Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC
FFC- Exchange
- NYSE
- SEC CIK
- 0001174164
No open-market purchases or sales by Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC insiders were filed in the last 90 days; 111 institutions reported holding it in 13F filings for Q2 2026, worth $181.2M in total; no superinvestor holds it.
13F holders, Q1 2022
Institutional positions in Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 101
- −8 vs. Q4 2021
- Shares held
- 6.34M
- +188.3K (+3.1%) vs. Q4 2021
- Total value
- $124.9M
- −$9.12M (−6.8%) vs. Q4 2021
- New holders
- 11
- 33 more added
- Sold out
- 19
- 27 more reduced
3 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FFC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 111 | $181.2M |
| Q1 2026 | 119 | $165.4M |
| Q4 2025 | 113 | $173.6M |
| Q3 2025 | 115 | $179.4M |
| Q2 2025 | 112 | $164.2M |
| Q1 2025 | 114 | $153.9M |
| Q4 2024 | 118 | $156.5M |
| Q3 2024 | 110 | $145.9M |
| Q2 2024 | 108 | $134.3M |
| Q1 2024 | 115 | $134.1M |
| Q4 2023 | 120 | $126.1M |
| Q3 2023 | 108 | $99.0M |
| Q2 2023 | 95 | $96.0M |
| Q1 2023 | 101 | $88.8M |
| Q4 2022 | 100 | $94.4M |
| Q3 2022 | 97 | $91.5M |
| Q2 2022 | 102 | $97.5M |
| Q1 2022 | 101 | $124.9M |
| Q4 2021 | 112 | $134.2M |
| Q3 2021 | 106 | $140.5M |
| Q2 2021 | 98 | $127.9M |
| Q1 2021 | 106 | $138.5M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Royal Bank of Canada | 795,443 | $15.7M | 0.00% | −16,275−2.0% | Reduced |
| Morgan Stanley | 782,283 | $15.4M | 0.00% | +17,160+2.2% | Added |
| Invesco Ltd. | 383,885 | $7.55M | 0.00% | −29,669−7.2% | Reduced |
| Covington Capital Management | 363,496 | $7.15M | 0.26% | +7,850+2.2% | Added |
| Bank of America Corp | 356,281 | $7.01M | 0.00% | −29,899−7.7% | Reduced |
| Golden Green, Inc. | 313,784 | $6.17M | 5.08% | +194,439+162.9% | Added |
| Commonwealth Equity Services, LLC | 302,546 | $5.95M | 0.01% | +10,841+3.7% | Added |
| Ameriprise Financial Inc | 280,750 | $5.53M | 0.00% | +10,742+4.0% | Added |
| LPL Financial LLC | 248,870 | $4.90M | 0.00% | −9,464−3.7% | Reduced |
| Cetera Advisor Networks LLC | 221,292 | $4.36M | 0.05% | +1,908+0.9% | Added |
| Wells Fargo & Company | 148,719 | $2.93M | 0.00% | −9,315−5.9% | Reduced |
| Penserra Capital Management LLC | 148,649 | $2.92M | 0.07% | +36,133+32.1% | Added |
| Advisor Group Holdings, Inc. | 140,891 | $2.76M | 0.01% | +2,687+1.9% | Added |
| Cohen & Steers, Inc. | 138,950 | $2.73M | 0.00% | +54,434+64.4% | Added |
| Csenge Advisory Group | 127,622 | $2.51M | 0.20% | −11,172−8.0% | Reduced |
| Truist Financial Corp | 114,376 | $2.25M | 0.00% | +2,566+2.3% | Added |
| Elevated Capital Advisors, LLC | 107,583 | $2.12M | 0.70% | +107,583 | New |
| Family Firm, Inc. | 83,220 | $1.64M | 0.43% | +12,435+17.6% | Added |
| Raymond James & Associates | 71,813 | $1.41M | 0.00% | +14,249+24.8% | Added |
| UBS Group AG | 68,006 | $1.34M | 0.00% | −10,093−12.9% | Reduced |
| Federation des caisses Desjardins du Quebec | 63,479 | $1.25M | 0.01% | +2,926+4.8% | Added |
