Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC
FFC- Exchange
- NYSE
- SEC CIK
- 0001174164
No open-market purchases or sales by Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC insiders were filed in the last 90 days; 111 institutions reported holding it in 13F filings for Q2 2026, worth $181.2M in total; no superinvestor holds it.
13F holders, Q3 2024
Institutional positions in Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 110
- +3 vs. Q2 2024
- Shares held
- 9.19M
- +70.7K (+0.8%) vs. Q2 2024
- Total value
- $145.9M
- +$11.6M (+8.6%) vs. Q2 2024
- New holders
- 19
- 43 more added
- Sold out
- 16
- 24 more reduced
1 institution that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FFC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 111 | $181.2M |
| Q1 2026 | 119 | $165.4M |
| Q4 2025 | 113 | $173.6M |
| Q3 2025 | 115 | $179.4M |
| Q2 2025 | 112 | $164.2M |
| Q1 2025 | 114 | $153.9M |
| Q4 2024 | 118 | $156.5M |
| Q3 2024 | 110 | $145.9M |
| Q2 2024 | 108 | $134.3M |
| Q1 2024 | 115 | $134.1M |
| Q4 2023 | 120 | $126.1M |
| Q3 2023 | 108 | $99.0M |
| Q2 2023 | 95 | $96.0M |
| Q1 2023 | 101 | $88.8M |
| Q4 2022 | 100 | $94.4M |
| Q3 2022 | 97 | $91.5M |
| Q2 2022 | 102 | $97.5M |
| Q1 2022 | 101 | $124.9M |
| Q4 2021 | 112 | $134.2M |
| Q3 2021 | 106 | $140.5M |
| Q2 2021 | 98 | $127.9M |
| Q1 2021 | 106 | $138.5M |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 960,713 | $15.8M | 0.00% | +64,553+7.2% | Added |
| Invesco Ltd. | 639,361 | $10.5M | 0.00% | −13,125−2.0% | Reduced |
| Mangrove Partners | 502,266 | $8.24M | 0.79% | −158,363−24.0% | Reduced |
| Cohen & Steers, Inc. | 498,296 | $8.18M | 0.01% | +87,106+21.2% | Added |
| CNH Partners LLC | 484,320 | $7.95M | 0.18% | −62,625−11.4% | Reduced |
| Bank of America Corp | 448,426 | $7.36M | 0.00% | −3,423−0.8% | Reduced |
| LPL Financial LLC | 319,100 | $5.24M | 0.00% | +6,003+1.9% | Added |
| Wells Fargo & Company | 306,433 | $5.03M | 0.00% | +32,382+11.8% | Added |
| Ameriprise Financial Inc | 279,369 | $4.58M | 0.00% | +5,441+2.0% | Added |
| Csenge Advisory Group | 248,124 | $4.07M | 0.21% | −10,738−4.1% | Reduced |
| Envestnet Asset Management Inc | 239,646 | $3.93M | 0.00% | +69,668+41.0% | Added |
| Commonwealth Equity Services, LLC | 230,343 | $3.78M | 0.01% | −27,545−10.7% | Reduced |
| Thomas J. Herzfeld Advisors, Inc. | 229,127 | $3.76M | 1.25% | +229,127 | New |
| Raymond James & Associates | 166,060 | $2.73M | 0.00% | +12,062+7.8% | Added |
| Royal Bank of Canada | 159,847 | $2.62M | 0.00% | +15,495+10.7% | Added |
| Gridiron Partners, LLC | 147,931 | $2.43M | 1.47% | 00.0% | Unchanged |
| Stifel Financial Corp | 136,754 | $2.24M | 0.00% | +112,386+461.2% | Added |
| Elevated Capital Advisors, LLC | 135,808 | $2.23M | 0.59% | −1,564−1.1% | Reduced |
| Family Firm, Inc. | 126,748 | $2.08M | 0.46% | +600+0.5% | Added |
| Cetera Investment Advisers | 123,969 | $2.03M | 0.00% | −7,719−5.9% | Reduced |
| Sowell Financial Services LLC | 122,740 | $2.01M | 0.09% | −3,841−3.0% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 120,354 | $1.98M | 0.09% | +30,723+34.3% | Added |
