last 90 days; 108 institutions reported holding it in 13F filings for Q2 2026, worth $37.7M in total; no superinvestor holds it.
Other share classesHTFC
13F holders, Q3 2023
Institutional positions in Horizon Technology Finance Corp as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 46
- −2 vs. Q2 2023
- Shares held
- 1.74M
- +138.4K (+8.6%) vs. Q2 2023
- Total value
- $20.7M
- +$1.31M (+6.7%) vs. Q2 2023
- New holders
- 11
- 20 more added
- Sold out
- 13
- 8 more reduced
2 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HRZN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 108 | $37.7M |
| Q1 2026 | 55 | $13.5M |
| Q4 2025 | 66 | $25.8M |
| Q3 2025 | 63 | $19.2M |
| Q2 2025 | 61 | $18.9M |
| Q1 2025 | 67 | $30.1M |
| Q4 2024 | 82 | $30.3M |
| Q3 2024 | 67 | $26.7M |
| Q2 2024 | 56 | $26.9M |
| Q1 2024 | 61 | $23.8M |
| Q4 2023 | 55 | $21.4M |
| Q3 2023 | 46 | $20.7M |
| Q2 2023 | 50 | $19.7M |
| Q1 2023 | 52 | $17.7M |
| Q4 2022 | 70 | $31.7M |
| Q3 2022 | 58 | $26.0M |
| Q2 2022 | 64 | $36.4M |
| Q1 2022 | 69 | $32.8M |
| Q4 2021 | 57 | $37.9M |
| Q3 2021 | 47 | $30.8M |
| Q2 2021 | 51 | $32.6M |
| Q1 2021 | 51 | $25.0M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Horizon Technology Finance Corp; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Hantz Financial Services, Inc. | 2 | $0 | 0.00% | +1+100.0% | Added |
| VitalStone Financial, LLC | 2 | $0 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 2 | $24 | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 50 | $594 | 0.00% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 60 | $713 | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 262 | $3.11K | 0.00% | +7+2.7% | Added |
| Simplex Trading, LLC | 417 | $4.00K | 0.00% | +417 | New |
| US Bancorp | 450 | $5.35K | 0.00% | 00.0% | Unchanged |
| Godsey & Gibb Associates | 508 | $6.04K | 0.00% | +508 | New |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 700 | $8.32K | 0.00% | 00.0% | Unchanged |
| Qube Research & Technologies Ltd | 1,421 | $16.9K | 0.00% | +1,421 | New |
| Pin Oak Investment Advisors Inc | 1,903 | $23.0K | 0.03% | +1,103+137.9% | Added |
| Caption Management, LLC | 2,403 | $28.5K | 0.00% | +2,403 | New |
| Bank of America Corp | 2,670 | $31.7K | 0.00% | +445+20.0% | Added |
| Sofos Investments, Inc. | 3,031 | $33.1K | 0.00% | +3,019+25,158.3% | Added |
| Quantbot Technologies LP | 3,056 | $36.3K | 0.00% | −2,726−47.1% | Reduced |
| Steward Partners Investment Advisory, LLC | 7,902 | $93.9K | 0.00% | +7,902 | New |
| Northern Trust Corp | 10,855 | $129.0K | 0.00% | +10,855 | New |
| Cetera Investment Advisers | 13,402 | $159.2K | 0.00% | +13,402 | New |
| Kovack Advisors, Inc. | 13,451 | $159.8K | 0.02% | +2,448+22.2% | Added |
| Wilbanks Smith & Thomas Asset Management LLC | 14,000 | $166.3K | 0.01% | −5,000−26.3% | Reduced |
| Jump Financial, LLC | 14,703 | $174.7K | 0.01% | +14,703 | New |