| Mercer Global Advisors Inc | 59,467 | $1.17M | 0.01% | −2,265−3.7% | Reduced |
| Bard Associates Inc | 47,958 | $944.0K | 0.33% | +3,750+8.5% | Added |
| Sound Income Strategies, LLC | 45,351 | $893.0K | 0.10% | −3,265−6.7% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 43,548 | $857.0K | 0.00% | +1,342+3.2% | Added |
| Tiemann Investment Advisors, LLC | 43,498 | $856.0K | 0.40% | +293+0.7% | Added |
| Cambridge Investment Research Advisors, Inc. | 41,895 | $824.0K | 0.00% | +1,368+3.4% | Added |
| Thrivent Financial for Lutherans | 41,332 | $801.0K | 0.00% | −1,260−3.0% | Reduced |
| Atria Wealth Solutions, Inc. | 38,215 | $753.0K | 0.01% | +38,215 | New |
| MML Investors Services, LLC | 35,163 | $692.0K | 0.00% | +3,517+11.1% | Added |
| Titus Wealth Management | 33,800 | $665.0K | 0.30% | +7,000+26.1% | Added |
| EPG Wealth Management LLC | 28,677 | $564.0K | 0.20% | +1,041+3.8% | Added |
| Wedbush Securities Inc | 26,733 | $526.0K | 0.02% | −2,595−8.8% | Reduced |
| Baird Financial Group, Inc. | 24,529 | $483.0K | 0.00% | +10,541+75.4% | Added |
| Titleist Asset Management, Ltd. | 23,644 | $465.0K | 0.10% | +728+3.2% | Added |
| The PNC Financial Services Group, Inc. | 23,000 | $452.0K | 0.00% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 22,455 | $442.0K | 0.00% | +1,205+5.7% | Added |
| Alpha Cubed Investments, LLC | 21,935 | $432.0K | 0.03% | +21,935 | New |
| Creative Planning | 21,038 | $414.0K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 19,936 | $392.0K | 0.01% | −7,802−28.1% | Reduced |
| Oxbow Advisors, LLC | 19,501 | $384.0K | 0.04% | 00.0% | Unchanged |
| Ameritas Advisory Services, LLC | 19,254 | $379.0K | 0.01% | −130−0.7% | Reduced |
| Davenport & Co LLC | 18,878 | $372.0K | 0.00% | −2,000−9.6% | Reduced |
| Private Advisor Group, LLC | 17,604 | $346.0K | 0.00% | −125−0.7% | Reduced |
| Oppenheimer & Co Inc | 17,387 | $342.0K | 0.01% | 00.0% | Unchanged |
| Ceera Investments, LLC | 17,090 | $336.0K | 0.17% | +30+0.2% | Added |
| American Financial Advisors, LLC | 16,147 | $318.0K | 0.04% | −1,093−6.3% | Reduced |
| US Bancorp | 16,108 | $317.0K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 15,527 | $305.0K | 0.01% | −1,602−9.4% | Reduced |
| Pinnacle Wealth Planning Services, Inc. | 14,500 | $285.0K | 0.05% | 00.0% | Unchanged |
| DF Dent & Co Inc | 14,388 | $283.0K | 0.00% | +1,060+8.0% | Added |
| Centaurus Financial, Inc. | 13,579 | $267.0K | 0.02% | 00.0% | Unchanged |
| Guggenheim Capital LLC | 13,390 | $264.0K | 0.00% | −520−3.7% | Reduced |
| Hollencrest Capital Management | 13,021 | $256.0K | 0.02% | 00.0% | Unchanged |
| Sage Capital Advisors,llc | 13,132 | $255.0K | 0.10% | +1,783+15.7% | Added |
| Cary Street Partner Investment Advisory LLC | 12,715 | $250.0K | 0.07% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 12,311 | $243.0K | 0.00% | −2,050−14.3% | Reduced |
| Kestra Advisory Services, LLC | 12,318 | $242.0K | 0.00% | −1,980−13.8% | Reduced |
| HighTower Advisors, LLC | 11,732 | $232.0K | 0.00% | +11,732 | New |