| Baird Financial Group, Inc. | 113,762 | $1.87M | 0.00% | +57,192+101.1% | Added |
| UBS Group AG | 104,057 | $1.71M | 0.00% | −481−0.5% | Reduced |
| Colony Group, LLC | 89,990 | $1.48M | 0.00% | −2,950−3.2% | Reduced |
| Federation des caisses Desjardins du Quebec | 89,482 | $1.47M | 0.01% | +964+1.1% | Added |
| Millennium Management LLC | 86,814 | $1.42M | 0.00% | +62,705+260.1% | Added |
| Mountain Capital Investment Advisors, Inc | 88,997 | $1.41M | 0.31% | +22,237+33.3% | Added |
| Park Avenue Securities LLC | 86,002 | $1.41M | 0.02% | −4,989−5.5% | Reduced |
| Advisor Group Holdings, Inc. | 84,925 | $1.39M | 0.00% | −5,632−6.2% | Reduced |
| 1607 Capital Partners, LLC | 80,966 | $1.33M | 0.12% | +33,400+70.2% | Added |
| Cambridge Investment Research Advisors, Inc. | 78,116 | $1.28M | 0.00% | +38,200+95.7% | Added |
| HighTower Advisors, LLC | 78,343 | $1.28M | 0.00% | +55,185+238.3% | Added |
| Wealth Enhancement Advisory Services, LLC | 69,795 | $1.15M | 0.00% | +13,635+24.3% | Added |
| Bard Associates Inc | 63,843 | $1.05M | 0.36% | +9,825+18.2% | Added |
| Strategies Wealth Advisors, LLC | 59,284 | $972.9K | 0.13% | +59,284 | New |
| Everstar Asset Management, LLC | 57,100 | $937.0K | 0.64% | +57,100 | New |
| The PNC Financial Services Group, Inc. | 55,882 | $917.0K | 0.00% | +33,682+151.7% | Added |
| Thrivent Financial for Lutherans | 52,374 | $859.0K | 0.00% | +6,891+15.2% | Added |
| Guggenheim Capital LLC | 49,118 | $806.0K | 0.01% | +11,396+30.2% | Added |
| Consolidated Portfolio Review Corp | 47,038 | $771.9K | 0.17% | −15,466−24.7% | Reduced |
| Lido Advisors, LLC | 46,895 | $769.5K | 0.01% | 00.0% | Unchanged |
| Western Wealth Management, LLC | 41,079 | $674.1K | 0.04% | −8,193−16.6% | Reduced |
| Seamount Financial Group Inc | 35,699 | $585.8K | 0.44% | −598−1.6% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 30,398 | $498.8K | 0.00% | +7,541+33.0% | Added |
| Atomi Financial Group, Inc. | 27,900 | $457.8K | 0.03% | +2,500+9.8% | Added |
| Wedbush Securities Inc | 27,563 | $452.0K | 0.02% | +906+3.4% | Added |
| Sanctuary Advisors, LLC | 29,018 | $449.5K | 0.00% | +29,018 | New |
| Sage Capital Advisors,llc | 27,168 | $445.8K | 0.12% | +1,025+3.9% | Added |
| RSM US Wealth Management LLC | 26,433 | $433.2K | 0.01% | +26,433 | New |
| Kestra Advisory Services, LLC | 26,256 | $430.9K | 0.00% | +236+0.9% | Added |
| Whitener Capital Management, Inc. | 24,780 | $406.6K | 0.12% | 00.0% | Unchanged |
| Matisse Capital | 23,907 | $392.3K | 0.19% | +23,907 | New |
| Titleist Asset Management, LLC | 23,467 | $385.1K | 0.06% | 00.0% | Unchanged |
| Jacobi Capital Management LLC | 20,410 | $334.9K | 0.03% | +3,540+21.0% | Added |
| GWM Advisors LLC | 19,834 | $325.5K | 0.00% | +272+1.4% | Added |
| Spire Wealth Management | 19,211 | $315.3K | 0.01% | +75+0.4% | Added |
| Calamos Advisors LLC | 19,129 | $313.9K | 0.00% | +19,129 | New |
| Atria Wealth Solutions, Inc. | 18,621 | $305.6K | 0.00% | −7,119−27.7% | Reduced |
