Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC
FFC- Exchange
- NYSE
- SEC CIK
- 0001174164
No open-market purchases or sales by Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC insiders were filed in the last 90 days; 111 institutions reported holding it in 13F filings for Q2 2026, worth $181.2M in total; no superinvestor holds it.
13F holders, Q4 2024
Institutional positions in Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC as of Dec 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 118
- +11 vs. Q3 2024
- Shares held
- 10.1M
- +1.10M (+12.2%) vs. Q3 2024
- Total value
- $156.5M
- +$13.8M (+9.7%) vs. Q3 2024
- New holders
- 19
- 39 more added
- Sold out
- 8
- 31 more reduced
3 institutions that held it in Q3 2024 haven't filed for Q4 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FFC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 111 | $181.2M |
| Q1 2026 | 119 | $165.4M |
| Q4 2025 | 113 | $173.6M |
| Q3 2025 | 115 | $179.4M |
| Q2 2025 | 112 | $164.2M |
| Q1 2025 | 114 | $153.9M |
| Q4 2024 | 118 | $156.5M |
| Q3 2024 | 110 | $145.9M |
| Q2 2024 | 108 | $134.3M |
| Q1 2024 | 115 | $134.1M |
| Q4 2023 | 120 | $126.1M |
| Q3 2023 | 108 | $99.0M |
| Q2 2023 | 95 | $96.0M |
| Q1 2023 | 101 | $88.8M |
| Q4 2022 | 100 | $94.4M |
| Q3 2022 | 97 | $91.5M |
| Q2 2022 | 102 | $97.5M |
| Q1 2022 | 101 | $124.9M |
| Q4 2021 | 112 | $134.2M |
| Q3 2021 | 106 | $140.5M |
| Q2 2021 | 98 | $127.9M |
| Q1 2021 | 106 | $138.5M |
Institutions, Q4 2024
Shares, value and share of portfolio for each institution holding Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC; share changes are against Q3 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Wells Fargo & Company | 872,516 | $13.6M | 0.00% | +566,083+184.7% | Added |
| Invesco Ltd. | 710,391 | $11.0M | 0.00% | +71,030+11.1% | Added |
| Morgan Stanley | 657,369 | $10.2M | 0.00% | −303,344−31.6% | Reduced |
| Cohen & Steers, Inc. | 572,296 | $8.89M | 0.02% | +74,000+14.9% | Added |
| Bank of America Corp | 411,276 | $6.39M | 0.00% | −37,150−8.3% | Reduced |
| Thomas J. Herzfeld Advisors, Inc. | 368,225 | $5.72M | 1.83% | +139,098+60.7% | Added |
| Envestnet Asset Management Inc | 361,091 | $5.61M | 0.00% | +121,445+50.7% | Added |
| CNH Partners LLC | 341,171 | $5.30M | 0.13% | −143,149−29.6% | Reduced |
| LPL Financial LLC | 323,514 | $5.02M | 0.00% | +4,414+1.4% | Added |
| 1607 Capital Partners, LLC | 310,250 | $4.82M | 0.39% | +229,284+283.2% | Added |
| Ameriprise Financial Inc | 275,817 | $4.28M | 0.00% | −3,552−1.3% | Reduced |
| Sit Investment Associates Inc | 274,282 | $4.26M | 0.10% | +274,282 | New |
| Mangrove Partners | 262,361 | $4.07M | 0.49% | −239,905−47.8% | Reduced |
| Csenge Advisory Group | 246,253 | $3.82M | 0.21% | −1,871−0.8% | Reduced |
| Raymond James Financial Inc | 200,587 | $3.12M | 0.00% | +200,587 | New |
| Commonwealth Equity Services, LLC | 190,176 | $2.95M | 0.00% | −40,167−17.4% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 184,214 | $2.86M | 0.13% | +63,860+53.1% | Added |
| Stifel Financial Corp | 162,353 | $2.52M | 0.00% | +25,599+18.7% | Added |
| Royal Bank of Canada | 156,700 | $2.43M | 0.00% | −3,147−2.0% | Reduced |