| International Assets Investment Management, LLC | 11,645 | $221.0K | 0.04% | −45,668−79.7% | Reduced |
| SFI Advisors, LLC | 11,076 | $217.0K | 0.20% | 00.0% | Unchanged |
| Navis Wealth Advisors, LLC | 10,900 | $215.0K | 0.19% | 00.0% | Unchanged |
| Sigma Planning Corp | 10,803 | $213.0K | 0.01% | −200−1.8% | Reduced |
| Wealthcare Advisory Partners LLC | 10,832 | $213.0K | 0.01% | +1,503+16.1% | Added |
| NFP Retirement, Inc. | 10,250 | $201.7K | 0.05% | +10,250 | New |
| LexAurum Advisors, LLC | 10,000 | $197.0K | 0.06% | 00.0% | Unchanged |
| Belpointe Asset Management LLC | 8,864 | $174.0K | 0.01% | +550+6.6% | Added |
| American Portfolios Advisors | 8,279 | $162.9K | 0.01% | −187−2.2% | Reduced |
| Money Concepts Capital Corp | 7,992 | $157.0K | 0.01% | +7,992 | New |
| Parallel Advisors, LLC | 5,160 | $100.0K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 5,000 | $98.0K | 0.02% | 00.0% | Unchanged |
| Fifth Third Bancorp | 3,957 | $78.0K | 0.00% | 00.0% | Unchanged |
| Laurel Wealth Planning LLC | 3,930 | $77.0K | 0.05% | −5,000−56.0% | Reduced |
| Patriot Financial Group Insurance Agency, LLC | 3,310 | $65.0K | 0.01% | −500−13.1% | Reduced |
| Huntington National Bank | – | $54.0K | 0.00% | – | – |
| Danda Trouve Investment Management, Inc. | 2,721 | $54.0K | 0.07% | 00.0% | Unchanged |
| FinTrust Capital Advisors, LLC | 2,614 | $51.0K | 0.01% | 00.0% | Unchanged |
| Allworth Financial LP | 2,600 | $51.0K | 0.00% | +1,600+160.0% | Added |
| Selective Wealth Management, Inc. | 2,500 | $49.0K | 0.02% | +2,500 | New |
| Future Financial Wealth Managment LLC | 2,395 | $47.0K | 0.04% | 00.0% | Unchanged |
| North Star Investment Management Corp. | 2,098 | $41.0K | 0.00% | 00.0% | Unchanged |
| Ahrens Investment Partners LLC | 1,728 | $34.0K | 0.01% | 00.0% | Unchanged |
| IFP Advisors, Inc | 1,577 | $29.0K | 0.00% | +1,577 | New |
| Glen Eagle Advisors, LLC | 1,275 | $25.1K | 0.01% | 00.0% | Unchanged |
| Bank of New Hampshire | 1,250 | $25.0K | 0.01% | +1,250 | New |
| HM Payson & Co | 1,235 | $24.0K | 0.00% | 00.0% | Unchanged |
| SOA Wealth Advisors, LLC. | 1,047 | $20.0K | 0.00% | +19+1.8% | Added |
| Princeton Global Asset Management LLC | 850 | $17.0K | 0.00% | +850 | New |
| AlphaMark Advisors, LLC | 795 | $16.0K | 0.01% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 816 | $16.0K | 0.00% | +8+1.0% | Added |
| Sugarloaf Wealth Management, LLC | 642 | $13.0K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 600 | $12.0K | 0.00% | −250−29.4% | Reduced |
| Prospera Financial Services Inc | 500 | $10.0K | 0.00% | +500 | New |
| Addison Advisors LLC | 432 | $9.00K | 0.00% | 00.0% | Unchanged |
| TFC Financial Management | 400 | $8.00K | 0.00% | +7+1.8% | Added |
| Benjamin F. Edwards & Company, Inc. | 350 | $7.00K | 0.00% | 00.0% | Unchanged |
| Tradition Wealth Management, LLC | 362 | $7.00K | 0.00% | +6+1.7% | Added |
| Ancora Advisors, LLC | 343 | $7.00K | 0.00% | 00.0% | Unchanged |
| FourThought Financial, LLC | 300 | $6.00K | 0.00% | 00.0% | Unchanged |
| City Holding Co | 100 | $2.00K | 0.00% | 00.0% | Unchanged |