Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC
FFC- Exchange
- NYSE
- SEC CIK
- 0001174164
No open-market purchases or sales by Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC insiders were filed in the last 90 days; 111 institutions reported holding it in 13F filings for Q2 2026, worth $181.2M in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 108
- +13 vs. Q2 2023
- Shares held
- 7.63M
- +647.2K (+9.3%) vs. Q2 2023
- Total value
- $99.0M
- +$3.02M (+3.1%) vs. Q2 2023
- New holders
- 20
- 35 more added
- Sold out
- 7
- 26 more reduced
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FFC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 111 | $181.2M |
| Q1 2026 | 119 | $165.4M |
| Q4 2025 | 113 | $173.6M |
| Q3 2025 | 115 | $179.4M |
| Q2 2025 | 112 | $164.2M |
| Q1 2025 | 114 | $153.9M |
| Q4 2024 | 118 | $156.5M |
| Q3 2024 | 110 | $145.9M |
| Q2 2024 | 108 | $134.3M |
| Q1 2024 | 115 | $134.1M |
| Q4 2023 | 120 | $126.1M |
| Q3 2023 | 108 | $99.0M |
| Q2 2023 | 95 | $96.0M |
| Q1 2023 | 101 | $88.8M |
| Q4 2022 | 100 | $94.4M |
| Q3 2022 | 97 | $91.5M |
| Q2 2022 | 102 | $97.5M |
| Q1 2022 | 101 | $124.9M |
| Q4 2021 | 112 | $134.2M |
| Q3 2021 | 106 | $140.5M |
| Q2 2021 | 98 | $127.9M |
| Q1 2021 | 106 | $138.5M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Invesco Ltd. | 621,450 | $8.06M | 0.00% | +142,244+29.7% | Added |
| Mangrove Partners | 509,000 | $6.60M | 0.68% | 00.0% | Unchanged |
| Morgan Stanley | 496,470 | $6.44M | 0.00% | −175,471−26.1% | Reduced |
| Bank of America Corp | 464,869 | $6.03M | 0.00% | −86,758−15.7% | Reduced |
| Cohen & Steers, Inc. | 324,190 | $4.21M | 0.01% | +26,000+8.7% | Added |
| Rpo LLC | 322,048 | $4.18M | 7.12% | +322,048 | New |
| Commonwealth Equity Services, LLC | 302,940 | $3.93M | 0.01% | −15,185−4.8% | Reduced |
| Royal Bank of Canada | 288,261 | $3.74M | 0.00% | −226,853−44.0% | Reduced |
| CNH Partners LLC | 268,791 | $3.49M | 0.16% | +268,791 | New |
| Penserra Capital Management LLC | 258,356 | $3.35M | 0.07% | +147,316+132.7% | Added |
| LPL Financial LLC | 244,617 | $3.17M | 0.00% | +15,444+6.7% | Added |
| Csenge Advisory Group | 222,507 | $2.89M | 0.20% | +2,200+1.0% | Added |
| Advisor Group Holdings, Inc. | 191,222 | $2.48M | 0.00% | +24,340+14.6% | Added |
| Ameriprise Financial Inc | 183,570 | $2.38M | 0.00% | −74,224−28.8% | Reduced |
| Consolidated Portfolio Review Corp | 167,822 | $2.18M | 0.53% | +39,416+30.7% | Added |
| Boothbay Fund Management, LLC | 150,822 | $1.96M | 0.07% | +150,822 | New |
| Family Firm, Inc. | 135,944 | $1.76M | 0.50% | −5,078−3.6% | Reduced |
| Cetera Advisor Networks LLC | 135,788 | $1.76M | 0.01% | +6,985+5.4% | Added |
| Elevated Capital Advisors, LLC | 128,891 | $1.67M | 0.57% | +1,743+1.4% | Added |
| Sowell Financial Services LLC | 117,556 | $1.52M | 0.10% | +760+0.7% | Added |
| UBS Group AG | 116,392 | $1.51M | 0.00% | −5,029−4.1% | Reduced |
| Wells Fargo & Company | 112,564 | $1.46M | 0.00% | −271−0.2% | Reduced |
| Western Wealth Management, LLC | 99,572 | $1.29M | 0.11% | −3,585−3.5% | Reduced |
