Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC
FFC- Exchange
- NYSE
- SEC CIK
- 0001174164
No open-market purchases or sales by Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC insiders were filed in the last 90 days; 111 institutions reported holding it in 13F filings for Q2 2026, worth $181.9M in total; no superinvestor holds it.
13F holders, Q2 2023
Institutional positions in Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 95
- −4 vs. Q1 2023
- Shares held
- 6.99M
- +574.8K (+9.0%) vs. Q1 2023
- Total value
- $96.0M
- +$7.19M (+8.1%) vs. Q1 2023
- New holders
- 9
- 36 more added
- Sold out
- 13
- 23 more reduced
2 institutions that held it in Q1 2023 haven't filed for Q2 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FFC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 111 | $181.9M |
| Q1 2026 | 119 | $169.7M |
| Q4 2025 | 113 | $173.6M |
| Q3 2025 | 116 | $179.6M |
| Q2 2025 | 112 | $166.8M |
| Q1 2025 | 114 | $154.0M |
| Q4 2024 | 118 | $157.9M |
| Q3 2024 | 110 | $164.2M |
| Q2 2024 | 108 | $136.3M |
| Q1 2024 | 115 | $156.9M |
| Q4 2023 | 120 | $134.7M |
| Q3 2023 | 108 | $99.0M |
| Q2 2023 | 95 | $96.0M |
| Q1 2023 | 101 | $88.8M |
| Q4 2022 | 100 | $94.4M |
| Q3 2022 | 97 | $91.5M |
| Q2 2022 | 102 | $97.5M |
| Q1 2022 | 101 | $124.9M |
| Q4 2021 | 112 | $134.2M |
| Q3 2021 | 106 | $140.5M |
| Q2 2021 | 98 | $127.9M |
| Q1 2021 | 106 | $138.5M |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 671,941 | $9.23M | 0.00% | −5,637−0.8% | Reduced |
| Bank of America Corp | 551,627 | $7.58M | 0.00% | +19,027+3.6% | Added |
| Royal Bank of Canada | 515,114 | $7.08M | 0.00% | −14,374−2.7% | Reduced |
| Mangrove Partners | 509,000 | $6.99M | 0.48% | +509,000 | New |
| Invesco Ltd. | 479,206 | $6.58M | 0.00% | +42,109+9.6% | Added |
| Commonwealth Equity Services, LLC | 318,125 | $4.37M | 0.01% | −19,451−5.8% | Reduced |
| Cohen & Steers, Inc. | 298,190 | $4.10M | 0.01% | +31,885+12.0% | Added |
| Ameriprise Financial Inc | 257,794 | $3.55M | 0.00% | −34,579−11.8% | Reduced |
| LPL Financial LLC | 229,173 | $3.15M | 0.00% | +28,007+13.9% | Added |
| Csenge Advisory Group | 220,307 | $3.03M | 0.20% | +19,257+9.6% | Added |
| Advisor Group Holdings, Inc. | 166,882 | $2.29M | 0.00% | +19,012+12.9% | Added |
| Cerity Partners LLC | 145,862 | $2.00M | 0.01% | −53,071−26.7% | Reduced |
| Family Firm, Inc. | 141,022 | $1.94M | 0.51% | +2,107+1.5% | Added |
| Cetera Advisor Networks LLC | 128,803 | $1.77M | 0.01% | +14,709+12.9% | Added |
| Consolidated Portfolio Review Corp | 128,406 | $1.76M | 0.42% | +27,618+27.4% | Added |
| Elevated Capital Advisors, LLC | 127,148 | $1.75M | 0.58% | −39,460−23.7% | Reduced |
| UBS Group AG | 121,421 | $1.67M | 0.00% | +41,865+52.6% | Added |
| Connectus Wealth, LLC | 119,185 | $1.64M | 0.04% | +119,185 | New |
| Future Financial Wealth Managment LLC | 117,112 | $1.61M | 1.69% | +15,265+15.0% | Added |
| Sowell Financial Services LLC | 116,796 | $1.60M | 0.09% | +150+0.1% | Added |
| Wells Fargo & Company | 112,835 | $1.55M | 0.00% | −10,074−8.2% | Reduced |