| First Affirmative Financial Network | 15,952 | $189.5K | 0.19% | −164−1.0% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 16,471 | $196.0K | 0.00% | +51+0.3% | Added |
| CPR Investments Inc. | 16,738 | $198.8K | 0.21% | −3,203−16.1% | Reduced |
| Creative Financial Designs Inc | 16,754 | $199.0K | 0.02% | +54+0.3% | Added |
| Parisi Gray Wealth Management | 22,000 | $261.4K | 0.12% | 00.0% | Unchanged |
| UBS Group AG | 22,211 | $263.9K | 0.00% | +607+2.8% | Added |
| Envestnet Asset Management Inc | 28,021 | $332.9K | 0.00% | +5,478+24.3% | Added |
| Commonwealth Equity Services, LLC | 31,006 | $368.0K | 0.00% | −1,363−4.2% | Reduced |
| Great West Life Assurance Co | 31,148 | $370.0K | 0.00% | +6,424+26.0% | Added |
| Pathstone Family Office, LLC | 33,014 | $395.8K | 0.00% | +540+1.7% | Added |
| Royal Bank of Canada | 35,932 | $427.0K | 0.00% | +493+1.4% | Added |
| Wells Fargo & Company | 42,151 | $500.8K | 0.00% | +6,862+19.4% | Added |
| ETF Store, Inc. | 42,988 | $510.7K | 0.37% | +3,114+7.8% | Added |
| Quadrature Capital Ltd | 43,531 | $517.4K | 0.01% | +43,531 | New |
| Advisor Group Holdings, Inc. | 51,351 | $610.1K | 0.00% | +13,770+36.6% | Added |
| LPL Financial LLC | 52,893 | $628.4K | 0.00% | +2,485+4.9% | Added |
| Virtus ETF Advisers LLC | 57,835 | $687.1K | 0.42% | +33,367+136.4% | Added |
| The PNC Financial Services Group, Inc. | 63,560 | $755.1K | 0.00% | +63,560 | New |
| Legal & General Group Plc | 109,637 | $1.30M | 0.00% | +109,637 | New |
| BlackRock Inc. | 112,012 | $1.33M | 0.00% | −17,600−13.6% | Reduced |
| Eqis Capital Management, Inc. | 121,678 | $1.45M | 0.18% | −14,247−10.5% | Reduced |
| Advisors Asset Management, Inc. | 213,030 | $2.53M | 0.05% | −1,278−0.6% | Reduced |
| Morgan Stanley | 217,898 | $2.59M | 0.00% | +12,939+6.3% | Added |
| Green Alpha Advisors, LLC | 255,273 | $3.03M | 2.33% | +5,157+2.1% | Added |
| Mackenzie Financial Corp | 0 | $0 | 0.00% | −46,297−100.0% | Sold out |
| Robotti Robert | 0 | $0 | 0.00% | −32,500−100.0% | Sold out |
| Y-Intercept (Hong Kong) Ltd | 0 | $0 | 0.00% | −20,551−100.0% | Sold out |
| Schonfeld Strategic Advisors LLC | 0 | $0 | 0.00% | −14,000−100.0% | Sold out |
| Invesco Ltd. | 0 | $0 | 0.00% | −13,903−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −13,187−100.0% | Sold out |
| BSW Wealth Partners | 0 | $0 | 0.00% | −11,902−100.0% | Sold out |
| Two Sigma Investments, LP | 0 | $0 | 0.00% | −10,527−100.0% | Sold out |
| Terrapin Asset Management, LLC | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| AXS Investments LLC | 0 | $0 | 0.00% | −5,245−100.0% | Sold out |
| Aquatic Capital Management LLC | 0 | $0 | 0.00% | −4,500−100.0% | Sold out |
| Geneos Wealth Management Inc. | 0 | $0 | 0.00% | −52−100.0% | Sold out |
| Citigroup Inc | 0 | $0 | 0.00% | −25−100.0% | Sold out |
| Nia Impact Advisors, LLC | – | – | – | – | Not filed |
| BDO Wealth Advisors, LLC | – | – | – | – | Not filed |