| Envestnet Asset Management Inc | 99,471 | $1.29M | 0.00% | +85,454+609.6% | Added |
| Wolverine Asset Management LLC | 96,739 | $1.25M | 0.02% | +59,488+159.7% | Added |
| Truist Financial Corp | 94,800 | $1.23M | 0.00% | +2,427+2.6% | Added |
| Park Avenue Securities LLC | 81,353 | $1.05M | 0.02% | +81,353 | New |
| Federation des caisses Desjardins du Quebec | 78,607 | $1.02M | 0.01% | +5,544+7.6% | Added |
| Chelsea Counsel Co | 67,200 | $871.6K | 0.45% | 00.0% | Unchanged |
| Mountain Capital Investment Advisors, Inc | 63,626 | $838.0K | 0.31% | −1,213−1.9% | Reduced |
| Bard Associates Inc | 57,720 | $748.6K | 0.31% | +945+1.7% | Added |
| Thrivent Financial for Lutherans | 45,289 | $587.0K | 0.00% | −19,708−30.3% | Reduced |
| Cerity Partners LLC | 42,302 | $548.7K | 0.00% | −103,560−71.0% | Reduced |
| Atomi Financial Group, Inc. | 41,877 | $543.1K | 0.18% | −5,156−11.0% | Reduced |
| Wealth Enhancement Advisory Services, LLC | 39,836 | $516.7K | 0.00% | +39,836 | New |
| Cambridge Investment Research Advisors, Inc. | 37,689 | $489.0K | 0.00% | −5,875−13.5% | Reduced |
| Arlington Capital Management, Inc. | 35,387 | $459.0K | 0.48% | +35,387 | New |
| HighTower Advisors, LLC | 33,752 | $437.0K | 0.00% | −1,996−5.6% | Reduced |
| Atria Wealth Solutions, Inc. | 33,013 | $428.3K | 0.01% | +3,899+13.4% | Added |
| Millennium Management LLC | 32,355 | $419.6K | 0.00% | +8,300+34.5% | Added |
| Hennion & Walsh Asset Management, Inc. | 32,138 | $416.8K | 0.03% | +11,467+55.5% | Added |
| Baird Financial Group, Inc. | 30,396 | $394.2K | 0.00% | +9,232+43.6% | Added |
| Lido Advisors, LLC | 30,000 | $389.1K | 0.00% | +30,000 | New |
| Raymond James Financial Services Advisors, Inc. | 29,543 | $383.2K | 0.00% | +1,845+6.7% | Added |
| Susquehanna International Group, LLP | 28,531 | $370.0K | 0.00% | −12,225−30.0% | Reduced |
| Wedbush Securities Inc | 28,276 | $367.0K | 0.02% | −7,003−19.9% | Reduced |
| 1607 Capital Partners, LLC | 24,700 | $320.4K | 0.02% | +24,700 | New |
| Sage Capital Advisors,llc | 23,598 | $306.1K | 0.11% | +1,355+6.1% | Added |
| Titleist Asset Management, LLC | 23,467 | $304.4K | 0.06% | 00.0% | Unchanged |
| Tiemann Investment Advisors, LLC | 22,254 | $288.6K | 0.15% | +256+1.2% | Added |
| The PNC Financial Services Group, Inc. | 22,200 | $287.9K | 0.00% | −800−3.5% | Reduced |
| We Are One Seven, LLC | 21,867 | $283.6K | 0.02% | +21,867 | New |
| Raymond James & Associates | 21,048 | $273.0K | 0.00% | +4,380+26.3% | Added |
| Eschler Asset Management LLP | 20,900 | $271.1K | 0.32% | +20,900 | New |
| Spire Wealth Management | 20,502 | $265.9K | 0.01% | +332+1.6% | Added |
| International Assets Investment Management, LLC | 20,448 | $254.9K | 0.03% | −97−0.5% | Reduced |
| Alpha Cubed Investments, LLC | 18,076 | $234.5K | 0.02% | 00.0% | Unchanged |
| Kestra Advisory Services, LLC | 17,842 | $231.4K | 0.00% | +186+1.1% | Added |
| Private Advisor Group, LLC | 17,100 | $221.8K | 0.00% | +20+0.1% | Added |
| Claybrook Capital, LLC | 16,895 | $219.1K | 0.13% | 00.0% | Unchanged |
