Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC
FFC- Exchange
- NYSE
- SEC CIK
- 0001174164
No open-market purchases or sales by Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC insiders were filed in the last 90 days; 111 institutions reported holding it in 13F filings for Q2 2026, worth $181.2M in total; no superinvestor holds it.
13F holders, Q1 2024
Institutional positions in Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 115
- −5 vs. Q4 2023
- Shares held
- 9.03M
- −42.4K (−0.5%) vs. Q4 2023
- Total value
- $134.1M
- +$7.96M (+6.3%) vs. Q4 2023
- New holders
- 11
- 44 more added
- Sold out
- 16
- 32 more reduced
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FFC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 111 | $181.2M |
| Q1 2026 | 119 | $165.4M |
| Q4 2025 | 113 | $173.6M |
| Q3 2025 | 115 | $179.4M |
| Q2 2025 | 112 | $164.2M |
| Q1 2025 | 114 | $153.9M |
| Q4 2024 | 118 | $156.5M |
| Q3 2024 | 110 | $145.9M |
| Q2 2024 | 108 | $134.3M |
| Q1 2024 | 115 | $134.1M |
| Q4 2023 | 120 | $126.1M |
| Q3 2023 | 108 | $99.0M |
| Q2 2023 | 95 | $96.0M |
| Q1 2023 | 101 | $88.8M |
| Q4 2022 | 100 | $94.4M |
| Q3 2022 | 97 | $91.5M |
| Q2 2022 | 102 | $97.5M |
| Q1 2022 | 101 | $124.9M |
| Q4 2021 | 112 | $134.2M |
| Q3 2021 | 106 | $140.5M |
| Q2 2021 | 98 | $127.9M |
| Q1 2021 | 106 | $138.5M |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 756,620 | $11.2M | 0.00% | +163,136+27.5% | Added |
| Penserra Capital Management LLC | 746,732 | $11.1M | 0.14% | +469,164+169.0% | Added |
| Mangrove Partners | 660,629 | $9.81M | 0.85% | +11,771+1.8% | Added |
| Invesco Ltd. | 648,798 | $9.63M | 0.00% | +15,249+2.4% | Added |
| CNH Partners LLC | 484,410 | $7.19M | 0.25% | +79,843+19.7% | Added |
| Bank of America Corp | 450,119 | $6.68M | 0.00% | −9,456−2.1% | Reduced |
| Cohen & Steers, Inc. | 324,190 | $4.81M | 0.01% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 260,747 | $3.87M | 0.01% | −9,627−3.6% | Reduced |
| Wells Fargo & Company | 259,138 | $3.85M | 0.00% | +101,932+64.8% | Added |
| Ameriprise Financial Inc | 253,406 | $3.77M | 0.00% | −3,958−1.5% | Reduced |
| LPL Financial LLC | 243,781 | $3.62M | 0.00% | +11,344+4.9% | Added |
| Csenge Advisory Group | 238,742 | $3.55M | 0.20% | +565+0.2% | Added |
| Landscape Capital Management, L.L.C. | 175,352 | $2.60M | 0.23% | +19,956+12.8% | Added |
| Advisor Group Holdings, Inc. | 173,584 | $2.58M | 0.01% | +15,434+9.8% | Added |
| Consolidated Portfolio Review Corp | 168,756 | $2.51M | 0.66% | −10,429−5.8% | Reduced |
| PFG Investments, LLC | 160,863 | $2.39M | 0.14% | +160,863 | New |
| Royal Bank of Canada | 155,900 | $2.32M | 0.00% | −102,538−39.7% | Reduced |
| Raymond James & Associates | 148,591 | $2.21M | 0.00% | +2,837+1.9% | Added |
| Gridiron Partners, LLC | 147,931 | $2.20M | 1.40% | +2,407+1.7% | Added |
| Envestnet Asset Management Inc | 141,486 | $2.10M | 0.00% | +29,794+26.7% | Added |
| Elevated Capital Advisors, LLC | 138,529 | $2.06M | 0.59% | +7,843+6.0% | Added |
| Cetera Investment Advisers | 137,776 | $2.05M | 0.00% | +137,776 | New |