| Penserra Capital Management LLC | 111,040 | $1.52M | 0.03% | +6,923+6.6% | Added |
| Western Wealth Management, LLC | 103,157 | $1.42M | 0.12% | +2,343+2.3% | Added |
| Truist Financial Corp | 92,373 | $1.27M | 0.00% | −20,800−18.4% | Reduced |
| Federation des caisses Desjardins du Quebec | 73,063 | $1.00M | 0.01% | +7,526+11.5% | Added |
| Chelsea Counsel Co | 67,200 | $923.3K | 0.45% | 00.0% | Unchanged |
| Thrivent Financial for Lutherans | 64,997 | $893.0K | 0.00% | +4,314+7.1% | Added |
| Mountain Capital Investment Advisors, Inc | 64,839 | $885.7K | 0.33% | +4,598+7.6% | Added |
| Bard Associates Inc | 56,775 | $780.1K | 0.30% | +100+0.2% | Added |
| Atomi Financial Group, Inc. | 47,033 | $646.2K | 0.29% | −2,386−4.8% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 43,564 | $599.0K | 0.00% | +7,740+21.6% | Added |
| Susquehanna International Group, LLP | 40,756 | $560.0K | 0.00% | +40,756 | New |
| Wolverine Asset Management LLC | 37,251 | $511.8K | 0.01% | +3,882+11.6% | Added |
| HighTower Advisors, LLC | 35,748 | $490.0K | 0.00% | +2,005+5.9% | Added |
| Wedbush Securities Inc | 35,279 | $485.0K | 0.02% | +7,269+26.0% | Added |
| Atria Wealth Solutions, Inc. | 29,114 | $400.1K | 0.01% | −7,534−20.6% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 27,698 | $380.6K | 0.00% | +27+0.1% | Added |
| Millennium Management LLC | 24,055 | $330.5K | 0.00% | +24,055 | New |
| Titleist Asset Management, LLC | 23,467 | $322.4K | 0.06% | −5,145−18.0% | Reduced |
| The PNC Financial Services Group, Inc. | 23,000 | $316.0K | 0.00% | 00.0% | Unchanged |
| Sage Capital Advisors,llc | 22,243 | $305.6K | 0.11% | +222+1.0% | Added |
| Tiemann Investment Advisors, LLC | 21,998 | $302.3K | 0.15% | −337−1.5% | Reduced |
| Baird Financial Group, Inc. | 21,164 | $290.8K | 0.00% | −164−0.8% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 20,671 | $284.0K | 0.02% | +20,671 | New |
| Spire Wealth Management | 20,170 | $277.1K | 0.01% | +342+1.7% | Added |
| International Assets Investment Management, LLC | 20,545 | $276.3K | 0.04% | +20,545 | New |
| Alpha Cubed Investments, LLC | 18,076 | $248.4K | 0.02% | 00.0% | Unchanged |
| Kestra Advisory Services, LLC | 17,656 | $242.6K | 0.00% | +3,606+25.7% | Added |
| Private Advisor Group, LLC | 17,080 | $234.7K | 0.00% | +21+0.1% | Added |
| Claybrook Capital, LLC | 16,895 | $232.1K | 0.12% | 00.0% | Unchanged |
| Raymond James & Associates | 16,668 | $229.0K | 0.00% | −7,330−30.5% | Reduced |
| Rockefeller Capital Management L.P. | 15,991 | $219.7K | 0.00% | −159−1.0% | Reduced |
| Advisory Services Network, LLC | 15,877 | $218.2K | 0.01% | +750+5.0% | Added |
| Stifel Financial Corp | 15,538 | $213.5K | 0.00% | +3,519+29.3% | Added |
| Davenport & Co LLC | 14,928 | $205.1K | 0.00% | −1,000−6.3% | Reduced |
| Wealthcare Advisory Partners LLC | 14,876 | $204.4K | 0.01% | +14,876 | New |
| DF Dent & Co Inc | 14,098 | $193.7K | 0.00% | −850−5.7% | Reduced |
| Envestnet Asset Management Inc | 14,017 | $192.6K | 0.00% | +745+5.6% | Added |
| US Bancorp | 13,906 | $191.1K | 0.00% | 00.0% | Unchanged |