| Gridiron Partners, LLC | 147,931 | $2.30M | 1.46% | 00.0% | Unchanged |
| Baird Financial Group, Inc. | 140,179 | $2.18M | 0.00% | +26,417+23.2% | Added |
| Elevated Capital Advisors, LLC | 133,918 | $2.08M | 0.57% | −1,890−1.4% | Reduced |
| Sowell Financial Services LLC | 127,953 | $1.99M | 0.10% | +5,213+4.2% | Added |
| Family Firm, Inc. | 124,154 | $1.93M | 0.43% | −2,594−2.0% | Reduced |
| Cetera Investment Advisers | 118,951 | $1.85M | 0.00% | −5,018−4.0% | Reduced |
| Advisor Group Holdings, Inc. | 112,468 | $1.75M | 0.00% | +27,543+32.4% | Added |
| UBS Group AG | 104,771 | $1.63M | 0.00% | +714+0.7% | Added |
| Smith Asset Management Co., LLC | 106,081 | $1.44M | 1.40% | +106,081 | New |
| Mountain Capital Investment Advisors, Inc | 89,139 | $1.41M | 0.29% | +142+0.2% | Added |
| Park Avenue Securities LLC | 90,024 | $1.40M | 0.01% | +4,022+4.7% | Added |
| Colony Group, LLC | 89,682 | $1.39M | 0.00% | −308−0.3% | Reduced |
| Federation des caisses Desjardins du Quebec | 88,207 | $1.37M | 0.01% | −1,275−1.4% | Reduced |
| HighTower Advisors, LLC | 72,254 | $1.12M | 0.00% | −6,089−7.8% | Reduced |
| Rivernorth Capital Management, LLC | 70,942 | $1.10M | 0.05% | +70,942 | New |
| Noble Wealth Management PBC | 70,850 | $1.10M | 0.76% | +70,850 | New |
| Mercer Global Advisors Inc | 68,715 | $1.07M | 0.00% | +56,600+467.2% | Added |
| Atomi Financial Group, Inc. | 66,025 | $1.03M | 0.05% | +38,125+136.6% | Added |
| Bard Associates Inc | 63,843 | $991.5K | 0.34% | 00.0% | Unchanged |
| Guggenheim Capital LLC | 63,427 | $985.0K | 0.01% | +14,309+29.1% | Added |
| Cambridge Investment Research Advisors, Inc. | 57,021 | $886.0K | 0.00% | −21,095−27.0% | Reduced |
| The PNC Financial Services Group, Inc. | 55,882 | $867.8K | 0.00% | 00.0% | Unchanged |
| Thrivent Financial for Lutherans | 54,644 | $849.0K | 0.00% | +2,270+4.3% | Added |
| Everstar Asset Management, LLC | 52,700 | $818.4K | 0.58% | −4,400−7.7% | Reduced |
| Wealth Enhancement Advisory Services, LLC | 51,415 | $798.5K | 0.00% | −18,380−26.3% | Reduced |
| RSM US Wealth Management LLC | 51,219 | $794.1K | 0.01% | +24,786+93.8% | Added |
| Lido Advisors, LLC | 46,895 | $728.3K | 0.00% | 00.0% | Unchanged |
| Consolidated Portfolio Review Corp | 40,979 | $636.4K | 0.10% | −6,059−12.9% | Reduced |
| Susquehanna International Group, LLP | 39,851 | $618.9K | 0.00% | +39,851 | New |
| Western Wealth Management, LLC | 39,490 | $613.3K | 0.03% | −1,589−3.9% | Reduced |
| Millennium Management LLC | 39,196 | $608.7K | 0.00% | −47,618−54.9% | Reduced |
| Seamount Financial Group Inc | 33,900 | $526.5K | 0.36% | −1,799−5.0% | Reduced |
| Wedbush Securities Inc | 27,441 | $426.0K | 0.02% | −122−0.4% | Reduced |
| Whitener Capital Management, Inc. | 25,180 | $391.0K | 0.11% | +400+1.6% | Added |
| Matisse Capital | 23,907 | $371.3K | 0.19% | 00.0% | Unchanged |
| Calamos Advisors LLC | 23,684 | $367.8K | 0.00% | +4,555+23.8% | Added |
| Titleist Asset Management, LLC | 23,467 | $364.4K | 0.04% | 00.0% | Unchanged |
| Sage Capital Advisors,llc | 23,301 | $361.9K | 0.09% | −3,867−14.2% | Reduced |
| Jacobi Capital Management LLC | 23,260 | $361.2K | 0.03% | +2,850+14.0% | Added |