| Family Firm, Inc. | 127,757 | $1.90M | 0.46% | −6,507−4.8% | Reduced |
| Sowell Financial Services LLC | 127,731 | $1.90M | 0.09% | +2,602+2.1% | Added |
| UBS Group AG | 106,571 | $1.58M | 0.00% | −5,206−4.7% | Reduced |
| Connectus Wealth, LLC | 92,940 | $1.38M | 0.04% | −8,800−8.6% | Reduced |
| Park Avenue Securities LLC | 89,870 | $1.33M | 0.02% | −4,463−4.7% | Reduced |
| Federation des caisses Desjardins du Quebec | 87,321 | $1.30M | 0.01% | +3,560+4.3% | Added |
| Hennion & Walsh Asset Management, Inc. | 72,453 | $1.08M | 0.06% | +22,144+44.0% | Added |
| Western Wealth Management, LLC | 66,597 | $989.0K | 0.08% | −10,765−13.9% | Reduced |
| Mountain Capital Investment Advisors, Inc | 65,752 | $956.0K | 0.27% | +1,893+3.0% | Added |
| Bard Associates Inc | 56,818 | $843.7K | 0.30% | −102−0.2% | Reduced |
| Baird Financial Group, Inc. | 53,873 | $800.0K | 0.00% | +11,648+27.6% | Added |
| Boothbay Fund Management, LLC | 50,679 | $752.6K | 0.02% | −104,518−67.3% | Reduced |
| Lido Advisors, LLC | 47,495 | $705.3K | 0.01% | 00.0% | Unchanged |
| Wealth Enhancement Advisory Services, LLC | 46,835 | $695.5K | 0.00% | +3,180+7.3% | Added |
| Rpo LLC | 46,141 | $685.2K | 1.01% | −279,407−85.8% | Reduced |
| 1607 Capital Partners, LLC | 45,262 | $672.1K | 0.05% | +15,562+52.4% | Added |
| Cambridge Investment Research Advisors, Inc. | 43,818 | $651.0K | 0.00% | +2,233+5.4% | Added |
| Thrivent Financial for Lutherans | 43,188 | $641.0K | 0.00% | +3,159+7.9% | Added |
| Seamount Financial Group Inc | 36,297 | $539.0K | 0.47% | −6,942−16.1% | Reduced |
| Flow State Investments, L.P. | 32,710 | $485.7K | 0.14% | −7,936−19.5% | Reduced |
| Millennium Management LLC | 32,686 | $485.4K | 0.00% | 00.0% | Unchanged |
| We Are One Seven, LLC | 32,496 | $482.6K | 0.03% | −173,765−84.2% | Reduced |
| Eschler Asset Management LLP | 30,227 | $447.1K | 0.29% | 00.0% | Unchanged |
| Guggenheim Capital LLC | 29,581 | $439.3K | 0.00% | +10,131+52.1% | Added |
| Wedbush Securities Inc | 27,202 | $404.0K | 0.02% | −1,584−5.5% | Reduced |
| Atomi Financial Group, Inc. | 25,900 | $384.6K | 0.04% | −2,750−9.6% | Reduced |
| Atria Wealth Solutions, Inc. | 25,733 | $382.1K | 0.00% | +206+0.8% | Added |
| Susquehanna International Group, LLP | 25,294 | $375.6K | 0.00% | −20,595−44.9% | Reduced |
| Alpine Global Management, LLC | 25,000 | $371.3K | 0.07% | +2,000+8.7% | Added |
| HighTower Advisors, LLC | 24,118 | $359.0K | 0.00% | −39,135−61.9% | Reduced |
| Titleist Asset Management, LLC | 23,467 | $348.5K | 0.06% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 22,200 | $329.7K | 0.00% | 00.0% | Unchanged |
| Sage Capital Advisors,llc | 21,929 | $325.6K | 0.09% | +365+1.7% | Added |
| Raymond James Financial Services Advisors, Inc. | 21,373 | $317.4K | 0.00% | −5,062−19.1% | Reduced |
| Advisory Services Network, LLC | 21,177 | $314.5K | 0.01% | −12,900−37.9% | Reduced |
| Spire Wealth Management | 21,158 | $314.2K | 0.01% | +211+1.0% | Added |
| Whitener Capital Management, Inc. | 19,380 | $287.8K | 0.09% | +1,900+10.9% | Added |