| Alpha Cubed Investments, LLC | 18,076 | $296.6K | 0.01% | 00.0% | Unchanged |
| Integrated Capital Management, Inc. | 17,781 | $291.8K | 0.23% | +231+1.3% | Added |
| Private Advisor Group, LLC | 16,680 | $273.7K | 0.00% | −88−0.5% | Reduced |
| Guyasuta Investment Advisors Inc | 15,650 | $256.8K | 0.02% | +15,650 | New |
| Kestra Private Wealth Services, LLC | 15,554 | $255.2K | 0.00% | +732+4.9% | Added |
| US Bancorp | 15,406 | $252.8K | 0.00% | +1,500+10.8% | Added |
| Tiemann Investment Advisors, LLC | 15,388 | $252.5K | 0.11% | +171+1.1% | Added |
| Robinson Capital Management, LLC | 15,113 | $248.1K | 0.09% | +15,113 | New |
| Prairie Wealth Advisors, Inc. | 13,300 | $218.3K | 0.11% | +800+6.4% | Added |
| Evergreen Capital Management LLC | 12,550 | $205.9K | 0.01% | 00.0% | Unchanged |
| DF Dent & Co Inc | 12,298 | $201.8K | 0.00% | −1,835−13.0% | Reduced |
| Mercer Global Advisors Inc | 12,115 | $198.6K | 0.00% | +12,115 | New |
| Cary Street Partner Investment Advisory LLC | 11,773 | $193.2K | 0.01% | 00.0% | Unchanged |
| Truist Financial Corp | 11,582 | $190.1K | 0.00% | −185−1.6% | Reduced |
| Cerity Partners LLC | 11,220 | $184.1K | 0.00% | 00.0% | Unchanged |
| Jane Street Group, LLC | 10,520 | $172.6K | 0.00% | +10,520 | New |
| SFI Advisors, LLC | 10,507 | $172.4K | 0.12% | 00.0% | Unchanged |
| Smith, Moore & Co. | 10,489 | $172.1K | 0.02% | +10,489 | New |
| Private Trust Co NA | 10,445 | $171.4K | 0.02% | 00.0% | Unchanged |
| Arkadios Wealth Advisors | 10,258 | $168.3K | 0.01% | +10,258 | New |
| Gilliland Jeter Wealth Management LLC | 6,963 | $114.3K | 0.04% | +100+1.5% | Added |
| Future Financial Wealth Managment LLC | 6,850 | $112.4K | 0.08% | +6,850 | New |
| Comerica Bank | 5,793 | $95.1K | 0.00% | +248+4.5% | Added |
| Parallel Advisors, LLC | 5,160 | $84.7K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 5,097 | $83.6K | 0.01% | +67+1.3% | Added |
| Chelsea Counsel Co | 4,900 | $80.4K | 0.04% | 00.0% | Unchanged |
| Allworth Financial LP | 4,218 | $69.2K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 4,000 | $65.6K | 0.00% | 00.0% | Unchanged |
| Thurston, Springer, Miller, Herd & Titak, Inc. | 3,941 | $64.7K | 0.02% | +3,941 | New |
| Geneos Wealth Management Inc. | 3,810 | $62.5K | 0.00% | 00.0% | Unchanged |
| Mather Group, LLC. | 3,689 | $60.5K | 0.00% | −886−19.4% | Reduced |
| IFP Advisors, Inc | 3,500 | $57.4K | 0.00% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 2,799 | $45.9K | 0.00% | +35+1.3% | Added |
| Capital Analysts, LLC | 2,531 | $42.0K | 0.00% | −6,303−71.3% | Reduced |
| CoreCap Advisors, LLC | 2,300 | $37.7K | 0.00% | +2,300 | New |
| North Star Investment Management Corp. | 2,098 | $34.4K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 1,558 | $26.0K | 0.00% | −102−6.1% | Reduced |
| Bessemer Group Inc | 1,610 | $26.0K | 0.00% | +1,610 | New |
| Chilton Capital Management LLC | 1,550 | $25.4K | 0.00% | +1,550 | New |
| AlphaMark Advisors, LLC | 1,261 | $21.0K | 0.01% | −190−13.1% | Reduced |
| Hollencrest Capital Management | 1,110 | $18.2K | 0.00% | 00.0% | Unchanged |