| SFI Advisors, LLC | 20,479 | $318.0K | 0.22% | +9,972+94.9% | Added |
| Spire Wealth Management | 19,537 | $303.4K | 0.01% | +326+1.7% | Added |
| Atria Wealth Solutions, Inc. | 19,283 | $299.5K | 0.00% | +662+3.6% | Added |
| Guyasuta Investment Advisors Inc | 18,150 | $281.9K | 0.02% | +2,500+16.0% | Added |
| Integrated Capital Management, Inc. | 18,103 | $281.1K | 0.22% | +322+1.8% | Added |
| Alpha Cubed Investments, LLC | 18,076 | $280.7K | 0.01% | 00.0% | Unchanged |
| Walleye Capital LLC | 17,674 | $274.5K | 0.00% | +17,674 | New |
| GWM Advisors LLC | 17,419 | $270.5K | 0.00% | −2,415−12.2% | Reduced |
| Smith, Moore & Co. | 17,064 | $265.0K | 0.02% | +6,575+62.7% | Added |
| Sanctuary Advisors, LLC | 16,475 | $263.1K | 0.00% | −12,543−43.2% | Reduced |
| US Bancorp | 16,456 | $255.6K | 0.00% | +1,050+6.8% | Added |
| Private Advisor Group, LLC | 16,403 | $254.7K | 0.00% | −277−1.7% | Reduced |
| Kestra Private Wealth Services, LLC | 15,959 | $247.8K | 0.00% | +405+2.6% | Added |
| Janney Montgomery Scott LLC | 15,841 | $246.0K | 0.00% | +15,841 | New |
| Pathstone Holdings, LLC | 15,631 | $243.1K | 0.00% | +15,631 | New |
| Tiemann Investment Advisors, LLC | 15,388 | $239.0K | 0.11% | 00.0% | Unchanged |
| Robinson Capital Management, LLC | 15,113 | $234.7K | 0.09% | 00.0% | Unchanged |
| Creative Planning | 15,103 | $234.6K | 0.00% | +15,103 | New |
| International Assets Investment Management, LLC | 14,336 | $225.8K | 0.02% | −277,295−95.1% | Reduced |
| Pines Wealth Management, LLC | 14,013 | $220.3K | 0.10% | +14,013 | New |
| Independent Advisor Alliance | 13,504 | $209.7K | 0.00% | +13,504 | New |
| Prairie Wealth Advisors, Inc. | 12,700 | $197.2K | 0.09% | −600−4.5% | Reduced |
| Evergreen Capital Management LLC | 12,550 | $194.9K | 0.01% | 00.0% | Unchanged |
| DF Dent & Co Inc | 12,298 | $191.0K | 0.00% | 00.0% | Unchanged |
| Landscape Capital Management, L.L.C. | 12,234 | $190.0K | 0.02% | +12,234 | New |
| Cary Street Partners Financial LLC | 11,773 | $182.8K | 0.01% | +11,773 | New |
| Truist Financial Corp | 11,645 | $180.8K | 0.00% | +63+0.5% | Added |
| Cerity Partners LLC | 11,262 | $174.9K | 0.00% | +42+0.4% | Added |
| Private Trust Co NA | 10,445 | $162.2K | 0.02% | 00.0% | Unchanged |
| Arkadios Wealth Advisors | 10,258 | $159.3K | 0.01% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 5,164 | $80.2K | 0.01% | +67+1.3% | Added |
| Parallel Advisors, LLC | 5,160 | $80.1K | 0.00% | 00.0% | Unchanged |
| Future Financial Wealth Managment LLC | 5,150 | $80.0K | 0.06% | −1,700−24.8% | Reduced |
| Comerica Bank | 5,067 | $78.7K | 0.00% | −726−12.5% | Reduced |
| Allworth Financial LP | 4,218 | $67.5K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 4,000 | $62.1K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 3,810 | $59.2K | 0.00% | 00.0% | Unchanged |
| Mather Group, LLC. | 3,689 | $57.3K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 3,500 | $54.4K | 0.00% | 00.0% | Unchanged |
| Chelsea Counsel Co | 3,125 | $48.5K | 0.03% | −1,775−36.2% | Reduced |
| Sound Income Strategies, LLC | 2,835 | $44.0K | 0.00% | +36+1.3% | Added |
| Capital Analysts, LLC | 2,531 | $39.0K | 0.00% | 00.0% | Unchanged |