| Alpha Cubed Investments, LLC | 18,076 | $268.4K | 0.01% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 16,640 | $247.1K | 0.00% | −980−5.6% | Reduced |
| Kestra Advisory Services, LLC | 16,460 | $244.4K | 0.00% | +1,317+8.7% | Added |
| GWM Advisors LLC | 15,786 | $234.4K | 0.00% | +1,170+8.0% | Added |
| Stifel Financial Corp | 15,763 | $234.1K | 0.00% | −5,092−24.4% | Reduced |
| Tiemann Investment Advisors, LLC | 14,955 | $222.1K | 0.10% | +326+2.2% | Added |
| XTX Topco Ltd | 14,638 | $217.4K | 0.03% | +14,638 | New |
| Kestra Private Wealth Services, LLC | 14,624 | $217.2K | 0.00% | −1,282−8.1% | Reduced |
| Integrated Capital Management, Inc. | 14,525 | $215.7K | 0.18% | +877+6.4% | Added |
| US Bancorp | 13,906 | $206.5K | 0.00% | 00.0% | Unchanged |
| International Assets Investment Management, LLC | 13,866 | $205.1K | 0.02% | −398−2.8% | Reduced |
| DF Dent & Co Inc | 13,783 | $204.7K | 0.00% | +170+1.2% | Added |
| Truist Financial Corp | 13,587 | $201.8K | 0.00% | −88,617−86.7% | Reduced |
| Jacobi Capital Management LLC | 13,195 | $195.9K | 0.02% | +1,100+9.1% | Added |
| Evergreen Capital Management LLC | 12,550 | $186.4K | 0.01% | +1,000+8.7% | Added |
| Prairie Wealth Advisors, Inc. | 12,300 | $182.7K | 0.09% | +12,300 | New |
| MML Investors Services, LLC | 11,937 | $177.0K | 0.00% | +154+1.3% | Added |
| Cary Street Partner Investment Advisory LLC | 11,773 | $174.8K | 0.01% | 00.0% | Unchanged |
| Cerity Partners LLC | 11,220 | $166.6K | 0.00% | 00.0% | Unchanged |
| SFI Advisors, LLC | 10,507 | $156.0K | 0.12% | 00.0% | Unchanged |
| Private Trust Co NA | 10,445 | $155.1K | 0.02% | +3,345+47.1% | Added |
| Nomura Holdings Inc | 10,405 | $154.5K | 0.00% | −3,055−22.7% | Reduced |
| Deutsche Bank AG | 10,159 | $150.9K | 0.00% | +10,159 | New |
| Capital Analysts, LLC | 8,834 | $131.0K | 0.01% | 00.0% | Unchanged |
| Future Financial Wealth Managment LLC | 7,000 | $104.0K | 0.08% | +7,000 | New |
| Gilliland Jeter Wealth Management LLC | 6,758 | $100.4K | 0.03% | −3,765−35.8% | Reduced |
| Comerica Bank | 5,292 | $78.6K | 0.00% | +1,585+42.8% | Added |
| Parallel Advisors, LLC | 5,160 | $76.6K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 5,000 | $74.3K | 0.01% | 00.0% | Unchanged |
| Chelsea Counsel Co | 4,975 | $73.9K | 0.04% | −20,225−80.3% | Reduced |
| Harbour Investments, Inc. | 4,000 | $59.4K | 0.00% | −158−3.8% | Reduced |
| Geneos Wealth Management Inc. | 3,975 | $59.0K | 0.00% | −660−14.2% | Reduced |
| IFP Advisors, Inc | 3,500 | $52.0K | 0.00% | +3,500 | New |
| Mather Group, LLC. | 3,689 | $51.3K | 0.00% | +3,689 | New |
| Allworth Financial LP | 2,718 | $40.4K | 0.00% | 00.0% | Unchanged |
| North Star Investment Management Corp. | 2,098 | $31.2K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 1,660 | $25.0K | 0.00% | +34+2.1% | Added |
| AlphaMark Advisors, LLC | 1,439 | $21.0K | 0.01% | +15+1.1% | Added |
| Bank of New Hampshire | 1,250 | $18.6K | 0.00% | 00.0% | Unchanged |
| Hollencrest Capital Management | 1,110 | $16.5K | 0.00% | 00.0% | Unchanged |
| SOA Wealth Advisors, LLC. | 856 | $12.7K | 0.00% | +19+2.3% | Added |