| GWM Advisors LLC | 13,200 | $181.4K | 0.00% | 00.0% | Unchanged |
| Ceera Investments, LLC | 13,080 | $179.7K | 0.10% | 00.0% | Unchanged |
| Kestra Private Wealth Services, LLC | 12,698 | $174.5K | 0.01% | +765+6.4% | Added |
| Mercer Global Advisors Inc | 12,436 | $171.0K | 0.00% | −1,286−9.4% | Reduced |
| Jacobi Capital Management LLC | 12,095 | $166.2K | 0.02% | +1,290+11.9% | Added |
| Creative Planning | 11,742 | $161.3K | 0.00% | −4,867−29.3% | Reduced |
| MML Investors Services, LLC | 11,424 | $157.0K | 0.00% | +789+7.4% | Added |
| SFI Advisors, LLC | 11,076 | $152.2K | 0.14% | 00.0% | Unchanged |
| Evergreen Capital Management LLC | 10,800 | $148.4K | 0.01% | 00.0% | Unchanged |
| Cary Street Partner Investment Advisory LLC | 10,773 | $148.0K | 0.01% | 00.0% | Unchanged |
| LexAurum Advisors, LLC | 10,000 | $137.4K | 0.04% | 00.0% | Unchanged |
| Private Trust Co NA | 7,950 | $109.2K | 0.01% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 5,435 | $74.7K | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 5,160 | $70.9K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 5,000 | $68.7K | 0.01% | 00.0% | Unchanged |
| Allworth Financial LP | 4,426 | $60.8K | 0.00% | +20.0% | Added |
| Fifth Third Bancorp | 3,957 | $54.4K | 0.00% | 00.0% | Unchanged |
| Hollencrest Capital Management | 2,595 | $35.7K | 0.00% | 00.0% | Unchanged |
| ICA Group Wealth Management, LLC | 2,583 | $35.5K | 0.01% | 00.0% | Unchanged |
| North Star Investment Management Corp. | 2,098 | $28.8K | 0.00% | 00.0% | Unchanged |
| CGC Financial Services, LLC | 1,731 | $23.8K | 0.02% | +1,731 | New |
| Bank of New Hampshire | 1,250 | $17.2K | 0.00% | 00.0% | Unchanged |
| SOA Wealth Advisors, LLC. | 1,153 | $15.8K | 0.00% | +22+1.9% | Added |
| Princeton Global Asset Management LLC | 850 | $11.7K | 0.00% | 00.0% | Unchanged |
| AlphaMark Advisors, LLC | 795 | $11.0K | 0.01% | 00.0% | Unchanged |
| Benjamin F. Edwards & Company, Inc. | 710 | $10.0K | 0.00% | 00.0% | Unchanged |
| TFC Financial Management | 441 | $6.06K | 0.00% | +9+2.1% | Added |
| Raleigh Capital Management Inc. | 400 | $5.50K | 0.00% | −260−39.4% | Reduced |
| Sanctuary Wealth Management, L.L.C. | 359 | $4.93K | 0.01% | +359 | New |
| Sunbelt Securities, Inc. | 350 | $4.81K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 348 | $4.78K | 0.00% | −1,642−82.5% | Reduced |
| Koesten, Hirschmann & Crabtree, INC. | 186 | $2.56K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 158 | $2.17K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 150 | $2.00K | 0.00% | −1,000−87.0% | Reduced |
| City Holding Co | 100 | $1.37K | 0.00% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 17 | $238 | 0.00% | −525−96.9% | Reduced |
| Golden Green, Inc. | 0 | $0 | 0.00% | −178,488−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −15,589−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −14,372−100.0% | Sold out |
| Centaurus Financial, Inc. | 0 | $0 | 0.00% | −13,179−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −13,144−100.0% | Sold out |