| Wealthcare Advisory Partners LLC | 16,130 | $209.2K | 0.01% | +1,254+8.4% | Added |
| Flow State Investments, L.P. | 16,080 | $208.6K | 0.08% | +16,080 | New |
| Rockefeller Capital Management L.P. | 15,899 | $206.2K | 0.00% | −92−0.6% | Reduced |
| Kestra Private Wealth Services, LLC | 15,624 | $202.6K | 0.01% | +2,926+23.0% | Added |
| DF Dent & Co Inc | 14,663 | $190.2K | 0.00% | +565+4.0% | Added |
| Creative Planning | 14,340 | $186.0K | 0.00% | +2,598+22.1% | Added |
| Stifel Financial Corp | 14,263 | $185.0K | 0.00% | −1,275−8.2% | Reduced |
| Integrated Capital Management, Inc. | 13,989 | $181.4K | 0.16% | +13,989 | New |
| US Bancorp | 13,906 | $180.4K | 0.00% | 00.0% | Unchanged |
| Ceera Investments, LLC | 13,080 | $169.6K | 0.09% | 00.0% | Unchanged |
| Jacobi Capital Management LLC | 12,095 | $156.9K | 0.02% | 00.0% | Unchanged |
| Whitener Capital Management, Inc. | 11,240 | $145.8K | 0.06% | +11,240 | New |
| Advisory Services Network, LLC | 11,127 | $144.3K | 0.00% | −4,750−29.9% | Reduced |
| MML Investors Services, LLC | 11,103 | $144.0K | 0.00% | −321−2.8% | Reduced |
| Logan Stone Capital, LLC | 11,096 | $143.9K | 0.04% | +11,096 | New |
| SFI Advisors, LLC | 11,076 | $143.7K | 0.14% | 00.0% | Unchanged |
| Evergreen Capital Management LLC | 10,800 | $140.1K | 0.01% | 00.0% | Unchanged |
| Cary Street Partner Investment Advisory LLC | 10,773 | $139.7K | 0.01% | 00.0% | Unchanged |
| Mercer Global Advisors Inc | 10,463 | $136.0K | 0.00% | −1,973−15.9% | Reduced |
| Fortune Financial Advisors, LLC | 10,024 | $130.0K | 0.10% | +10,024 | New |
| LexAurum Advisors, LLC | 10,000 | $129.7K | 0.04% | 00.0% | Unchanged |
| Private Trust Co NA | 7,950 | $103.1K | 0.01% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 5,435 | $70.5K | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 5,160 | $66.9K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 5,000 | $64.8K | 0.01% | 00.0% | Unchanged |
| Fifth Third Bancorp | 3,957 | $51.3K | 0.00% | 00.0% | Unchanged |
| Comerica Bank | 3,341 | $43.3K | 0.00% | +3,341 | New |
| FMR LLC | 3,003 | $39.0K | 0.00% | +3,003 | New |
| Allworth Financial LP | 2,827 | $36.7K | 0.00% | −1,599−36.1% | Reduced |
| Hollencrest Capital Management | 2,595 | $33.7K | 0.00% | 00.0% | Unchanged |
| North Star Investment Management Corp. | 2,098 | $27.2K | 0.00% | 00.0% | Unchanged |
| Elequin Capital LP | 2,017 | $26.2K | 0.01% | +2,017 | New |
| AlphaMark Advisors, LLC | 1,413 | $18.0K | 0.01% | +618+77.7% | Added |
| Bank of New Hampshire | 1,250 | $16.2K | 0.00% | 00.0% | Unchanged |
| SOA Wealth Advisors, LLC. | 1,175 | $15.2K | 0.00% | +22+1.9% | Added |
| Princeton Global Asset Management LLC | 850 | $11.0K | 0.00% | 00.0% | Unchanged |
| Benjamin F. Edwards & Company, Inc. | 710 | $9.00K | 0.00% | 00.0% | Unchanged |
| TFC Financial Management | 449 | $5.83K | 0.00% | +8+1.8% | Added |
| Sanctuary Wealth Management, L.L.C. | 359 | $4.66K | 0.01% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 350 | $4.54K | 0.00% | 00.0% | Unchanged |